0001085146-14-001074.txt : 20140513 0001085146-14-001074.hdr.sgml : 20140513 20140512195831 ACCESSION NUMBER: 0001085146-14-001074 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140513 DATE AS OF CHANGE: 20140512 EFFECTIVENESS DATE: 20140513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Brown Advisory Securities, LLC CENTRAL INDEX KEY: 0001389479 IRS NUMBER: 753014089 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12353 FILM NUMBER: 14835085 BUSINESS ADDRESS: STREET 1: 901 SOUTH BOND STREET, SUITE 400 CITY: BALTIMORE STATE: MD ZIP: 21231-3340 BUSINESS PHONE: (410) 537-5502 MAIL ADDRESS: STREET 1: 901 SOUTH BOND STREET, SUITE 400 CITY: BALTIMORE STATE: MD ZIP: 21231-3340 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001389479 XXXXXXXX 03-31-2014 03-31-2014 Brown Advisory Securities, LLC
901 SOUTH BOND STREET, SUITE 400 BALTIMORE MD 21231-3340
13F HOLDINGS REPORT 028-12353 N
Brett D. Rogers Chief Compliance Officer 410-537-5486 /s/ Brett D. Rogers Baltimore MD 05-12-2014 0 292 253717 false
INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y10112188984SHDFND 008984ABBOTT LABSCOM00282410097625293SHDFND 0025293ABBVIE INCCOM00287Y109176134303SHDFND 0034303ACCENTURE PLC IRELANDSHS CLASS AG1151C101375146961SHDFND 0046961ACE LTDSHSH0023R1052242251SHDFND 002251ACNB CORPCOM00086810929415659SHDFND 0015659ACUITY BRANDS INCCOM00508Y1022321743SHDFND 001743AFFILIATED MANAGERS GROUPCOM0082521083181598SHDFND 001598AIR LEASE CORPNOTE 3.875%12/000912XAK02717000PRNDFND 0017000AIR PRODS & CHEMS INCCOM0091581063482908SHDFND 002908ALLEGHENY TECHNOLOGIES INCNOTE 4.250% 6/001741RAD41717000PRNDFND 0017000ALTRIA GROUP INCCOM02209S10386523216SHDFND 0023216AMAZON COM INCCOM02313510614954443SHDFND 004443AMERICAN EXPRESS COCOM025816109211623483SHDFND 0023483AMERICAN TOWER CORP NEWCOM03027X100218026627SHDFND 0026627AMETEK INC NEWCOM0311001003987720SHDFND 007720AMGEN INCCOM0311621002251830SHDFND 001830AMPHENOL CORP NEWCL A0320951014154542SHDFND 004542ANADARKO PETE CORPCOM03251110793511050SHDFND 0011050ANSYS INCCOM03662Q1055877607SHDFND 007607ANTARES PHARMA INCCOM03664210617750550SHDFND 0050550AON PLCSHS CL AG0408V1022432876SHDFND 002876APACHE CORPCOM0374111056477807SHDFND 007807APCO OIL & GAS INTERNATIONALSHSG0471F10915911000SHDFND 0011000APPLE INCCOM0378331001102420535SHDFND 0020535ARENA PHARMACEUTICALS INCCOM04004710212620000SHDFND 0020000ARES CAP CORPNOTE 5.750% 2/004010LAB91010000PRNDFND 0010000AT&T INCCOM00206R102236267205SHDFND 0067205AUTOMATIC DATA PROCESSING INCOM0530151034205442SHDFND 005442AVALONBAY CMNTYS INCCOM0534841014043074SHDFND 003074BAIDU INCSPON ADR REP A0567521084062664SHDFND 002664BANK OF AMERICA CORPORATIONCOM06050510447827595SHDFND 0027595BED BATH & BEYOND INCCOM075896100116116830SHDFND 0016830BERKSHIRE HATHAWAY INC DELCL B NEW084670702447635902SHDFND 0035902BHP BILLITON LTDSPONSORED ADR0886061082493704SHDFND 003704BIOMARIN PHARMACEUTICAL INCNOTE 0.750%10/109061GAE12524000PRNDFND 0024000BOEING COCOM0970231052161716SHDFND 001716BOTTOMLINE TECH DEL INCNOTE 1.500%12/0101388AA42418000PRNDFND 0018000BP PLCSPONSORED ADR0556221042855950SHDFND 005950BRISTOL MYERS SQUIBB COCOM110122108108120760SHDFND 0020760BROOKFIELD ASSET MGMT INCCL A LTD VT SH11258510477919049SHDFND 0019049BROOKFIELD INFRAST PARTNERSLP INT UNITG1625210147712089SHDFND 0012089CANADIAN NAT RES LTDCOM1363851012687020SHDFND 007020CANADIAN NATL RY COCOM1363751025469684SHDFND 009684CARLYLE GROUP L PCOM UTS LTD PTN14309L10255615800SHDFND 0015800CATERPILLAR INC DELCOM149123101110911139SHDFND 0011139CEL SCI CORPCOM PAR $0.011508375089260000SHDFND 0060000CHART INDS INCNOTE 2.000% 8/016115QAC42317000PRNDFND 0017000CHESAPEAKE ENERGY CORPCOM1651671072278873SHDFND 008873CHESAPEAKE ENERGY CORPPFD CONV1651678423804150SHDFND 004150CHESAPEAKE GRANITE WASH TRCOM SH BEN INT16518510915014320SHDFND 0014320CHEVRON CORP NEWCOM166764100211417731SHDFND 0017731CHUBB CORPCOM171232101103811631SHDFND 0011631CIGNA CORPORATIONCOM1255091093183783SHDFND 003783CINCINNATI BELL INC NEWPFD CV DEP1/20171871403115725396SHDFND 0025396CIRRUS LOGIC INCCOM17275510045522825SHDFND 0022825CISCO SYS INCCOM17275R10242919200SHDFND 0019200CLOROX CO DELCOM1890541093994534SHDFND 004534CME GROUP INCCOM12572Q1052152905SHDFND 002905COCA COLA COCOM191216100184247638SHDFND 0047638COLFAX CORPCOM1940141063665176SHDFND 005176COLGATE PALMOLIVE COCOM19416210383112837SHDFND 0012837CONOCOPHILLIPSCOM20825C1044836881SHDFND 006881CONTINENTAL AIRLS INCNOTE 4.500% 1/1210795PU82210000PRNDFND 0010000CORE LABORATORIES N VCOMN227171075862945SHDFND 002945COSTCO WHSL CORP NEWCOM22160K1057346535SHDFND 006535COVANCE INCCOM222816100134512918SHDFND 0012918COVANTA HLDG CORPNOTE 3.250% 6/022282EAC61918000PRNDFND 0018000CVS CAREMARK CORPORATIONCOM12665010078210463SHDFND 0010463DANAHER CORP DELCOM235851102262234856SHDFND 0034856DANAHER CORP DELNOTE 1/2235851AF93617000PRNDFND 0017000DAVITA HEALTHCARE PARTNERS ICOM23918K108146721235SHDFND 0021235DEERE & COCOM2441991058879790SHDFND 009790DIAGEO P L CSPON ADR NEW25243Q205148611931SHDFND 0011931DISNEY WALT COCOM DISNEY254687106148118490SHDFND 0018490DOMINION RES INC VA NEWCOM25746U10991912981SHDFND 0012981DOUBLELINE OPPORTUNISTIC CRCOM2586231072139200SHDFND 009200DOW CHEM COCOM2605431032615368SHDFND 005368DU PONT E I DE NEMOURS & COCOM263534109118717700SHDFND 0017700DUKE ENERGY CORP NEWCOM NEW26441C204116216415SHDFND 0016415EATON CORP PLCSHSG291831035036689SHDFND 006689EATON VANCE TAX MNGD GBL DVCOM27829F10811010900SHDFND 0010900EBAY INCCOM278642103125122653SHDFND 0022653EMERSON ELEC COCOM29101110494814187SHDFND 0014187ENSCO PLCSHS CLASS AG3157S10653910208SHDFND 0010208ENTERPRISE PRODS PARTNERS LCOM293792107228432932SHDFND 0032932EQUIFAX INCCOM294429105190528006SHDFND 0028006EXELON CORPCOM30161N1012968865SHDFND 008865EXPRESS SCRIPTS HLDG COCOM30219G108371249323SHDFND 0049323EXXON MOBIL CORPCOM30231G102822184093SHDFND 0084093FACEBOOK INCCL A30303M10276812772SHDFND 0012772FAIR ISAAC CORPCOM3032501045199315SHDFND 009315FIDELITY NATL INFORMATION SVCOM31620M10695117802SHDFND 0017802FIFTH STREET FINANCE CORPCOM31678A10342344693SHDFND 0044693FIRST TR EXCHANGE TRADED FDDJ GLBL DIVID33734X2002669500SHDFND 009500FLUOR CORP NEWCOM3434121022533263SHDFND 003263FMC TECHNOLOGIES INCCOM30249U101180134460SHDFND 0034460FORD MTR CO DELNOTE 4.250%11/1345370CN82513000PRNDFND 0013000GALLAGHER ARTHUR J & COCOM363576109183938660SHDFND 0038660GAMESTOP CORP NEWCL A36467W10973617872SHDFND 0017872GENERAL DYNAMICS CORPCOM3695501084724336SHDFND 004336GENERAL ELECTRIC COCOM3696041033355129376SHDFND 00129376GENERAL MLS INCCOM37033410465112522SHDFND 0012522GILEAD SCIENCES INCNOTE 1.000% 5/0375558AN36419000PRNDFND 0019000GOLUB CAP BDC INCCOM38173M10255931243SHDFND 0031243GOOGLE INCCL A38259P50859685359SHDFND 005359HAMILTON BANCORP INC MDCOM40701510614010000SHDFND 0010000HCP INCCOM40414L1092145483SHDFND 005483HD SUPPLY HLDGS INCCOM40416M10591435045SHDFND 0035045HEALTH CARE REIT INCCOM42217K1064717863SHDFND 007863HELMERICH & PAYNE INCCOM4234521012051900SHDFND 001900HOLOGIC INCDEBT 2.000% 3/0436440AC51919000PRNDFND 0019000HOME DEPOT INCCOM4370761025597081SHDFND 007081HONEYWELL INTL INCCOM4385161065225608SHDFND 005608HORIZON TECHNOLOGY FIN CORPCOM44045A10237229490SHDFND 0029490HORNBECK OFFSHORE SVCS INC NNOTE 1.500% 9/0440543AN62019000PRNDFND 0019000HOSPIRA INCCOM4410601002926757SHDFND 006757INGERSOLL-RAND PLCSHSG477911013876743SHDFND 006743INTEL CORPCOM458140100208480994SHDFND 0080994INTERNATIONAL BUSINESS MACHSCOM459200101353918398SHDFND 0018398INTERNATIONAL GAME TECHNOLOGNOTE 3.250% 5/0459902AQ51717000PRNDFND 0017000INTUITIVE SURGICAL INCCOM NEW46120E6024591042SHDFND 001042ISHARES10-20 YR TRS ETF4642886532031617SHDFND 001617ISHARES1-3 YR TR BD ETF4642874576237397SHDFND 007397ISHARES20+ YR TR BD ETF4642874323102850SHDFND 002850ISHARESCORE S&P MCP ETF4642875074253093SHDFND 003093ISHARESCORE S&P SCP ETF4642878043303005SHDFND 003005ISHARESCORE S&P500 ETF4642872006153264SHDFND 003264ISHARESCORE TOTUSBD ETF4642872267056532SHDFND 006532ISHARESIBOXX HI YD ETF464288513151116049SHDFND 0016049ISHARESIBOXX INV CP ETF4642872425484683SHDFND 004683ISHARESMSCI EAFE ETF4642874652383564SHDFND 003564ISHARESMSCI EMG MKT ETF46428723462715251SHDFND 0015251ISHARESRUS 1000 GRW ETF464287614105712228SHDFND 0012228ISHARESRUS 1000 VAL ETF4642875988428693SHDFND 008693ISHARESRUS MID-CAP ETF4642874992411561SHDFND 001561ISHARESRUSSELL 2000 ETF4642876553182741SHDFND 002741ISHARESSELECT DIVID ETF46428716897113233SHDFND 0013233ISHARESTIPS BD ETF4642871762952628SHDFND 002628ISHARES GOLD TRUSTISHARES46428510520316302SHDFND 0016302IXIANOTE 3.000%12/145071RAB51010000PRNDFND 0010000JARDEN CORPNOTE 1.875% 9/1471109AH12719000PRNDFND 0019000JOHNSON & JOHNSONCOM478160104590360120SHDFND 0060120JOHNSON CTLS INCCOM4783661072445181SHDFND 005181JPMORGAN CHASE & COCOM46625H100177129257SHDFND 0029257KAYNE ANDERSON MLP INVT COCOM486606106211257567SHDFND 0057567KELLOGG COCOM4878361082153433SHDFND 003433KIMBERLY CLARK CORPCOM4943681034033628SHDFND 003628KINDER MORGAN ENERGY PARTNERUT LTD PARTNER494550106109414843SHDFND 0014843KINDER MORGAN INC DELCOM49456B101208764463SHDFND 0064463KINDER MORGAN MANAGEMENT LLCSHS49455U1006458994SHDFND 008994KRAFT FOODS GROUP INCCOM50076Q1064067225SHDFND 007225LAM RESEARCH CORPNOTE 1.250% 5/1512807AL22219000PRNDFND 0019000LAUDER ESTEE COS INCCL A5184391045097626SHDFND 007626LILLY ELI & COCOM5324571082404069SHDFND 004069LOCKHEED MARTIN CORPCOM5398301092141307SHDFND 001307M & T BK CORPCOM55261F104136211243SHDFND 0011243MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP5590801064045789SHDFND 005789MARKEL CORPCOM570535104278467SHDFND 00467MARKET VECTORS ETF TRGOLD MINER ETF57060U10059224965SHDFND 0024965MARKWEST ENERGY PARTNERS L PUNIT LTD PARTN5707591002023101SHDFND 003101MASIMO CORPCOM5747951002097673SHDFND 007673MASTERCARD INCCL A57636Q104495466361SHDFND 0066361MCCORMICK & CO INCCOM NON VTG579780206131918381SHDFND 0018381MCCORMICK & CO INCCOM VTG57978010797113571SHDFND 0013571MCDONALDS CORPCOM580135101179018244SHDFND 0018244MCGRAW HILL FINL INCCOM5806451093594701SHDFND 004701MCKESSON CORPCOM58155Q1034792719SHDFND 002719MEDICINES CODBCV 1.375% 6/0584688AC92018000PRNDFND 0018000MELCO CROWN ENTMT LTDADR58546410072018600SHDFND 0018600MERCK & CO INC NEWCOM58933Y105326757599SHDFND 0057599METLIFE INCCOM59156R108144927429SHDFND 0027429MGM RESORTS INTERNATIONALNOTE 4.250% 4/155303QAE02417000PRNDFND 0017000MICROCHIP TECHNOLOGY INCCOM59501710493519608SHDFND 0019608MICROSOFT CORPCOM594918104311175781SHDFND 0075781MIMEDX GROUP INCCOM60249610115325000SHDFND 0025000MOLYCORP INC DELCOM60875310918339200SHDFND 0039200MONDELEZ INTL INCCL A609207105186754029SHDFND 0054029NATIONAL OILWELL VARCO INCCOM63707110188611401SHDFND 0011401NEXTERA ENERGY INCCOM65339F1015395632SHDFND 005632NORFOLK SOUTHERN CORPCOM6558441082432518SHDFND 002518NOVARTIS A GSPONSORED ADR66987V1094685505SHDFND 005505NOVELLUS SYS INCNOTE 2.625% 5/1670008AD31810000PRNDFND 0010000NUANCE COMMUNICATIONS INCNOTE 2.750%11/067020YAF72727000PRNDFND 0027000NUSTAR GP HOLDINGS LLCUNIT RESTG LLC67059L10267919974SHDFND 0019974NUVEEN MD PREM INCOME MUN FDCOM67061Q10713610968SHDFND 0010968NUVEEN MUN VALUE FD INCCOM67092810011912655SHDFND 0012655NYMOX PHARMACEUTICAL CORPCOM67076P1026011000SHDFND 0011000OAKTREE CAP GROUP LLCUNIT CL A6740012013325700SHDFND 005700OCCIDENTAL PETE CORP DELCOM6745991055215460SHDFND 005460OMNICARE INCNOTE 3.500% 2/1681904AQ13939000PRNDFND 0039000ON SEMICONDUCTOR CORPNOTE 2.625%12/1682189AH82018000PRNDFND 0018000ONEOK INC NEWCOM6826801032033423SHDFND 003423ORACLE CORPCOM68389X105135633163SHDFND 0033163PACCAR INCCOM6937181082143186SHDFND 003186PALL CORPCOM6964293072102355SHDFND 002355PEPSICO INCCOM713448108385046083SHDFND 0046083PFIZER INCCOM717081103147745942SHDFND 0045942PHILIP MORRIS INTL INCCOM718172109102912625SHDFND 0012625PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN7265031054347864SHDFND 007864PLAINS GP HLDGS L PSHS A REP LTPN72651A10879028186SHDFND 0028186PLUM CREEK TIMBER CO INCCOM72925110846110968SHDFND 0010968PNC FINL SVCS GROUP INCCOM693475105132615242SHDFND 0015242POTASH CORP SASK INCCOM73755L1073449459SHDFND 009459POWERSHARES ETF TRUSTDWA MOMENTUM PTF73935X15375520300SHDFND 0020300POWERSHS DB US DOLLAR INDEXDOLL INDX BULL73936D10723410900SHDFND 0010900PRAXAIR INCCOM74005P10412739702SHDFND 009702PRICE T ROWE GROUP INCCOM74144T108279834033SHDFND 0034033PRICELINE COM INCDEBT 1.000% 3/1741503AQ91210000PRNDFND 0010000PRICESMART INCCOM7415111092112085SHDFND 002085PROCTER & GAMBLE COCOM742718109707487934SHDFND 0087934PROS HOLDINGS INCCOM74346Y1032407619SHDFND 007619QUALCOMM INCCOM747525103572272475SHDFND 0072475QUANTA SVCS INCCOM74762E10266117945SHDFND 0017945REGENCY ENERGY PARTNERS L PCOM UNITS L P75885Y1072127790SHDFND 007790REGIONS FINL CORP NEWCOM7591EP10026523901SHDFND 0023901ROBERT HALF INTL INCCOM7703231032866819SHDFND 006819ROGERS COMMUNICATIONS INCCL B7751092003428284SHDFND 008284ROYAL DUTCH SHELL PLCSPONS ADR A7802592062214053SHDFND 004053RPM INTL INCNOTE 2.250%12/1749685AT01211000PRNDFND 0011000RTI INTL METALS INCNOTE 1.625%10/174973WAB31010000PRNDFND 0010000RYDEX ETF TRUSTGUG RUSS TOP 5078355W2053682845SHDFND 002845RYDEX ETF TRUSTGUG S&P500 EQ WT78355W106433159320SHDFND 0059320SALESFORCE COM INCCOM79466L3024497891SHDFND 007891SALIX PHARMACEUTICALS INCNOTE 1.500% 3/1795435AE62817000PRNDFND 0017000SBA COMMUNICATIONS CORPCOM78388J1065255764SHDFND 005764SCHLUMBERGER LTDCOM806857108386139529SHDFND 0039529SCHWAB CHARLES CORP NEWCOM808513105242288785SHDFND 0088785SCHWAB STRATEGIC TRUS BRD MKT ETF808524102162435530SHDFND 0035530SCRIPPS NETWORKS INTERACT INCL A COM8110651012903815SHDFND 003815SEAGATE TECHNOLOGY PLCSHSG7945M1072895161SHDFND 005161SELECT SECTOR SPDR TRSBI INT-FINL81369Y60530713723SHDFND 0013723SIGMA ALDRICH CORPCOM8265521015756165SHDFND 006165SOUTHWESTERN ENERGY COCOM8454671092445300SHDFND 005300SPDR GOLD TRUSTGOLD SHS78463V1075004044SHDFND 004044SPDR INDEX SHS FDSS&P EMKTSC ETF78463X75680117049SHDFND 0017049SPDR S&P 500 ETF TRTR UNIT78462F1033591924SHDFND 001924SPDR SERIES TRUSTBRC HGH YLD BD78464A4173408200SHDFND 008200SPECTRA ENERGY CORPCOM847560109108129254SHDFND 0029254STANLEY BLACK & DECKER INCCOM8545021015096278SHDFND 006278STARBUCKS CORPCOM8552441096278538SHDFND 008538STARWOOD HOTELS&RESORTS WRLDCOM85590A4012933683SHDFND 003683STEEL DYNAMICS INCNOTE 5.125% 6/1858119AP51818000PRNDFND 0018000STERICYCLE INCCOM8589121085935230SHDFND 005230STRYKER CORPCOM86366710197511978SHDFND 0011978SUNTRUST BKS INCCOM8679141033899754SHDFND 009754SUPERVALU INCCOM86853610327440000SHDFND 0040000SUSSER PETE PARTNERS LPCOM U REP LP8692391032918253SHDFND 008253SYSCO CORPCOM8718291072226177SHDFND 006177TARGET CORPCOM87612E1063445677SHDFND 005677TELEFLEX INCNOTE 3.875% 8/0879369AA45029000PRNDFND 0029000TESLA MTRS INCCOM88160R1012361129SHDFND 001129TEVA PHARMACEUTICAL FIN LLCDBCV 0.250% 2/088163VAE91917000PRNDFND 0017000TEXAS INSTRS INCCOM8825081042906134SHDFND 006134TOTAL S ASPONSORED ADR89151E1093054636SHDFND 004636TOWERS WATSON & COCL A8918941072552231SHDFND 002231TRANSDIGM GROUP INCCOM8936411002061092SHDFND 001092TRAVELERS COMPANIES INCCOM89417E1092122481SHDFND 002481TRIMBLE NAVIGATION LTDCOM896239100109628103SHDFND 0028103TTM TECHNOLOGIES INCNOTE 3.250% 5/187305RAC31818000PRNDFND 0018000TWENTY FIRST CENTY FOX INCCL A90130A1012407527SHDFND 007527UBS AG JERSEY BRHCMCI ETN 3890264177866631338SHDFND 0031338UNDER ARMOUR INCCL A904311107238220840SHDFND 0020840UNILEVER PLCSPON ADR NEW90476770466915667SHDFND 0015667UNION PAC CORPCOM9078181083511868SHDFND 001868UNITED STATES STL CORP NEWNOTE 2.750% 4/0912909AH11311000PRNDFND 0011000UNITED TECHNOLOGIES CORPCOM9130171095574765SHDFND 004765UNITEDHEALTH GROUP INCCOM91324P1023304036SHDFND 004036UNIVERSAL DISPLAY CORPCOM91347P10560619000SHDFND 0019000VALERO ENERGY PARTNERS LPCOM UNT REP LP91914J1023518850SHDFND 008850VANGUARD INDEX FDSREIT ETF9229085532283233SHDFND 003233VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C4093183987SHDFND 003987VANGUARD SPECIALIZED PORTFOLDIV APP ETF9219088443104120SHDFND 004120VANGUARD WORLD FDEXTENDED DUR9219107092922950SHDFND 002950VERISK ANALYTICS INCCL A92345Y1064637738SHDFND 007738VERIZON COMMUNICATIONS INCCOM92343V104468098157SHDFND 0098157VISA INCCOM CL A92826C83914666772SHDFND 006772VOLCANO CORPORATIONNOTE 1.750%12/0928645AB61818000PRNDFND 0018000VULCAN MATLS COCOM9291601092664000SHDFND 004000W P CAREY INCCOM92936U1094237050SHDFND 007050WABASH NATL CORPNOTE 3.375% 5/0929566AH02317000PRNDFND 0017000WABTEC CORPCOM9297401083334312SHDFND 004312WAL-MART STORES INCCOM9311421037529794SHDFND 009794WASTE CONNECTIONS INCCOM94105310075717243SHDFND 0017243WATERS CORPCOM9418481034323977SHDFND 003977WELLS FARGO & CO NEWCOM949746101161532422SHDFND 0032422WHOLE FOODS MKT INCCOM9668371063977834SHDFND 007834WILLIAMS COS INC DELCOM96945710090422359SHDFND 0022359WISDOMTREE TREMG MKTS SMCAP97717W2812034357SHDFND 004357WYNN RESORTS LTDCOM9831341073611628SHDFND 001628XILINX INCNOTE 2.625% 6/1983919AF83719000PRNDFND 0019000YUM BRANDS INCCOM9884981014866444SHDFND 006444