0001085146-15-001181.txt : 20150514 0001085146-15-001181.hdr.sgml : 20150514 20150513193420 ACCESSION NUMBER: 0001085146-15-001181 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150514 DATE AS OF CHANGE: 20150513 EFFECTIVENESS DATE: 20150514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Brown Advisory Securities, LLC CENTRAL INDEX KEY: 0001389479 IRS NUMBER: 753014089 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12353 FILM NUMBER: 15859887 BUSINESS ADDRESS: STREET 1: 901 SOUTH BOND STREET, SUITE 400 CITY: BALTIMORE STATE: MD ZIP: 21231-3340 BUSINESS PHONE: (410) 537-5502 MAIL ADDRESS: STREET 1: 901 SOUTH BOND STREET, SUITE 400 CITY: BALTIMORE STATE: MD ZIP: 21231-3340 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001389479 XXXXXXXX 03-31-2015 03-31-2015 Brown Advisory Securities, LLC
901 SOUTH BOND STREET, SUITE 400 BALTIMORE MD 21231-3340
13F HOLDINGS REPORT 028-12353 N
Brett D. Rogers Chief Compliance Officer 410-537-5486 /s/ Brett D. Rogers Baltimore MD 05-13-2015 0 316 292341 false
INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y101165210025SHDFND 0010025ABBOTT LABSCOM002824100121025969SHDFND 0025969ABBVIE INCCOM00287Y109258944168SHDFND 0044168ACCENTURE PLC IRELANDSHS CLASS AG1151C101262328058SHDFND 0028058ACE LTDSHSH0023R1052181977SHDFND 001977ACNB CORPCOM00086810931415659SHDFND 0015659ACUITY BRANDS INCCOM00508Y1022931743SHDFND 001743AFFILIATED MANAGERS GROUPCOM0082521083151463SHDFND 001463AIR LEASE CORPNOTE 3.875%12/000912XAK02115000PRNDFND 0015000AIR PRODS & CHEMS INCCOM0091581064663080SHDFND 003080ALEXANDRIA REAL ESTATE EQ INCOM0152711094152425SHDFND 002425ALIBABA GROUP HLDG LTDSPONSORED ADS01609W102123914927SHDFND 0014927ALTRIA GROUP INCCOM02209S103123524624SHDFND 0024624AMAZON COM INCCOM02313510628227585SHDFND 007585AMERICAN EXPRESS COCOM025816109254732561SHDFND 0032561AMERICAN INTL GROUP INCCOM NEW026874784307389813SHDFND 0089813AMERICAN TOWER CORP NEWCOM03027X100202321473SHDFND 0021473AMETEK INC NEWCOM0311001003596829SHDFND 006829AMGEN INCCOM0311621004562843SHDFND 002843AMPHENOL CORP NEWCL A0320951014066854SHDFND 006854ANADARKO PETE CORPCOM0325111077268771SHDFND 008771ANSYS INCCOM03662Q1052102413SHDFND 002413ANTARES PHARMA INCCOM0366421067628137SHDFND 0028137ANTHEM INCCOM0367521032111368SHDFND 001368AON PLCSHS CL AG0408V1022742857SHDFND 002857APACHE CORPCOM0374111055298810SHDFND 008810APPLE INCCOM03783310016886143624SHDFND 00143624AT&T INCCOM00206R102226469231SHDFND 0069231AUTOMATIC DATA PROCESSING INCOM0530151034124800SHDFND 004800AUTOZONE INCCOM0533321025433089SHDFND 003089BAIDU INCSPON ADR REP A0567521087123417SHDFND 003417BANK AMER CORPCOM06050510441527195SHDFND 0027195BANK NEW YORK MELLON CORPCOM0640581002025050SHDFND 005050BERKSHIRE HATHAWAY INC DELCL A0846701082181SHDFND 001BERKSHIRE HATHAWAY INC DELCL B NEW084670702477233092SHDFND 0033092BIOMARIN PHARMACEUTICAL INCNOTE 0.750%10/109061GAE13323000PRNDFND 0023000BLACKSTONE GROUP L PCOM UNIT LTD09253U1082556573SHDFND 006573BOEING COCOM0970231054402930SHDFND 002930BOTTOMLINE TECH DEL INCNOTE 1.500%12/0101388AA41817000PRNDFND 0017000BP PLCSPONSORED ADR05562210446011776SHDFND 0011776BRIGHT HORIZONS FAM SOL IN DCOM1091941004799345SHDFND 009345BRISTOL MYERS SQUIBB COCOM110122108253339203SHDFND 0039203BROOKFIELD ASSET MGMT INCCL A LTD VT SH11258510497518184SHDFND 0018184BROOKFIELD INFRAST PARTNERSLP INT UNITG162521014038838SHDFND 008838CANADIAN NATL RY COCOM1363751026129164SHDFND 009164CANADIAN PAC RY LTDCOM13645T1002161179SHDFND 001179CARLYLE GROUP L PCOM UTS LTD PTN14309L10238814330SHDFND 0014330CATERPILLAR INC DELCOM149123101110613854SHDFND 0013854CELGENE CORPCOM1510201043823319SHDFND 003319CHART INDS INCNOTE 2.000% 8/016115QAC41616000PRNDFND 0016000CHESAPEAKE ENERGY CORPNOTE 2.750%11/1165167BW62424000PRNDFND 0024000CHESAPEAKE ENERGY CORPPFD CONV1651678423213650SHDFND 003650CHEVRON CORP NEWCOM166764100204519545SHDFND 0019545CHUBB CORPCOM1712321019149036SHDFND 009036CIGNA CORPORATIONCOM1255091094723650SHDFND 003650CINCINNATI BELL INC NEWPFD CV DEP1/20171871403115223148SHDFND 0023148CIRRUS LOGIC INCCOM17275510057317175SHDFND 0017175CISCO SYS INCCOM17275R10246916953SHDFND 0016953CLOROX CO DELCOM1890541094594168SHDFND 004168COCA COLA COCOM191216100180044494SHDFND 0044494COGNIZANT TECHNOLOGY SOLUTIOCL A1924461025528878SHDFND 008878COLFAX CORPCOM1940141063597517SHDFND 007517COLGATE PALMOLIVE COCOM19416210394113549SHDFND 0013549COMCAST CORP NEWCL A20030N1012674676SHDFND 004676CONOCOPHILLIPSCOM20825C1045849428SHDFND 009428COSTCO WHSL CORP NEWCOM22160K10512678332SHDFND 008332CVS HEALTH CORPCOM1266501008848529SHDFND 008529DANAHER CORP DELCOM235851102256230226SHDFND 0030226DANAHER CORP DELNOTE 1/2235851AF93916000PRNDFND 0016000DAVITA HEALTHCARE PARTNERS ICOM23918K108212226144SHDFND 0026144DEERE & COCOM2441991058419580SHDFND 009580DEPOMED INCNOTE 2.500% 9/0249908AA23324000PRNDFND 0024000DIAGEO P L CSPON ADR NEW25243Q2056465840SHDFND 005840DISNEY WALT COCOM DISNEY254687106179217103SHDFND 0017103DOMINION RES INC VA NEWCOM25746U10990612792SHDFND 0012792DOUBLELINE OPPORTUNISTIC CRCOM25862310731512700SHDFND 0012700DOW CHEM COCOM2605431033677632SHDFND 007632DU PONT E I DE NEMOURS & COCOM263534109124817443SHDFND 0017443DUKE ENERGY CORP NEWCOM NEW26441C204129816902SHDFND 0016902EASTERLY GOVT PPTYS INCCOM27616P10331619789SHDFND 0019789EATON CORP PLCSHSG291831033635343SHDFND 005343EATON VANCE TAX MNGD GBL DVCOM27829F10814014340SHDFND 0014340EATON VANCE TX MGD DIV EQ INCOM27828N10211710245SHDFND 0010245EBAY INCCOM27864210388715279SHDFND 0015279ECOLAB INCCOM2788651005815097SHDFND 005097EDWARDS LIFESCIENCES CORPCOM28176E1082051440SHDFND 001440EMERSON ELEC COCOM29101110487115373SHDFND 0015373ENERGY TRANSFER EQUITY L PCOM UT LTD PTN29273V1002203489SHDFND 003489ENERGY TRANSFER PRTNRS L PUNIT LTD PARTN29273R1092754919SHDFND 004919ENTERPRISE PRODS PARTNERS LCOM293792107221167166SHDFND 0067166EOG RES INCCOM26875P1012933218SHDFND 003218EQUIFAX INCCOM294429105266128606SHDFND 0028606EXELON CORPCOM30161N10136310875SHDFND 0010875EXPRESS SCRIPTS HLDG COCOM30219G108420948573SHDFND 0048573EXXON MOBIL CORPCOM30231G102690581189SHDFND 0081189FACEBOOK INCCL A30303M102208825424SHDFND 0025424FAIR ISAAC CORPCOM3032501048469515SHDFND 009515FASTENAL COCOM3119001042275467SHDFND 005467FIDELITY NATL INFORMATION SVCOM31620M106122718040SHDFND 0018040FIFTH STREET FINANCE CORPCOM31678A10326836671SHDFND 0036671FIRST TR EXCHANGE TRADED FDDJ GLBL DIVID33734X2002048100SHDFND 008100FLUIDIGM CORP DELNOTE 2.750% 2/034385PAA61111000PRNDFND 0011000FMC TECHNOLOGIES INCCOM30249U10163217014SHDFND 0017014FORD MTR CO DELCOM PAR $0.0134537086019311902SHDFND 0011902GAMESTOP CORP NEWCL A36467W10982121644SHDFND 0021644GARMIN LTDSHSH2906T1093266865SHDFND 006865GENERAL DYNAMICS CORPCOM3695501085894336SHDFND 004336GENERAL ELECTRIC COCOM3696041033530142423SHDFND 00142423GENERAL MLS INCCOM37033410464711440SHDFND 0011440GILEAD SCIENCES INCCOM375558103103410522SHDFND 0010522GOLDMAN SACHS GROUP INCCOM38141G1042041083SHDFND 001083GOLUB CAP BDC INCCOM38173M10255631557SHDFND 0031557GOOGLE INCCL A38259P50837236716SHDFND 006716GOOGLE INCCL C38259P70630675612SHDFND 005612HAMILTON BANCORP INC MDCOM40701510613710000SHDFND 0010000HCP INCCOM40414L1092425583SHDFND 005583HD SUPPLY HLDGS INCCOM40416M105145046545SHDFND 0046545HEALTH CARE REIT INCCOM42217K10690111661SHDFND 0011661HELIX ENERGY SOLUTIONS GRP INOTE 3.250% 3/142330PAG23535000PRNDFND 0035000HELMERICH & PAYNE INCCOM4234521012433546SHDFND 003546HEXCEL CORP NEWCOM4282911082474794SHDFND 004794HOLOGIC INCDEBT 2.000% 3/0436440AC52018000PRNDFND 0018000HOME DEPOT INCCOM43707610210499229SHDFND 009229HOMEAWAY INCCOM43739Q1002799282SHDFND 009282HONEYWELL INTL INCCOM4385161065415186SHDFND 005186HORIZON TECHNOLOGY FIN CORPCOM44045A10234024595SHDFND 0024595INGERSOLL-RAND PLCSHSG477911013905745SHDFND 005745INTEL CORPCOM458140100255481594SHDFND 0081594INTERNATIONAL BUSINESS MACHSCOM459200101267416677SHDFND 0016677INTUITIVE SURGICAL INCCOM NEW46120E6027991580SHDFND 001580ISHARES10-20 YR TRS ETF4642886532251629SHDFND 001629ISHARESIBOXX HI YD ETF4642885135726302SHDFND 006302ISHARES GOLD TRUSTISHARES46428510530026085SHDFND 0026085ISHARES SILVER TRUSTISHARES46428Q10919111970SHDFND 0011970ISHARES TR1-3 YR TR BD ETF4642874576397530SHDFND 007530ISHARES TRCORE S&P MCP ETF4642875075073338SHDFND 003338ISHARES TRCORE S&P SCP ETF4642878044744033SHDFND 004033ISHARES TRCORE S&P500 ETF4642872009324482SHDFND 004482ISHARES TRCORE US AGGBD ET4642872268427562SHDFND 007562ISHARES TRIBOXX INV CP ETF4642872427626263SHDFND 006263ISHARES TRMSCI EAFE ETF4642874655107952SHDFND 007952ISHARES TRMSCI EMG MKT ETF46428723481620335SHDFND 0020335ISHARES TRNASDQ BIOTEC ETF4642875564141206SHDFND 001206ISHARES TRRUS 1000 GRW ETF464287614139614103SHDFND 0014103ISHARES TRRUS 1000 VAL ETF464287598138013390SHDFND 0013390ISHARES TRRUS 2000 GRW ETF4642876482011313SHDFND 001313ISHARES TRRUS MID-CAP ETF4642874992441407SHDFND 001407ISHARES TRRUSSELL 2000 ETF4642876553763031SHDFND 003031ISHARES TRS&P MC 400GR ETF4642876062101223SHDFND 001223ISHARES TRSELECT DIVID ETF464287168129116566SHDFND 0016566ISHARES TRTIPS BD ETF4642871764223723SHDFND 003723JACOBS ENGR GROUP INC DELCOM46981410750611203SHDFND 0011203JARDEN CORPNOTE 1.875% 9/1471109AH14527000PRNDFND 0027000JOHNSON & JOHNSONCOM478160104587658480SHDFND 0058480JOHNSON CTLS INCCOM4783661072875696SHDFND 005696JONES LANG LASALLE INCCOM48020Q1072631549SHDFND 001549JPMORGAN CHASE & COCOM46625H100231838290SHDFND 0038290KAYNE ANDERSON MLP INVT COCOM486606106225663446SHDFND 0063446KIMBERLY CLARK CORPCOM4943681034324058SHDFND 004058KINDER MORGAN INC DELCOM49456B1014316102675SHDFND 00102675KRAFT FOODS GROUP INCCOM50076Q1066167060SHDFND 007060LABORATORY CORP AMER HLDGSCOM NEW50540R4092241766SHDFND 001766LAM RESEARCH CORPNOTE 1.250% 5/1512807AL22418000PRNDFND 0018000LAS VEGAS SANDS CORPCOM5178341072063700SHDFND 003700LAUDER ESTEE COS INCCL A5184391045156187SHDFND 006187LAZARD LTDSHS AG5405010260911605SHDFND 0011605LIBERTY GLOBAL PLCSHS CL AG5480U1042725290SHDFND 005290LIBERTY MEDIA CORP DELAWARENOTE 1.375%10/1531229AB82626000PRNDFND 0026000LILLY ELI & COCOM5324571083825269SHDFND 005269LOCKHEED MARTIN CORPCOM5398301092931444SHDFND 001444LOWES COS INCCOM5486611072783782SHDFND 003782M & T BK CORPCOM55261F104130910287SHDFND 0010287MACQUARIE INFRASTR CO LLCNOTE 2.875% 7/155608BAA32924000PRNDFND 0024000MADISON SQUARE GARDEN COCL A55826P1002963508SHDFND 003508MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP5590801063895054SHDFND 005054MARKEL CORPCOM570535104492641SHDFND 00641MARKET VECTORS ETF TRGOLD MINER ETF57060U10061633930SHDFND 0033930MARKWEST ENERGY PARTNERS L PUNIT LTD PARTN5707591002013039SHDFND 003039MASIMO CORPCOM5747951002477550SHDFND 007550MASTERCARD INCCL A57636Q104516459800SHDFND 0059800MCCORMICK & CO INCCOM NON VTG579780206142418489SHDFND 0018489MCCORMICK & CO INCCOM VTG579780107105413571SHDFND 0013571MCDONALDS CORPCOM5801351018368586SHDFND 008586MCGRAW HILL FINL INCCOM5806451094874709SHDFND 004709MCKESSON CORPCOM58155Q1035622511SHDFND 002511MEAD JOHNSON NUTRITION COCOM5828391066236212SHDFND 006212MEDTRONIC PLCSHSG5960L1032463152SHDFND 003152MELCO CROWN ENTMT LTDADR58546410039818600SHDFND 0018600MERCK & CO INC NEWCOM58933Y105351461180SHDFND 0061180METLIFE INCCOM59156R108136426966SHDFND 0026966MGM RESORTS INTERNATIONALNOTE 4.250% 4/155303QAE01716000PRNDFND 0016000MICROCHIP TECHNOLOGY INCCOM59501710466913661SHDFND 0013661MICROSOFT CORPCOM594918104372091671SHDFND 0091671MOBILEYE N V AMSTELVEENORD SHSN514881173488300SHDFND 008300MOLYCORP INC DELCOM608753109627150SHDFND 0027150MONDELEZ INTL INCCL A609207105142939657SHDFND 0039657NATIONAL OILWELL VARCO INCCOM63707110154810999SHDFND 0010999NETFLIX INCCOM64110L106233561SHDFND 00561NEWPARK RES INCNOTE 4.000%10/0651718AC22524000PRNDFND 0024000NEXTERA ENERGY INCCOM65339F1015715496SHDFND 005496NIELSEN N VCOMN632181062445480SHDFND 005480NORDSTROM INCCOM6556641003544414SHDFND 004414NORFOLK SOUTHERN CORPCOM6558441082812728SHDFND 002728NORTHERN TIER ENERGY LPCOM UN REPR PART66582610325310000SHDFND 0010000NOVARTIS A GSPONSORED ADR66987V1096466530SHDFND 006530NUANCE COMMUNICATIONS INCNOTE 2.750%11/067020YAF72424000PRNDFND 0024000NUSTAR GP HOLDINGS LLCUNIT RESTG LLC67059L1023339366SHDFND 009366NUVEEN MD PREM INCOME MUN FDCOM67061Q10713110268SHDFND 0010268NUVEEN MUN VALUE FD INCCOM67092810022022285SHDFND 0022285NXP SEMICONDUCTORS N VCOMN6596X1093233213SHDFND 003213NYMOX PHARMACEUTICAL CORPCOM67076P1022428000SHDFND 0028000OAKTREE CAP GROUP LLCUNIT CL A6740012013316400SHDFND 006400OCCIDENTAL PETE CORP DELCOM6745991055477498SHDFND 007498OMNICARE INCNOTE 3.500% 2/1681904AQ14336000PRNDFND 0036000ON SEMICONDUCTOR CORPNOTE 2.625%12/1682189AH83425000PRNDFND 0025000ORACLE CORPCOM68389X105144533437SHDFND 0033437PACCAR INCCOM6937181082093309SHDFND 003309PEPSICO INCCOM713448108412743133SHDFND 0043133PFIZER INCCOM717081103159945955SHDFND 0045955PHILIP MORRIS INTL INCCOM71817210992512252SHDFND 0012252PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN72650310557611799SHDFND 0011799PLAINS GP HLDGS L PSHS A REP LTPN72651A10859521015SHDFND 0021015PNC FINL SVCS GROUP INCCOM693475105123813240SHDFND 0013240POTASH CORP SASK INCCOM73755L10733010231SHDFND 0010231POWERSHARES ETF TR IIS&P500 LOW VOL73937B77939310339SHDFND 0010339POWERSHARES ETF TRUSTDWA MOMENTUM PTF73935X15392921400SHDFND 0021400POWERSHARES GLOBAL ETF TRUSTAGG PFD PORT73936T56516811251SHDFND 0011251POWERSHARES QQQ TRUSTUNIT SER 173935A1042011908SHDFND 001908POWERSHS DB US DOLLAR INDEXDOLL INDX BULL73936D10728310900SHDFND 0010900PRAXAIR INCCOM74005P1042472048SHDFND 002048PRICE T ROWE GROUP INCCOM74144T108267933181SHDFND 0033181PRICELINE GRP INCCOM NEW741503403600516SHDFND 00516PROCTER & GAMBLE COCOM742718109722688200SHDFND 0088200QUALCOMM INCCOM747525103496071469SHDFND 0071469QUANTA SVCS INCCOM74762E10230310545SHDFND 0010545REGIONS FINL CORP NEWCOM7591EP10023224436SHDFND 0024436ROBERT HALF INTL INCCOM7703231032894777SHDFND 004777RPM INTL INCNOTE 2.250%12/1749685AT01211000PRNDFND 0011000RYDEX ETF TRUSTGUG RUSS TOP 5078355W2053782695SHDFND 002695RYDEX ETF TRUSTGUG S&P500 EQ WT78355W106594173320SHDFND 0073320SALESFORCE COM INCCOM79466L302110216501SHDFND 0016501SALESFORCE COM INCNOTE 0.250% 4/079466LAD62521000PRNDFND 0021000SALIENT MIDSTREAM & MLP FDSH BEN INT79471V10523810900SHDFND 0010900SBA COMMUNICATIONS CORPCOM78388J1065304529SHDFND 004529SCHLUMBERGER LTDCOM806857108383045922SHDFND 0045922SCHWAB CHARLES CORP NEWCOM8085131053612118808SHDFND 00118808SCHWAB STRATEGIC TRUS BRD MKT ETF808524102237947130SHDFND 0047130SEAGATE TECHNOLOGY PLCSHSG7945M1072965700SHDFND 005700SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y5063174060SHDFND 004060SELECT SECTOR SPDR TRSBI INT-FINL81369Y60534814434SHDFND 0014434SIGMA ALDRICH CORPCOM8265521012511815SHDFND 001815SOLARCITY CORPNOTE 2.750%11/083416TAA82121000PRNDFND 0021000SPDR GOLD TRUSTGOLD SHS78463V1072652339SHDFND 002339SPDR INDEX SHS FDSS&P EMKTSC ETF78463X75669315526SHDFND 0015526SPDR S&P 500 ETF TRTR UNIT78462F1039664689SHDFND 004689SPDR SERIES TRUSTS&P BIOTECH78464A8702471098SHDFND 001098SPDR SERIES TRUSTS&P DIVID ETF78464A7632002570SHDFND 002570SPECTRA ENERGY CORPCOM84756010984023287SHDFND 0023287STANLEY BLACK & DECKER INCCOM8545021013523680SHDFND 003680STARBUCKS CORPCOM855244109162017087SHDFND 0017087STERICYCLE INCCOM858912108171612198SHDFND 0012198STONE ENERGY CORPNOTE 1.750% 3/0861642AN61010000PRNDFND 0010000STRYKER CORPCOM863667101110311954SHDFND 0011954SUNOCO LPCOM U REP LP86765K1094368503SHDFND 008503SUNTRUST BKS INCCOM86791410346511310SHDFND 0011310TARGET CORPCOM87612E1067168767SHDFND 008767TELEFLEX INCNOTE 3.875% 8/0879369AA45829000PRNDFND 0029000TESLA MTRS INCCOM88160R1012131129SHDFND 001129TEVA PHARMACEUTICAL FIN LLCDBCV 0.250% 2/088163VAE92115000PRNDFND 0015000TEVA PHARMACEUTICAL INDS LTDADR8816242094807690SHDFND 007690TEXAS INSTRS INCCOM8825081042794897SHDFND 004897TOWERS WATSON & COCL A8918941073622745SHDFND 002745TRANSDIGM GROUP INCCOM8936411003971809SHDFND 001809TRIMBLE NAVIGATION LTDCOM89623910032112710SHDFND 0012710TRIPADVISOR INCCOM8969452014445345SHDFND 005345TTM TECHNOLOGIES INCNOTE 3.250% 5/187305RAC31717000PRNDFND 0017000TWITTER INCCOM90184L10265813169SHDFND 0013169UBS AG JERSEY BRHCMCI ETN 3890264177839625878SHDFND 0025878UNDER ARMOUR INCCL A904311107353643924SHDFND 0043924UNILEVER N VN Y SHS NEW9047847093287819SHDFND 007819UNILEVER PLCSPON ADR NEW9047677043578509SHDFND 008509UNION PAC CORPCOM9078181084103787SHDFND 003787UNITED PARCEL SERVICE INCCL B9113121066486676SHDFND 006676UNITED STATES STL CORP NEWNOTE 2.750% 4/0912909AH11110000PRNDFND 0010000UNITED TECHNOLOGIES CORPCOM9130171095134380SHDFND 004380UNITEDHEALTH GROUP INCCOM91324P1025584722SHDFND 004722UNIVERSAL DISPLAY CORPCOM91347P10588819000SHDFND 0019000VALEANT PHARMACEUTICALS INTLCOM91911K1022211112SHDFND 001112VALERO ENERGY PARTNERS LPCOM UNT REP LP91914J1022304750SHDFND 004750VANGUARD INDEX FDSMID CAP ETF9229086294373284SHDFND 003284VANGUARD INDEX FDSREIT ETF9229085536858128SHDFND 008128VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF9220428742434480SHDFND 004480VANGUARD SPECIALIZED PORTFOLDIV APP ETF921908844119714881SHDFND 0014881VERINT SYS INCNOTE 1.500% 6/092343XAA82423000PRNDFND 0023000VERISK ANALYTICS INCCL A92345Y1066318810SHDFND 008810VERIZON COMMUNICATIONS INCCOM92343V104475997766SHDFND 0097766VISA INCCOM CL A92826C839279542723SHDFND 0042723VOYA FINL INCCOM92908910052012080SHDFND 0012080VULCAN MATLS COCOM9291601092743251SHDFND 003251W P CAREY INCCOM92936U10989513186SHDFND 0013186WABASH NATL CORPNOTE 3.375% 5/0929566AH02015000PRNDFND 0015000WABTEC CORPCOM9297401084444662SHDFND 004662WALGREENS BOOTS ALLIANCE INCCOM9314271082032405SHDFND 002405WAL-MART STORES INCCOM9311421036818258SHDFND 008258WASTE CONNECTIONS INCCOM94105310076415901SHDFND 0015901WATERS CORPCOM9418481032171750SHDFND 001750WELLS FARGO & CO NEWCOM949746101186234315SHDFND 0034315WESTERN ASSET MUN HI INCM FDCOM95766N10325932934SHDFND 0032934WHOLE FOODS MKT INCCOM966837106101119395SHDFND 0019395WILLIAMS COS INC DELCOM96945710095818932SHDFND 0018932WISCONSIN ENERGY CORPCOM9766571062124281SHDFND 004281WISDOMTREE TREUROPE HEDGED EQ97717X7016359601SHDFND 009601WYNN RESORTS LTDCOM9831341072441939SHDFND 001939XILINX INCNOTE 2.625% 6/1983919AF82417000PRNDFND 0017000XPO LOGISTICS INCNOTE 4.500%10/0983793AA84114000PRNDFND 0014000YUM BRANDS INCCOM9884981014395573SHDFND 005573