Chief Compliance Officer

0001085146-16-003638.txt : 20160510 0001085146-16-003638.hdr.sgml : 20160510 20160509205737 ACCESSION NUMBER: 0001085146-16-003638 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160510 DATE AS OF CHANGE: 20160509 EFFECTIVENESS DATE: 20160510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Brown Advisory Securities, LLC CENTRAL INDEX KEY: 0001389479 IRS NUMBER: 753014089 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12353 FILM NUMBER: 161633426 BUSINESS ADDRESS: STREET 1: 901 SOUTH BOND STREET, SUITE 400 CITY: BALTIMORE STATE: MD ZIP: 21231-3340 BUSINESS PHONE: (410) 537-5502 MAIL ADDRESS: STREET 1: 901 SOUTH BOND STREET, SUITE 400 CITY: BALTIMORE STATE: MD ZIP: 21231-3340 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001389479 XXXXXXXX 03-31-2016 03-31-2016 Brown Advisory Securities, LLC

901 SOUTH BOND STREET, SUITE 400 BALTIMORE MD 21231-3340

13F HOLDINGS REPORT 028-12353 N Brett D. Rogers Chief Compliance Officer 410 537-5486 /s/ Brett D. Rogers Baltimore MD 05-09-2016 0 305 305373 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y101169910209SHDFND 0010209ABBOTT LABSCOM002824100110626500SHDFND 0026500ABBVIE INCCOM00287Y109236341319SHDFND 0041319ACCENTURE PLC IRELANDSHS CLASS AG1151C101311226950SHDFND 0026950ACNB CORPCOM00086810935015659SHDFND 0015659ACUITY BRANDS INCCOM00508Y1023281504SHDFND 001504AIR LEASE CORPNOTE 3.875%12/000912XAK02116000PRNDFND 0016000AIR PRODS & CHEMS INCCOM0091581065313704SHDFND 003704AKAMAI TECHNOLOGIES INCCOM00971T1012734945SHDFND 004945ALEXION PHARMACEUTICALS INCCOM0153511095594013SHDFND 004013ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1022713412SHDFND 003412ALPHABET INCCAP STK CL C02079K10745986202SHDFND 006202ALPHABET INCCAP STK CL A02079K30562968255SHDFND 008255ALTRIA GROUP INCCOM02209S103147323529SHDFND 0023529AMAZON COM INCCOM023135106673711343SHDFND 0011343AMERICAN EXPRESS COCOM025816109102816774SHDFND 0016774AMERICAN TOWER CORP NEWCOM03027X100197219290SHDFND 0019290AMERISOURCEBERGEN CORPCOM03073E1052102391SHDFND 002391AMGEN INCCOM0311621006584390SHDFND 004390AMPHENOL CORP NEWCL A0320951013966854SHDFND 006854ANADARKO PETE CORPCOM0325111073878309SHDFND 008309ANSYS INCCOM03662Q1052042293SHDFND 002293ANTHEM INCCOM0367521032111527SHDFND 001527APACHE CORPCOM0374111054068309SHDFND 008309APPLE INCCOM03783310014798135908SHDFND 00135908ARGAN INCCOM04010E1092015725SHDFND 005725ASTRONICS CORPCOM04643310844411658SHDFND 0011658AT&T INCCOM00206R102282472039SHDFND 0072039ATLAS AIR WORLDWIDE HLDGS INNOTE 2.250% 6/0049164BH82426000PRNDFND 0026000AUTODESK INCCOM0527691063325714SHDFND 005714AUTOMATIC DATA PROCESSING INCOM0530151033323687SHDFND 003687AVALONBAY CMNTYS INCCOM0534841016463394SHDFND 003394AVERY DENNISON CORPCOM0536111093394676SHDFND 004676BAIDU INCSPON ADR REP A056752108229312005SHDFND 0012005BANK AMER CORPCOM06050510436927297SHDFND 0027297BANK NEW YORK MELLON CORPCOM0640581002065575SHDFND 005575BERKSHIRE HATHAWAY INC DELCL A0846701082131SHDFND 001BERKSHIRE HATHAWAY INC DELCL B NEW084670702460732532SHDFND 0032532BIOMARIN PHARMACEUTICAL INCNOTE 0.750%10/109061GAE12523000PRNDFND 0023000BLACKSTONE GROUP L PCOM UNIT LTD09253U1082699537SHDFND 009537BOEING COCOM0970231053672891SHDFND 002891BOTTOMLINE TECH DEL INCNOTE 1.500%12/0101388AA41716000PRNDFND 0016000BP PLCSPONSORED ADR05562210439513182SHDFND 0013182BRIGHT HORIZONS FAM SOL IN DCOM10919410071511008SHDFND 0011008BRISTOL MYERS SQUIBB COCOM110122108321950319SHDFND 0050319BROOKFIELD ASSET MGMT INCCL A LTD VT SH11258510491326244SHDFND 0026244BROOKFIELD INFRAST PARTNERSLP INT UNITG1625210164815339SHDFND 0015339CANADIAN NATL RY COCOM13637510264710369SHDFND 0010369CARMAX INCCOM1431301023346539SHDFND 006539CATERPILLAR INC DELCOM1491231016999105SHDFND 009105CEL SCI CORPCOM PAR $0.011508375084280000SHDFND 0080000CELGENE CORPCOM1510201043883863SHDFND 003863CHART INDS INCNOTE 2.000% 8/016115QAC41516000PRNDFND 0016000CHESAPEAKE ENERGY CORPCOM16516710716941050SHDFND 0041050CHEVRON CORP NEWCOM166764100170617864SHDFND 0017864CHUBB LIMITEDCOMH1467J1045754822SHDFND 004822CIENA CORPNOTE 0.875% 6/1171779AE11010000PRNDFND 0010000CIGNA CORPORATIONCOM1255091094913576SHDFND 003576CINCINNATI BELL INC NEWPFD CV DEP1/20171871403109022459SHDFND 0022459CIRRUS LOGIC INCCOM17275510058015975SHDFND 0015975CISCO SYS INCCOM17275R102112639577SHDFND 0039577CLOROX CO DELCOM1890541096194926SHDFND 004926COCA COLA COCOM191216100183339474SHDFND 0039474COGNIZANT TECHNOLOGY SOLUTIOCL A19244610263610124SHDFND 0010124COLGATE PALMOLIVE COCOM194162103100814275SHDFND 0014275COMCAST CORP NEWCL A20030N1013385546SHDFND 005546CONNECTURE INCCOM20786J1062811111SHDFND 0011111CONOCOPHILLIPSCOM20825C1042516276SHDFND 006276CONSTELLIUM NVCL AN220351045210000SHDFND 0010000COSTCO WHSL CORP NEWCOM22160K105162710290SHDFND 0010290CVS HEALTH CORPCOM126650100181117467SHDFND 0017467DANAHER CORP DELCOM235851102277129241SHDFND 0029241DANAHER CORP DELNOTE 1/2235851AF94616000PRNDFND 0016000DAVITA HEALTHCARE PARTNERS ICOM23918K108240832844SHDFND 0032844DEERE & COCOM2441991055206765SHDFND 006765DELPHI AUTOMOTIVE PLCSHSG278231063234315SHDFND 004315DEPOMED INCNOTE 2.500% 9/0249908AA22121000PRNDFND 0021000DIAGEO P L CSPON ADR NEW25243Q2055134751SHDFND 004751DISNEY WALT COCOM DISNEY254687106199920108SHDFND 0020108DOLLAR GEN CORP NEWCOM2566771053343909SHDFND 003909DOMINION RES INC VA NEWCOM25746U109107914346SHDFND 0014346DOUBLELINE OPPORTUNISTIC CRCOM25862310731011700SHDFND 0011700DOW CHEM COCOM2605431033937738SHDFND 007738DU PONT E I DE NEMOURS & COCOM26353410989214099SHDFND 0014099DUKE ENERGY CORP NEWCOM NEW26441C204139317317SHDFND 0017317EASTERLY GOVT PPTYS INCCOM27616P10362833974SHDFND 0033974EATON CORP PLCSHSG291831032534043SHDFND 004043EATON VANCE TAX MNGD GBL DVCOM27829F10810912340SHDFND 0012340EATON VANCE TX MGD DIV EQ INCOM27828N10211010245SHDFND 0010245ECLIPSE RES CORPCOM27890G1002920000SHDFND 0020000ECOLAB INCCOM2788651005905284SHDFND 005284EMERSON ELEC COCOM29101110477714315SHDFND 0014315ENTERPRISE PRODS PARTNERS LCOM293792107148260058SHDFND 0060058EQUIFAX INCCOM294429105327528649SHDFND 0028649EXELON CORPCOM30161N1013589993SHDFND 009993EXPRESS SCRIPTS HLDG COCOM30219G108354351622SHDFND 0051622EXXON MOBIL CORPCOM30231G102672780474SHDFND 0080474FACEBOOK INCCL A30303M102391434280SHDFND 0034280FAIR ISAAC CORPCOM3032501049108572SHDFND 008572FASTENAL COCOM3119001042505049SHDFND 005049FIAT CHRYSLER AUTOMOBILES NSHSN3173810210112500SHDFND 0012500FIDELITY NATL INFORMATION SVCOM31620M106114718123SHDFND 0018123FIFTH STREET FINANCE CORPCOM31678A10314428200SHDFND 0028200FIRST TR EXCHANGE TRADED FDNY ARCA BIOTECH33733E2033594100SHDFND 004100FIRST TR EXCHANGE-TRADED FDPFD SECS INC ETF33739E10823912800SHDFND 0012800FORD MTR CO DELCOM PAR $0.013453708601766130828SHDFND 00130828GAMESTOP CORP NEWCL A36467W10967821391SHDFND 0021391GENERAL DYNAMICS CORPCOM3695501085914498SHDFND 004498GENERAL ELECTRIC COCOM3696041035872184618SHDFND 00184618GENERAL MLS INCCOM37033410472111363SHDFND 0011363GENERAL MTRS COCOM37045V1002046354SHDFND 006354GILEAD SCIENCES INCCOM375558103103811284SHDFND 0011284GOLUB CAP BDC INCCOM38173M10267338841SHDFND 0038841HAMILTON BANCORP INC MDCOM40701510613310000SHDFND 0010000HANCOCK JOHN PFD INCOME FD ICOM41021P10322712025SHDFND 0012025HD SUPPLY HLDGS INCCOM40416M105127138445SHDFND 0038445HEALTHWAYS INCCOM42224510010110000SHDFND 0010000HELIX ENERGY SOLUTIONS GRP INOTE 3.250% 3/142330PAG22735000PRNDFND 0035000HEXCEL CORP NEWCOM4282911083157186SHDFND 007186HOLOGIC INCCOM4364401013108983SHDFND 008983HOLOGIC INCDEBT 2.000% 3/0436440AC52116000PRNDFND 0016000HOME DEPOT INCCOM43707610211748801SHDFND 008801HONEYWELL INTL INCCOM4385161065785168SHDFND 005168HORIZON TECHNOLOGY FIN CORPCOM44045A10228124200SHDFND 0024200HUNTINGTON BANCSHARES INCCOM44615010410810877SHDFND 0010877ILLUMINA INCCOM4523271094142553SHDFND 002553ILLUMINA INCNOTE 0.500% 6/1452327AH22726000PRNDFND 0026000IMS HEALTH HLDGS INCCOM44970B10930811578SHDFND 0011578INGERSOLL-RAND PLCSHSG477911013385459SHDFND 005459INTEL CORPCOM458140100250377285SHDFND 0077285INTEL CORPSDCV 12/1458140AD21210000PRNDFND 0010000INTEL CORPSDCV 3.250% 8/0458140AF71810000PRNDFND 0010000INTERNATIONAL BUSINESS MACHSCOM459200101255416881SHDFND 0016881INTUITIVE SURGICAL INCCOM NEW46120E60213332218SHDFND 002218ISHARES GOLD TRUSTISHARES46428510523419670SHDFND 0019670ISHARES SILVER TRUSTISHARES46428Q10915110270SHDFND 0010270ISHARES TRSELECT DIVID ETF464287168148318154SHDFND 0018154ISHARES TRTIPS BD ETF4642871764674077SHDFND 004077ISHARES TRCORE S&P500 ETF46428720011015333SHDFND 005333ISHARES TRCORE US AGGBD ET464287226267724160SHDFND 0024160ISHARES TRMSCI EMG MKT ETF46428723458116844SHDFND 0016844ISHARES TRIBOXX INV CP ETF4642872425254412SHDFND 004412ISHARES TR20 YR TR BD ETF464287432452834701SHDFND 0034701ISHARES TR1-3 YR TR BD ETF4642874572222594SHDFND 002594ISHARES TRMSCI EAFE ETF4642874652844984SHDFND 004984ISHARES TRCORE S&P MCP ETF4642875075693951SHDFND 003951ISHARES TRNASDQ BIOTEC ETF4642875563171217SHDFND 001217ISHARES TRRUS 1000 VAL ETF4642875988068151SHDFND 008151ISHARES TRS&P MC 400GR ETF4642876065373288SHDFND 003288ISHARES TRRUS 1000 GRW ETF464287614109711004SHDFND 0011004ISHARES TRRUS 2000 GRW ETF4642876482732053SHDFND 002053ISHARES TRCORE S&P SCP ETF4642878044824268SHDFND 004268ISHARES TRSP SMCP600GR ETF4642878872071660SHDFND 001660ISHARES TREAFE SML CP ETF4642882733146324SHDFND 006324ISHARES TRIBOXX HI YD ETF4642885133314037SHDFND 004037ISHARES TRCORE US CR BD4642886203663316SHDFND 003316ISHARES TR1-3 YR CR BD ETF4642886465755438SHDFND 005438ISHARES TR10-20 YR TRS ETF4642886533042141SHDFND 002141ISHARES TR3-7 YR TR BD ETF4642886615484355SHDFND 004355ISHARES TRCORE HIGH DV ETF46429B6633524498SHDFND 004498JARDEN CORPNOTE 1.875% 9/1471109AH15026000PRNDFND 0026000JOHNSON & JOHNSONCOM478160104641659373SHDFND 0059373JOHNSON CTLS INCCOM4783661072205686SHDFND 005686JPMORGAN CHASE & COCOM46625H100295049671SHDFND 0049671KAYNE ANDERSON MLP INVT COCOM48660610618511185SHDFND 0011185KELLOGG COCOM4878361082092706SHDFND 002706KIMBERLY CLARK CORPCOM4943681036184580SHDFND 004580KINDER MORGAN INC DELCOM49456B10167337597SHDFND 0037597KRAFT HEINZ COCOM5007541066788648SHDFND 008648LAUDER ESTEE COS INCCL A5184391047017427SHDFND 007427LIBERTY GLOBAL PLCSHS CL AG5480U1042877475SHDFND 007475LIBERTY MEDIA CORP DELAWARENOTE 1.375%10/1531229AB82626000PRNDFND 0026000LILLY ELI & COCOM5324571083995552SHDFND 005552LOCKHEED MARTIN CORPCOM5398301093551608SHDFND 001608LOWES COS INCCOM5486611073124144SHDFND 004144M & T BK CORPCOM55261F10410199170SHDFND 009170MACQUARIE INFRASTRUCTURE CORNOTE 2.875% 7/155608BAA32826000PRNDFND 0026000MADISON SQUARE GARDEN CO NEWCL A55825T1032071248SHDFND 001248MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP5590801065578089SHDFND 008089MARKEL CORPCOM570535104588660SHDFND 00660MARKET VECTORS ETF TRGOLD MINER ETF57060U10047923930SHDFND 0023930MARKET VECTORS ETF TRAMT FREE INT ETF57060U84524610165SHDFND 0010165MASIMO CORPCOM5747951003037250SHDFND 007250MASTERCARD INCCL A57636Q104572560562SHDFND 0060562MCCORMICK & CO INCCOM VTG579780107134713571SHDFND 0013571MCCORMICK & CO INCCOM NON VTG579780206200320137SHDFND 0020137MCDONALDS CORPCOM5801351018947119SHDFND 007119MCGRAW HILL FINL INCCOM5806451094684734SHDFND 004734MCKESSON CORPCOM58155Q1035843691SHDFND 003691MEAD JOHNSON NUTRITION COCOM5828391065386358SHDFND 006358MEDIDATA SOLUTIONS INCNOTE 1.000% 8/058471AAB12121000PRNDFND 0021000MELCO CROWN ENTMT LTDADR58546410030718600SHDFND 0018600MERCK & CO INC NEWCOM58933Y105371470095SHDFND 0070095METLIFE INCCOM59156R10891120727SHDFND 0020727MICROCHIP TECHNOLOGY INCCOM59501710461712764SHDFND 0012764MICROCHIP TECHNOLOGY INCSDCV 2.125%12/1595017AB02010000PRNDFND 0010000MICROSOFT CORPCOM594918104519594127SHDFND 0094127MOLINA HEALTHCARE INCDBCV 1.625% 8/160855RAD22720000PRNDFND 0020000MONDELEZ INTL INCCL A609207105173643333SHDFND 0043333NETFLIX INCCOM64110L1066746598SHDFND 006598NEWPARK RES INCNOTE 4.000%10/0651718AC22324000PRNDFND 0024000NEXTERA ENERGY INCCOM65339F1015164355SHDFND 004355NIELSEN HLDGS PLCSHS EURG6518L1082885480SHDFND 005480NORDSTROM INCCOM6556641002374140SHDFND 004140NOVARTIS A GSPONSORED ADR66987V1094806636SHDFND 006636NUANCE COMMUNICATIONS INCNOTE 2.750%11/067020YAF72525000PRNDFND 0025000NUVEEN MD PREM INCOME MUN FDCOM67061Q10719014318SHDFND 0014318NUVEEN MUN VALUE FD INCCOM67092810030729285SHDFND 0029285NVIDIA CORPNOTE 1.000%12/067066GAC83016000PRNDFND 0016000NXP SEMICONDUCTORS N VCOMN6596X1096738309SHDFND 008309NYMOX PHARMACEUTICAL CORPCOMP733981026828000SHDFND 0028000OAKTREE CAP GROUP LLCUNIT CL A6740012012665400SHDFND 005400OCCIDENTAL PETE CORP DELCOM6745991053505047SHDFND 005047ON SEMICONDUCTOR CORPNOTE 2.625%12/1682189AH82726000PRNDFND 0026000ORACLE CORPCOM68389X105124430439SHDFND 0030439PAREXEL INTL CORPCOM6994621075268386SHDFND 008386PAYPAL HLDGS INCCOM70450Y10368917866SHDFND 0017866PEPSICO INCCOM713448108434042439SHDFND 0042439PFIZER INCCOM717081103142448022SHDFND 0048022PHILIP MORRIS INTL INCCOM718172109129113135SHDFND 0013135PHILLIPS 66COM7185461046437436SHDFND 007436PNC FINL SVCS GROUP INCCOM69347510595611275SHDFND 0011275POWERSHARES ETF TR IIPFD PORTFOLIO73936T56530220351SHDFND 0020351POWERSHARES ETF TR IIS&P500 LOW VOL73937B7793739264SHDFND 009264POWERSHARES ETF TRUSTDWA MOMENTUM PTF73935X15367016450SHDFND 0016450PPG INDS INCCOM6935061072422161SHDFND 002161PRICE T ROWE GROUP INCCOM74144T108223830434SHDFND 0030434PRICELINE GRP INCCOM NEW741503403842655SHDFND 00655PRICELINE GRP INCNOTE 1.000% 3/1741503AQ91210000PRNDFND 0010000PROCTER & GAMBLE COCOM742718109720087510SHDFND 0087510PUBLIC SVC ENTERPRISE GROUPCOM7445731062435155SHDFND 005155QUALCOMM INCCOM747525103326963947SHDFND 0063947RED HAT INCNOTE 0.250%10/0756577AD43126000PRNDFND 0026000REGIONS FINL CORP NEWCOM7591EP10012515886SHDFND 0015886RYDEX ETF TRUSTGUG S&P500 EQ WT78355W106579573729SHDFND 0073729RYDEX ETF TRUSTGUGGENHM S&P 50078355W2056324345SHDFND 004345SALESFORCE COM INCCOM79466L302224630457SHDFND 0030457SALESFORCE COM INCNOTE 0.250% 4/079466LAD62622000PRNDFND 0022000SALIENT MIDSTREAM & MLP FDSH BEN INT79471V10510713274SHDFND 0013274SANDISK CORPNOTE 0.500%10/180004CAF82626000PRNDFND 0026000SBA COMMUNICATIONS CORPCOM78388J1065205198SHDFND 005198SCHLUMBERGER LTDCOM806857108280938140SHDFND 0038140SCHWAB CHARLES CORP NEWCOM8085131053802135675SHDFND 00135675SCHWAB STRATEGIC TRUS BRD MKT ETF808524102162332930SHDFND 0032930SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y5064347063SHDFND 007063SERVICENOW INCNOTE 11/081762PAB82120000PRNDFND 0020000SIRIUS XM HLDGS INCCOM82968B1036015313SHDFND 0015313SOUTHERN COCOM8425871072594963SHDFND 004963SPDR GOLD TRUSTGOLD SHS78463V1072111799SHDFND 001799SPDR INDEX SHS FDSS&P EMKTSC ETF78463X75645711718SHDFND 0011718SPDR S&P 500 ETF TRTR UNIT78462F103211410276SHDFND 0010276SPDR SERIES TRUSTS&P DIVID ETF78464A7634896121SHDFND 006121SPECTRA ENERGY CORPCOM84756010988929064SHDFND 0029064STARBUCKS CORPCOM855244109333155761SHDFND 0055761STEMCELLS INCCOM NEW85857R204830000SHDFND 0030000STERICYCLE INCCOM858912108346527442SHDFND 0027442STRYKER CORPCOM863667101135712654SHDFND 0012654SUNTRUST BKS INCCOM86791410348113328SHDFND 0013328TARGET CORPCOM87612E10691511190SHDFND 0011190TELEFLEX INCNOTE 3.875% 8/0879369AA46427000PRNDFND 0027000TEVA PHARMACEUTICAL FIN LLCDBCV 0.250% 2/088163VAE92116000PRNDFND 0016000TEVA PHARMACEUTICAL INDS LTDADR88162420973813792SHDFND 0013792TEXAS INSTRS INCCOM8825081042864984SHDFND 004984THERMO FISHER SCIENTIFIC INCCOM8835561023352378SHDFND 002378TRANSDIGM GROUP INCCOM8936411004662104SHDFND 002104TRIPADVISOR INCCOM896945201103215552SHDFND 0015552TWITTER INCCOM90184L10231618800SHDFND 0018800UBS AG JERSEY BRHCMCI ETN 3890264177820016407SHDFND 0016407ULTIMATE SOFTWARE GROUP INCCOM90385D1073021565SHDFND 001565UNDER ARMOUR INCCL A904311107480556736SHDFND 0056736UNILEVER N VN Y SHS NEW90478470946710463SHDFND 0010463UNILEVER PLCSPON ADR NEW9047677043678075SHDFND 008075UNION PAC CORPCOM9078181082813548SHDFND 003548UNITED PARCEL SERVICE INCCL B911312106108410280SHDFND 0010280UNITED TECHNOLOGIES CORPCOM9130171096066046SHDFND 006046UNITEDHEALTH GROUP INCCOM91324P1025063967SHDFND 003967UNIVERSAL DISPLAY CORPCOM91347P105102819000SHDFND 0019000VALERO ENERGY CORP NEWCOM91913Y1002213429SHDFND 003429VANGUARD INDEX FDSREIT ETF922908553103012293SHDFND 0012293VANGUARD INDEX FDSMID CAP ETF9229086295904870SHDFND 004870VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C4092563195SHDFND 003195VANGUARD SPECIALIZED PORTFOLDIV APP ETF921908844111913786SHDFND 0013786VERINT SYS INCNOTE 1.500% 6/092343XAA82325000PRNDFND 0025000VERISK ANALYTICS INCCOM92345Y1066528158SHDFND 008158VERIZON COMMUNICATIONS INCCOM92343V104523596878SHDFND 0096878VIPSHOP HLDGS LTDSPONSORED ADR92763W10316913093SHDFND 0013093VISA INCCOM CL A92826C839436657085SHDFND 0057085VOYA FINL INCCOM92908910034211560SHDFND 0011560W P CAREY INCCOM92936U10975012070SHDFND 0012070WABASH NATL CORPNOTE 3.375% 5/0929566AH02116000PRNDFND 0016000WALGREENS BOOTS ALLIANCE INCCOM9314271082412878SHDFND 002878WAL-MART STORES INCCOM9311421035387867SHDFND 007867WASTE CONNECTIONS INCCOM94105310096014874SHDFND 0014874WEC ENERGY GROUP INCCOM92939U1062193643SHDFND 003643WELLS FARGO & CO NEWCOM949746101189739178SHDFND 0039178WELLTOWER INCCOM95040Q1045568011SHDFND 008011WESTERN ASSET MUN HI INCM FDCOM95766N10349961619SHDFND 0061619WILLIS TOWERS WATSON PUB LTDSHSG966291032542143SHDFND 002143WISDOMTREE INVTS INCCOM97717P10415213350SHDFND 0013350WISDOMTREE TREUROPE HEDGED EQ97717X7013085914SHDFND 005914WYNN RESORTS LTDCOM9831341073934205SHDFND 004205XILINX INCNOTE 2.625% 6/1983919AF82716000PRNDFND 0016000XPO LOGISTICS INCNOTE 4.500%10/0983793AA83015000PRNDFND 0015000YUM BRANDS INCCOM9884981015757015SHDFND 007015ZIMMER BIOMET HLDGS INCCOM98956P1022081956SHDFND 001956