0001085146-15-000294.txt : 20150209 0001085146-15-000294.hdr.sgml : 20150209 20150209161818 ACCESSION NUMBER: 0001085146-15-000294 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150209 DATE AS OF CHANGE: 20150209 EFFECTIVENESS DATE: 20150209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Brown Advisory Securities, LLC CENTRAL INDEX KEY: 0001389479 IRS NUMBER: 753014089 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12353 FILM NUMBER: 15588800 BUSINESS ADDRESS: STREET 1: 901 SOUTH BOND STREET, SUITE 400 CITY: BALTIMORE STATE: MD ZIP: 21231-3340 BUSINESS PHONE: (410) 537-5502 MAIL ADDRESS: STREET 1: 901 SOUTH BOND STREET, SUITE 400 CITY: BALTIMORE STATE: MD ZIP: 21231-3340 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001389479 XXXXXXXX 12-31-2014 12-31-2014 Brown Advisory Securities, LLC

901 SOUTH BOND STREET, SUITE 400 BALTIMORE MD 21231-3340

13F HOLDINGS REPORT 028-12353 N Brett D. Rogers 410-537-5486 /s/ Brett D. Rogers Baltimore MD 02-09-2015 0 306 275447 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y101173210537SHDFND 0010537ABBOTT LABSCOM002824100127928283SHDFND 0028283ABBVIE INCCOM00287Y109251338347SHDFND 0038347ACCENTURE PLC IRELANDSHS CLASS AG1151C101255128567SHDFND 0028567ACE LTDSHSH0023R1052301999SHDFND 001999ACNB CORPCOM00086810934115659SHDFND 0015659ACUITY BRANDS INCCOM00508Y1022441743SHDFND 001743AFFILIATED MANAGERS GROUPCOM0082521083171495SHDFND 001495AIR LEASE CORPNOTE 3.875%12/000912XAK02418000PRNDFND 0018000AIR PRODS & CHEMS INCCOM0091581064252950SHDFND 002950ALIBABA GROUP HLDG LTDSPONSORED ADS01609W102145013985SHDFND 0013985ALTRIA GROUP INCCOM02209S103122124774SHDFND 0024774AMAZON COM INCCOM02313510620086469SHDFND 006469AMERICAN EXPRESS COCOM025816109219723564SHDFND 0023564AMERICAN TOWER CORP NEWCOM03027X100248325080SHDFND 0025080AMETEK INC NEWCOM0311001003596829SHDFND 006829AMGEN INCCOM0311621003892436SHDFND 002436AMPHENOL CORP NEWCL A0320951015109454SHDFND 009454ANADARKO PETE CORPCOM0325111077479019SHDFND 009019ANNALY CAP MGMT INCCOM03571040912211384SHDFND 0011384ANTARES PHARMA INCCOM0366421067228137SHDFND 0028137AON PLCSHS CL AG0408V1022702857SHDFND 002857APACHE CORPCOM0374111055659009SHDFND 009009APPLE INCCOM03783310015147137261SHDFND 00137261ARES CAP CORPNOTE 5.750% 2/004010LAB91111000PRNDFND 0011000AT&T INCCOM00206R102223966757SHDFND 0066757AUTOMATIC DATA PROCESSING INCOM0530151034004799SHDFND 004799AVALONBAY CMNTYS INCCOM0534841015023076SHDFND 003076BAIDU INCSPON ADR REP A0567521087533300SHDFND 003300BANK AMER CORPCOM06050510448827192SHDFND 0027192BANK NEW YORK MELLON CORPCOM0640581002024999SHDFND 004999BED BATH & BEYOND INCCOM0758961002733614SHDFND 003614BERKSHIRE HATHAWAY INC DELCL A0846701082261SHDFND 001BERKSHIRE HATHAWAY INC DELCL B NEW084670702506533669SHDFND 0033669BHP BILLITON LTDSPONSORED ADR0886061082465193SHDFND 005193BIOMARIN PHARMACEUTICAL INCNOTE 0.750%10/109061GAE13328000PRNDFND 0028000BOEING COCOM0970231053342573SHDFND 002573BOTTOMLINE TECH DEL INCNOTE 1.500%12/0101388AA41919000PRNDFND 0019000BP PLCSPONSORED ADR0556221042496529SHDFND 006529BRIGHT HORIZONS FAM SOL IN DCOM10919410053411345SHDFND 0011345BRISTOL MYERS SQUIBB COCOM110122108164727821SHDFND 0027821BROOKFIELD ASSET MGMT INCCL A LTD VT SH112585104100419990SHDFND 0019990BROOKFIELD INFRAST PARTNERSLP INT UNITG1625210153512836SHDFND 0012836CANADIAN NATL RY COCOM1363751026689684SHDFND 009684CANADIAN PAC RY LTDCOM13645T1002761429SHDFND 001429CARLYLE GROUP L PCOM UTS LTD PTN14309L10239414330SHDFND 0014330CATERPILLAR INC DELCOM149123101126713854SHDFND 0013854CELGENE CORPCOM1510201043423058SHDFND 003058CHART INDS INCNOTE 2.000% 8/016115QAC41919000PRNDFND 0019000CHESAPEAKE ENERGY CORPNOTE 2.750%11/1165167BW62828000PRNDFND 0028000CHESAPEAKE ENERGY CORPPFD CONV1651678423784150SHDFND 004150CHEVRON CORP NEWCOM166764100219319584SHDFND 0019584CHUBB CORPCOM1712321019659328SHDFND 009328CIENA CORPNOTE 0.875% 6/1171779AE11010000PRNDFND 0010000CIGNA CORPORATIONCOM1255091093863760SHDFND 003760CINCINNATI BELL INC NEWPFD CV DEP1/20171871403122524848SHDFND 0024848CIRRUS LOGIC INCCOM17275510042818175SHDFND 0018175CISCO SYS INCCOM17275R10250017935SHDFND 0017935CLOROX CO DELCOM1890541094324168SHDFND 004168COCA COLA COCOM191216100195946442SHDFND 0046442COLFAX CORPCOM1940141063106027SHDFND 006027COLGATE PALMOLIVE COCOM19416210392613349SHDFND 0013349COMCAST CORP NEWCL A20030N1012394091SHDFND 004091CONOCOPHILLIPSCOM20825C1046108731SHDFND 008731CONTINENTAL AIRLS INCNOTE 4.500% 1/1210795PU83511000PRNDFND 0011000COSTCO WHSL CORP NEWCOM22160K1058926281SHDFND 006281CVS HEALTH CORPCOM1266501008228533SHDFND 008533DANAHER CORP DELCOM235851102291234015SHDFND 0034015DANAHER CORP DELNOTE 1/2235851AF94619000PRNDFND 0019000DAVITA HEALTHCARE PARTNERS ICOM23918K108165421826SHDFND 0021826DEERE & COCOM2441991058479580SHDFND 009580DEPOMED INCNOTE 2.500% 9/0249908AA22928000PRNDFND 0028000DIAGEO P L CSPON ADR NEW25243Q205132111567SHDFND 0011567DISNEY WALT COCOM DISNEY254687106169918030SHDFND 0018030DOMINION RES INC VA NEWCOM25746U109100713104SHDFND 0013104DOUBLELINE OPPORTUNISTIC CRCOM25862310726210700SHDFND 0010700DOW CHEM COCOM2605431033407507SHDFND 007507DU PONT E I DE NEMOURS & COCOM263534109129717534SHDFND 0017534DUKE ENERGY CORP NEWCOM NEW26441C204135016147SHDFND 0016147EATON CORP PLCSHSG291831033925759SHDFND 005759EATON VANCE TAX MNGD GBL DVCOM27829F10813514340SHDFND 0014340EATON VANCE TX MGD DIV EQ INCOM27828N10211410245SHDFND 0010245EBAY INCCOM278642103103118422SHDFND 0018422EMERSON ELEC COCOM29101110492614972SHDFND 0014972ENERGY TRANSFER PRTNRS L PUNIT LTD PARTN29273R1092373611SHDFND 003611ENSCO PLCSHS CLASS AG3157S1062729087SHDFND 009087ENTERPRISE PRODS PARTNERS LCOM293792107241366758SHDFND 0066758EQUIFAX INCCOM294429105231428606SHDFND 0028606EXELON CORPCOM30161N10141011047SHDFND 0011047EXPRESS SCRIPTS HLDG COCOM30219G108371943984SHDFND 0043984EXXON MOBIL CORPCOM30231G102777284057SHDFND 0084057FACEBOOK INCCL A30303M102139017815SHDFND 0017815FAIR ISAAC CORPCOM3032501047139915SHDFND 009915FASTENAL COCOM3119001042405052SHDFND 005052FIDELITY NATL INFORMATION SVCOM31620M106112218041SHDFND 0018041FIFTH STREET FINANCE CORPCOM31678A10330538123SHDFND 0038123FIRST TR EXCHANGE-TRADED FDPFD SECS INC ETF33739E10826113800SHDFND 0013800FLUIDIGM CORP DELNOTE 2.750% 2/034385PAA61313000PRNDFND 0013000FMC TECHNOLOGIES INCCOM30249U101120525757SHDFND 0025757FORD MTR CO DELCOM PAR $0.0134537086018011693SHDFND 0011693GALLAGHER ARTHUR J & COCOM363576109132828210SHDFND 0028210GAMESTOP CORP NEWCL A36467W10973521739SHDFND 0021739GENERAL DYNAMICS CORPCOM3695501085984336SHDFND 004336GENERAL ELECTRIC COCOM3696041033642144125SHDFND 00144125GENERAL MLS INCCOM37033410461011416SHDFND 0011416GILEAD SCIENCES INCCOM3755581036436806SHDFND 006806GOLDMAN SACHS GROUP INCCOM38141G1042091078SHDFND 001078GOLUB CAP BDC INCCOM38173M10257832266SHDFND 0032266GOOGLE INCCL A38259P50831845983SHDFND 005983GOOGLE INCCL C38259P70627765270SHDFND 005270HAMILTON BANCORP INC MDCOM40701510613010000SHDFND 0010000HCP INCCOM40414L1092545783SHDFND 005783HD SUPPLY HLDGS INCCOM40416M105137246545SHDFND 0046545HEALTH CARE REIT INCCOM42217K1067429805SHDFND 009805HELIX ENERGY SOLUTIONS GRP INOTE 3.250% 3/142330PAG23331000PRNDFND 0031000HEWLETT PACKARD COCOM4282361032646589SHDFND 006589HOLOGIC INCDEBT 2.000% 3/0436440AC52120000PRNDFND 0020000HOME DEPOT INCCOM4370761029539122SHDFND 009122HOMEAWAY INCCOM43739Q1002939817SHDFND 009817HONEYWELL INTL INCCOM4385161065345363SHDFND 005363HORIZON TECHNOLOGY FIN CORPCOM44045A10236125906SHDFND 0025906HORNBECK OFFSHORE SVCS INC NNOTE 1.500% 9/0440543AN61922000PRNDFND 0022000HOSPIRA INCCOM4410601003946438SHDFND 006438INGERSOLL-RAND PLCSHSG477911013926154SHDFND 006154INTEL CORPCOM458140100289679795SHDFND 0079795INTEL CORPSDCV 2.950%12/1458140AD21110000PRNDFND 0010000INTEL CORPSDCV 3.250% 8/0458140AF71910000PRNDFND 0010000INTERNATIONAL BUSINESS MACHSCOM459200101288818019SHDFND 0018019INTUITIVE SURGICAL INCCOM NEW46120E602294557SHDFND 00557ISHARES10-20 YR TRS ETF4642886532201627SHDFND 001627ISHARESIBOXX HI YD ETF4642885134505038SHDFND 005038ISHARES GOLD TRUSTISHARES46428510511710085SHDFND 0010085ISHARES TR1-3 YR TR BD ETF4642874576707955SHDFND 007955ISHARES TRCORE S&P MCP ETF4642875075003443SHDFND 003443ISHARES TRCORE S&P SCP ETF4642878044273747SHDFND 003747ISHARES TRCORE S&P500 ETF4642872009344512SHDFND 004512ISHARES TRCORE US AGGBD ET4642872267656962SHDFND 006962ISHARES TRIBOXX INV CP ETF4642872427836552SHDFND 006552ISHARES TRMSCI EAFE ETF4642874655078318SHDFND 008318ISHARES TRMSCI EMG MKT ETF46428723456914495SHDFND 0014495ISHARES TRNASDQ BIOTEC ETF4642875563831256SHDFND 001256ISHARES TRRUS 1000 GRW ETF464287614124313009SHDFND 0013009ISHARES TRRUS 1000 VAL ETF464287598124511916SHDFND 0011916ISHARES TRRUS MID-CAP ETF4642874992351407SHDFND 001407ISHARES TRRUSSELL 2000 ETF4642876553422861SHDFND 002861ISHARES TRSELECT DIVID ETF464287168116214651SHDFND 0014651ISHARES TRTIPS BD ETF4642871763653253SHDFND 003253JARDEN CORPNOTE 1.875% 9/1471109AH14931000PRNDFND 0031000JOHNSON & JOHNSONCOM478160104627159988SHDFND 0059988JOHNSON CTLS INCCOM4783661072525172SHDFND 005172JONES LANG LASALLE INCCOM48020Q1072321549SHDFND 001549JPMORGAN CHASE & COCOM46625H100219735017SHDFND 0035017KAYNE ANDERSON MLP INVT COCOM486606106239762791SHDFND 0062791KELLOGG COCOM4878361082213382SHDFND 003382KIMBERLY CLARK CORPCOM4943681034724070SHDFND 004070KINDER MORGAN INC DELCOM49456B1014542107374SHDFND 00107374KRAFT FOODS GROUP INCCOM50076Q1064396999SHDFND 006999LAM RESEARCH CORPNOTE 1.250% 5/1512807AL22921000PRNDFND 0021000LAZARD LTDSHS AG5405010272214425SHDFND 0014425LIBERTY GLOBAL PLCSHS CL AG5480U1042034040SHDFND 004040LIBERTY MEDIA CORP DELAWARENOTE 1.375%10/1531229AB82727000PRNDFND 0027000LILLY ELI & COCOM5324571083655269SHDFND 005269LOCKHEED MARTIN CORPCOM5398301092881494SHDFND 001494LOWES COS INCCOM5486611072493596SHDFND 003596M & T BK CORPCOM55261F104131110427SHDFND 0010427MACQUARIE INFRASTR CO LLCNOTE 2.875% 7/155608BAA33028000PRNDFND 0028000MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP5590801064165049SHDFND 005049MARKEL CORPCOM570535104406597SHDFND 00597MARKET VECTORS ETF TRGOLD MINER ETF57060U10041822730SHDFND 0022730MARKWEST ENERGY PARTNERS L PUNIT LTD PARTN5707591002283401SHDFND 003401MASTERCARD INCCL A57636Q104546763499SHDFND 0063499MCCORMICK & CO INCCOM NON VTG579780206134818167SHDFND 0018167MCCORMICK & CO INCCOM VTG579780107100613571SHDFND 0013571MCDONALDS CORPCOM580135101103511019SHDFND 0011019MCGRAW HILL FINL INCCOM5806451094194709SHDFND 004709MCKESSON CORPCOM58155Q1035132478SHDFND 002478MERCK & CO INC NEWCOM58933Y105342760435SHDFND 0060435METLIFE INCCOM59156R108146127032SHDFND 0027032MGM RESORTS INTERNATIONALNOTE 4.250% 4/155303QAE02018000PRNDFND 0018000MICROCHIP TECHNOLOGY INCCOM59501710475216656SHDFND 0016656MICROCHIP TECHNOLOGY INCSDCV 2.125%12/1595017AB01910000PRNDFND 0010000MICROSOFT CORPCOM594918104426291590SHDFND 0091590MOLYCORP INC DELCOM6087531092527150SHDFND 0027150MONDELEZ INTL INCCL A609207105157943497SHDFND 0043497NATIONAL OILWELL VARCO INCCOM63707110181512410SHDFND 0012410NEWPARK RES INCNOTE 4.000%10/0651718AC21010000PRNDFND 0010000NEXTERA ENERGY INCCOM65339F1015635295SHDFND 005295NIELSEN N VCOMN632181062635865SHDFND 005865NORDSTROM INCCOM6556641003504414SHDFND 004414NORFOLK SOUTHERN CORPCOM6558441082762517SHDFND 002517NORTHEAST UTILSCOM6643971062164045SHDFND 004045NOVARTIS A GSPONSORED ADR66987V1095926375SHDFND 006375NOVELLUS SYS INCNOTE 2.625% 5/1670008AD32411000PRNDFND 0011000NUANCE COMMUNICATIONS INCNOTE 2.750%11/067020YAF73030000PRNDFND 0030000NUSTAR GP HOLDINGS LLCUNIT RESTG LLC67059L1023229362SHDFND 009362NUVEEN MD PREM INCOME MUN FDCOM67061Q10716813268SHDFND 0013268NUVEEN MUN VALUE FD INCCOM67092810021522285SHDFND 0022285NYMOX PHARMACEUTICAL CORPCOM67076P1021128000SHDFND 0028000OAKTREE CAP GROUP LLCUNIT CL A6740012013316400SHDFND 006400OCCIDENTAL PETE CORP DELCOM6745991055526898SHDFND 006898OMNICARE INCNOTE 3.500% 2/1681904AQ15243000PRNDFND 0043000ON SEMICONDUCTOR CORPNOTE 2.625%12/1682189AH83428000PRNDFND 0028000ONEOK INC NEWCOM6826801032414830SHDFND 004830ORACLE CORPCOM68389X105149933398SHDFND 0033398PACCAR INCCOM6937181082263343SHDFND 003343PALL CORPCOM6964293072782755SHDFND 002755PEPCO HOLDINGS INCCOM7132911022248325SHDFND 008325PEPSICO INCCOM713448108429445439SHDFND 0045439PFIZER INCCOM717081103144146326SHDFND 0046326PHILIP MORRIS INTL INCCOM71817210997912059SHDFND 0012059PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN7265031054438599SHDFND 008599PLAINS GP HLDGS L PSHS A REP LTPN72651A10867326125SHDFND 0026125PNC FINL SVCS GROUP INCCOM693475105137715122SHDFND 0015122POTASH CORP SASK INCCOM73755L10738410888SHDFND 0010888POWERSHARES ETF TRUSTDWA MOMENTUM PTF73935X15383420300SHDFND 0020300POWERSHS DB US DOLLAR INDEXDOLL INDX BULL73936D10726210900SHDFND 0010900PRAXAIR INCCOM74005P10412399583SHDFND 009583PRICE T ROWE GROUP INCCOM74144T108289733639SHDFND 0033639PRICELINE GRP INCCOM NEW741503403590517SHDFND 00517PRICELINE GRP INCDEBT 1.000% 3/1741503AQ91311000PRNDFND 0011000PROCTER & GAMBLE COCOM742718109784786198SHDFND 0086198PROTECTIVE LIFE CORPCOM7436741032523622SHDFND 003622QUALCOMM INCCOM747525103535272072SHDFND 0072072QUANTA SVCS INCCOM74762E10243815445SHDFND 0015445REGIONS FINL CORP NEWCOM7591EP10030028436SHDFND 0028436ROBERT HALF INTL INCCOM7703231032794777SHDFND 004777ROGERS COMMUNICATIONS INCCL B7751092002566603SHDFND 006603ROYAL DUTCH SHELL PLCSPONS ADR A7802592062174285SHDFND 004285RPM INTL INCNOTE 2.250%12/1749685AT01413000PRNDFND 0013000RTI INTL METALS INCNOTE 1.625%10/174973WAB31111000PRNDFND 0011000RYDEX ETF TRUSTGUG RUSS TOP 5078355W2054022845SHDFND 002845RYDEX ETF TRUSTGUG S&P500 EQ WT78355W106586673320SHDFND 0073320SALESFORCE COM INCCOM79466L3025429168SHDFND 009168SALESFORCE COM INCNOTE 0.250% 4/079466LAD62725000PRNDFND 0025000SALIX PHARMACEUTICALS INCNOTE 1.500% 3/1795435AE62312000PRNDFND 0012000SBA COMMUNICATIONS CORPCOM78388J1065565011SHDFND 005011SCHLUMBERGER LTDCOM806857108342340044SHDFND 0040044SCHWAB CHARLES CORP NEWCOM8085131053145104423SHDFND 00104423SCHWAB STRATEGIC TRUS BRD MKT ETF808524102219944130SHDFND 0044130SCRIPPS NETWORKS INTERACT INCL A COM8110651012873815SHDFND 003815SEAGATE TECHNOLOGY PLCSHSG7945M1073795700SHDFND 005700SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y5062152710SHDFND 002710SELECT SECTOR SPDR TRSBI INT-FINL81369Y60534013732SHDFND 0013732SIGMA ALDRICH CORPCOM8265521012772015SHDFND 002015SOLARCITY CORPNOTE 2.750%11/083416TAA82423000PRNDFND 0023000SPDR GOLD TRUSTGOLD SHS78463V1072882539SHDFND 002539SPDR INDEX SHS FDSS&P EMKTSC ETF78463X75669715727SHDFND 0015727SPDR S&P 500 ETF TRTR UNIT78462F1039114429SHDFND 004429SPDR SERIES TRUSTS&P BIOTECH78464A8702061098SHDFND 001098SPECTRA ENERGY CORPCOM84756010993825868SHDFND 0025868STANLEY BLACK & DECKER INCCOM8545021014264430SHDFND 004430STARBUCKS CORPCOM85524410997311867SHDFND 0011867STERICYCLE INCCOM8589121089777440SHDFND 007440STONE ENERGY CORPNOTE 1.750% 3/0861642AN61212000PRNDFND 0012000STRYKER CORPCOM863667101113712054SHDFND 0012054SUNOCO LPCOM U REP LP86765K1094028053SHDFND 008053SUNTRUST BKS INCCOM86791410347611310SHDFND 0011310SYSCO CORPCOM8718291072005038SHDFND 005038TARGET CORPCOM87612E1066939191SHDFND 009191TELEFLEX INCNOTE 3.875% 8/0879369AA46031000PRNDFND 0031000TESLA MTRS INCCOM88160R1012511128SHDFND 001128TEVA PHARMACEUTICAL FIN LLCDBCV 0.250% 2/088163VAE92619000PRNDFND 0019000TEXAS INSTRS INCCOM8825081042614888SHDFND 004888TOTAL S ASPONSORED ADR89151E1092464835SHDFND 004835TOWERS WATSON & COCL A8918941073102745SHDFND 002745TRANSDIGM GROUP INCCOM8936411002591309SHDFND 001309TRAVELERS COMPANIES INCCOM89417E1092472321SHDFND 002321TRIMBLE NAVIGATION LTDCOM89623910064424250SHDFND 0024250TTM TECHNOLOGIES INCNOTE 3.250% 5/187305RAC32020000PRNDFND 0020000TWENTY FIRST CENTY FOX INCCL A90130A1013559242SHDFND 009242TWO HBRS INVT CORPCOM90187B10111911865SHDFND 0011865UBS AG JERSEY BRHCMCI ETN 3890264177831319098SHDFND 0019098UNDER ARMOUR INCCL A904311107296943565SHDFND 0043565UNILEVER N VN Y SHS NEW9047847093559034SHDFND 009034UNILEVER PLCSPON ADR NEW90476770447111660SHDFND 0011660UNION PAC CORPCOM9078181084603853SHDFND 003853UNITED STATES STL CORP NEWNOTE 2.750% 4/0912909AH11312000PRNDFND 0012000UNITED TECHNOLOGIES CORPCOM9130171095284552SHDFND 004552UNITEDHEALTH GROUP INCCOM91324P1024294254SHDFND 004254UNIVERSAL DISPLAY CORPCOM91347P10552719000SHDFND 0019000VALERO ENERGY PARTNERS LPCOM UNT REP LP91914J1022355450SHDFND 005450VANGUARD INDEX FDSMID CAP ETF9229086293482799SHDFND 002799VANGUARD INDEX FDSREIT ETF9229085534876017SHDFND 006017VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C4092042562SHDFND 002562VANGUARD SPECIALIZED PORTFOLDIV APP ETF92190884496011821SHDFND 0011821VERINT SYS INCNOTE 1.500% 6/092343XAA82928000PRNDFND 0028000VERISK ANALYTICS INCCL A92345Y1065799068SHDFND 009068VERIZON COMMUNICATIONS INCCOM92343V104455497422SHDFND 0097422VISA INCCOM CL A92826C83919827562SHDFND 007562VOYA FINL INCCOM92908910051712218SHDFND 0012218VULCAN MATLS COCOM9291601092143250SHDFND 003250W P CAREY INCCOM92936U10992813184SHDFND 0013184WABASH NATL CORPNOTE 3.375% 5/0929566AH02619000PRNDFND 0019000WABTEC CORPCOM9297401084044652SHDFND 004652WAL-MART STORES INCCOM9311421037338558SHDFND 008558WASTE CONNECTIONS INCCOM94105310069215683SHDFND 0015683WELLS FARGO & CO NEWCOM949746101200236659SHDFND 0036659WESCO INTL INCDBCV 6.000% 9/195082PAH82910000PRNDFND 0010000WESTERN ASSET MUN HI INCM FDCOM95766N10320426569SHDFND 0026569WHOLE FOODS MKT INCCOM9668371064699352SHDFND 009352WILLIAMS COS INC DELCOM96945710082918476SHDFND 0018476WISCONSIN ENERGY CORPCOM9766571062254281SHDFND 004281WYNN RESORTS LTDCOM9831341073262193SHDFND 002193XILINX INCNOTE 2.625% 6/1983919AF83321000PRNDFND 0021000XPO LOGISTICS INCNOTE 4.500%10/0983793AA84216000PRNDFND 0016000YUM BRANDS INCCOM9884981014335951SHDFND 005951