0001389400-21-000004.txt : 20211102 0001389400-21-000004.hdr.sgml : 20211102 20211102125945 ACCESSION NUMBER: 0001389400-21-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211102 DATE AS OF CHANGE: 20211102 EFFECTIVENESS DATE: 20211102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Stockman Wealth Management, Inc. CENTRAL INDEX KEY: 0001389400 IRS NUMBER: 331028994 STATE OF INCORPORATION: MT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12190 FILM NUMBER: 211370086 BUSINESS ADDRESS: STREET 1: 402 N. BROADWAY STREET 2: P.O. BOX 2507 CITY: BILLINGS STATE: MT ZIP: 59103-2507 BUSINESS PHONE: (406) 655-3960 MAIL ADDRESS: STREET 1: 402 N. BROADWAY STREET 2: P.O. BOX 2507 CITY: BILLINGS STATE: MT ZIP: 59103-2507 FORMER COMPANY: FORMER CONFORMED NAME: Stockman Asset Management DATE OF NAME CHANGE: 20070208 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001389400 XXXXXXXX 09-30-2021 09-30-2021 Stockman Wealth Management, Inc.

402 N. BROADWAY P.O. BOX 2507 BILLINGS MT 59103-2507

13F HOLDINGS REPORT 028-12190 N Ron O'Donnell 406-655-3960 Ron O'Donnell Billings MT 11-02-2021 0 198 449136 false INFORMATION TABLE 2 swmq32021.xml 3M CO COM 88579Y101 667 3805 SH SOLE 3335 0 470 ABBOTT LABS COM 002824100 1197 10134 SH SOLE 9173 0 961 ABBVIE INC COM 00287Y109 5922 54898 SH SOLE 44435 0 10463 ALGONQUIN PWR UTILS CORP COM 015857105 220 15000 SH SOLE 15000 0 0 ALPHABET INC CAP STK CL C 02079K107 2543 954 SH SOLE 883 0 71 ALPHABET INC CAP STK CL A 02079K305 398 149 SH SOLE 85 0 64 ALTABANCORP COM 021347109 225 5100 SH SOLE 5100 0 0 AMAZON COM INC COM 023135106 3285 1000 SH SOLE 855 0 145 AMERICAN EXPRESS CO COM 025816109 312 1865 SH SOLE 1605 0 260 AMERICAN WTR WKS CO INC NEW COM 030420103 250 1480 SH SOLE 1480 0 0 AMPHENOL CORP NEW CL A 032095101 447 6100 SH SOLE 6100 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 6035 107047 SH SOLE 84635 0 22412 ANNALY CAPITAL MANAGEMENT IN COM 035710409 258 30604 SH SOLE 30604 0 0 ANTERO MIDSTREAM CORP COM 03676B102 478 45880 SH SOLE 45880 0 0 APPLE INC COM 037833100 13050 92228 SH SOLE 70477 0 21751 ASTRAZENECA PLC SPONSORED ADR 046353108 745 12400 SH SOLE 12400 0 0 AT&T INC COM 00206R102 7412 274408 SH SOLE 224399 0 50009 BAXTER INTL INC COM 071813109 589 7317 SH SOLE 6500 0 817 BECTON DICKINSON & CO COM 075887109 379 1540 SH SOLE 1540 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 10935 40062 SH SOLE 31443 0 8619 BK OF AMERICA CORP COM 060505104 211 4975 SH SOLE 3275 0 1700 BLACK HILLS CORP COM 092113109 245 3900 SH SOLE 2550 0 1350 BLACKROCK HEALTH SCIENCS TR COM SHS 09260E105 598 22155 SH SOLE 18725 0 3430 BLACKROCK RES & COMMODITIES SHS 09257A108 341 38200 SH SOLE 38200 0 0 BLACKROCK SCIENCE & TECHNOLO SHS BEN INT 09260K101 628 16282 SH SOLE 13462 0 2820 BLUEROCK RESIDENTIAL GWT REI COM CL A 09627J102 279 21900 SH SOLE 21900 0 0 BOEING CO COM 097023105 591 2687 SH SOLE 1754 0 933 BOOKING HOLDINGS INC COM 09857L108 394 166 SH SOLE 166 0 0 BP MIDSTREAM PARTNERS LP UNIT LTD PTNR 0556EL109 199 15000 SH SOLE 15000 0 0 BRIDGEWATER BANCSHARES INC COM ACCD INV 108621103 175 10000 SH SOLE 10000 0 0 BRIGHTSPIRE CAPITAL INC COM CL A 10949T109 378 40250 SH SOLE 38750 0 1500 BRISTOL-MYERS SQUIBB CO COM 110122108 5866 99136 SH SOLE 78546 0 20590 CATERPILLAR INC COM 149123101 229 1192 SH SOLE 575 0 617 CENTERSPACE COM 15202L107 421 4450 SH SOLE 4250 0 200 CHEVRON CORP NEW COM 166764100 7510 74029 SH SOLE 58715 0 15315 CISCO SYS INC COM 17275R102 7786 143052 SH SOLE 113755 0 29298 CITIGROUP INC COM NEW 172967424 225 3205 SH SOLE 2980 0 225 COCA COLA CO COM 191216100 461 8789 SH SOLE 8200 0 589 COINBASE GLOBAL INC COM CL A 19260Q107 1696 7455 SH SOLE 7442 0 13 COMPUGEN LTD ORD M25722105 381 63800 SH SOLE 63800 0 0 CONOCOPHILLIPS COM 20825C104 330 4867 SH SOLE 4241 0 626 COSTCO WHSL CORP NEW COM 22160K105 813 1809 SH SOLE 1743 0 66 CVS HEALTH CORP COM 126650100 6638 78217 SH SOLE 61610 0 16607 DANAHER CORPORATION COM 235851102 556 1825 SH SOLE 1825 0 0 DISNEY WALT CO COM 254687106 1553 9177 SH SOLE 8072 0 1105 DUKE ENERGY CORP NEW COM NEW 26441C204 656 6720 SH SOLE 5811 0 909 EAGLE BANCORP MONT INC COM 26942G100 284 12703 SH SOLE 12703 0 0 EATON VANCE ENHANCED EQUITY COM 278274105 197 11000 SH SOLE 11000 0 0 EATON VANCE ENHANCED EQUITY COM 278277108 232 10000 SH SOLE 10000 0 0 EATON VANCE TAX MNGD BUY WRI COM SH BEN INT 27829M103 113 10000 SH SOLE 10000 0 0 EATON VANCE TAX-MANAGED GLOB COM 27829F108 300 30000 SH SOLE 30000 0 0 ELLINGTON FINANCIAL INC COM 28852N109 503 27500 SH SOLE 27500 0 0 EMERSON ELEC CO COM 291011104 1159 12305 SH SOLE 11187 0 1118 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 648 67684 SH SOLE 58204 0 9480 ENTERPRISE PRODS PARTNERS L COM 293792107 613 28314 SH SOLE 24865 0 3449 EXCHANGE TRADED CONCEPTS TR EMQQ EM INTERN 301505889 665 13410 SH SOLE 10605 0 2805 EXXON MOBIL CORP COM 30231G102 7685 130647 SH SOLE 104499 0 26148 FACEBOOK INC CL A 30303M102 1045 3080 SH SOLE 3080 0 0 FIRST INTST BANCSYSTEM INC COM CL A 32055Y201 1324 32875 SH SOLE 31089 0 1786 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 6563 319519 SH SOLE 253046 0 66473 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 260 1100 SH SOLE 1100 0 0 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 5535 115671 SH SOLE 90672 0 24999 FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 33738R506 468 9854 SH SOLE 3979 0 5875 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 62040 1226578 SH SOLE 972916 0 253662 FORD MTR CO DEL COM 345370860 357 25218 SH SOLE 23661 0 1557 GENERAL ELECTRIC CO COM NEW 369604301 6600 64054 SH SOLE 51443 0 12611 GENERAL MLS INC COM 370334104 299 4991 SH SOLE 4991 0 0 GLACIER BANCORP INC NEW COM 37637Q105 398 7191 SH SOLE 6691 0 500 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 5334 139590 SH SOLE 109763 0 29827 GRACO INC COM 384109104 414 5915 SH SOLE 5615 0 300 HOME DEPOT INC COM 437076102 5133 15637 SH SOLE 12588 0 3049 HONEYWELL INTL INC COM 438516106 5979 28166 SH SOLE 21452 0 6714 INDEPENDENCE RLTY TR INC COM 45378A106 206 10100 SH SOLE 8500 0 1600 INTEL CORP COM 458140100 7997 150094 SH SOLE 116929 0 33165 INTERDIGITAL INC COM 45867G101 992 14620 SH SOLE 14020 0 600 INTERNATIONAL BUSINESS MACHS COM 459200101 7573 54508 SH SOLE 42626 0 11882 INVESCO EXCH TRADED FD TR II NASDAQNXTGEN100 46138G631 287 8680 SH SOLE 5850 0 2830 INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 46138G649 8415 57200 SH SOLE 45218 0 11982 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 805 5376 SH SOLE 3044 0 2332 INVESCO QQQ TR UNIT SER 1 46090E103 3214 8978 SH SOLE 7629 0 1349 ISHARES TR CORE S&P500 ETF 464287200 1850 4293 SH SOLE 788 0 3505 ISHARES TR CORE US AGGBD ET 464287226 757 6588 SH SOLE 310 0 6278 ISHARES TR S&P 500 GRWT ETF 464287309 782 10576 SH SOLE 10160 0 416 ISHARES TR S&P 500 VAL ETF 464287408 407 2800 SH SOLE 2800 0 0 ISHARES TR MSCI EAFE ETF 464287465 516 6610 SH SOLE 1025 0 5585 ISHARES TR CORE S&P MCP ETF 464287507 945 3593 SH SOLE 3188 0 405 ISHARES TR RUS 1000 VAL ETF 464287598 262 1675 SH SOLE 0 0 1675 ISHARES TR RUS 1000 GRW ETF 464287614 1095 3997 SH SOLE 2247 0 1750 ISHARES TR RUSSELL 2000 ETF 464287655 260 1190 SH SOLE 202 0 988 ISHARES TR CORE S&P SCP ETF 464287804 816 7470 SH SOLE 6717 0 753 ISHARES TR ISHS 1-5YR INVS 464288646 1452 26571 SH SOLE 2740 0 23831 ISHARES TR SHORT TREAS BD 464288679 574 5200 SH SOLE 5200 0 0 ISHARES TR IBONDS DEC 46435U697 278 10329 SH SOLE 10329 0 0 J P MORGAN EXCHANGE-TRADED F EQUITY PREMIUM 46641Q332 471 7905 SH SOLE 7905 0 0 JOHNSON & JOHNSON COM 478160104 1921 11897 SH SOLE 9533 0 2364 JPMORGAN CHASE & CO COM 46625H100 10824 66128 SH SOLE 52641 0 13486 KIMBELL RTY PARTNERS LP UNIT 49435R102 396 28000 SH SOLE 28000 0 0 KINDER MORGAN INC DEL COM 49456B101 371 22197 SH SOLE 18447 0 3750 KRAFT HEINZ CO COM 500754106 6055 164449 SH SOLE 131897 0 32552 LABORATORY CORP AMER HLDGS COM NEW 50540R409 232 825 SH SOLE 825 0 0 LADDER CAP CORP CL A 505743104 445 40270 SH SOLE 40270 0 0 LANDMARK INFRASTRCTUR PARTR COM UNIT LTD 51508J108 164 10000 SH SOLE 10000 0 0 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 848 98629 SH SOLE 98629 0 0 LILLY ELI & CO COM 532457108 355 1538 SH SOLE 1363 0 175 LOCKHEED MARTIN CORP COM 539830109 5617 16277 SH SOLE 12712 0 3565 LOWES COS INC COM 548661107 4731 23322 SH SOLE 17961 0 5361 MARSH & MCLENNAN COS INC COM 571748102 471 3113 SH SOLE 2913 0 200 MCDONALDS CORP COM 580135101 688 2851 SH SOLE 1895 0 956 MDU RES GROUP INC COM 552690109 5596 188604 SH SOLE 146148 0 42456 MERCK & CO INC COM 58933Y105 7417 98747 SH SOLE 79103 0 19644 MFS HIGH YIELD MUN TR SH BEN INT 59318E102 92 20000 SH SOLE 20000 0 0 MICROSOFT CORP COM 594918104 16212 57504 SH SOLE 43783 0 13721 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 581 52800 SH SOLE 51500 0 1300 NEXTERA ENERGY INC COM 65339F101 319 4061 SH SOLE 2761 0 1300 NIKE INC CL B 654106103 469 3231 SH SOLE 2900 0 331 NORTHWESTERN CORP COM NEW 668074305 3462 60416 SH SOLE 47667 0 12749 NUVEEN MUN VALUE FD INC COM 670928100 3178 280755 SH SOLE 243755 0 37000 NUVEEN NEW YORK AMT QLT MUNI COM 670656107 607 43862 SH SOLE 43862 0 0 OAKTREE SPECIALTY LENDING CO COM 67401P108 637 90200 SH SOLE 86200 0 4000 OASIS MIDSTREAM PARTNERS LP COM UNITS REPS 67420T206 335 15000 SH SOLE 15000 0 0 ONEOK INC NEW COM 682680103 842 14525 SH SOLE 14500 0 25 ORACLE CORP COM 68389X105 4160 47741 SH SOLE 37994 0 9747 PACKAGING CORP AMER COM 695156109 261 1900 SH SOLE 1900 0 0 PAYCHEX INC COM 704326107 265 2353 SH SOLE 2353 0 0 PENNANTPARK INVT CORP COM 708062104 549 84650 SH SOLE 81650 0 3000 PEPSICO INC COM 713448108 2075 13798 SH SOLE 12195 0 1603 PFIZER INC COM 717081103 8139 189233 SH SOLE 146996 0 42237 PHILLIPS 66 COM 718546104 6994 99872 SH SOLE 80452 0 19420 PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 315 14900 SH SOLE 14900 0 0 PIMCO DYNAMIC INCOME OPRNTS COM BEN SHS 69355M107 1759 83835 SH SOLE 79660 0 4175 PREFERRED APT CMNTYS INC COM 74039L103 167 13635 SH SOLE 12135 0 1500 PROCTER AND GAMBLE CO COM 742718109 8868 63432 SH SOLE 48749 0 14684 PROGRESSIVE CORP COM 743315103 202 2230 SH SOLE 2230 0 0 QUALCOMM INC COM 747525103 1731 13422 SH SOLE 11847 0 1575 RAYTHEON TECHNOLOGIES CORP COM 75513E101 454 5281 SH SOLE 2674 0 2607 REALTY INCOME CORP COM 756109104 501 7730 SH SOLE 7730 0 0 SCHLUMBERGER LTD COM STK 806857108 1087 36663 SH SOLE 33038 0 3625 SCHWAB CHARLES CORP COM 808513105 5097 69969 SH SOLE 56367 0 13602 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 4286 41265 SH SOLE 18419 0 22846 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 6061 58258 SH SOLE 48357 0 9901 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 718 9365 SH SOLE 5384 0 3981 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 501 5001 SH SOLE 4500 0 501 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1553 20916 SH SOLE 10690 0 10226 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 565 14600 SH SOLE 14545 0 55 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 1297 23900 SH SOLE 23900 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1601 8922 SH SOLE 7005 0 1917 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 637 4265 SH SOLE 4265 0 0 SHERWIN WILLIAMS CO COM 824348106 231 825 SH SOLE 825 0 0 SOFI TECHNOLOGIES INC COM 83406F102 277 17424 SH SOLE 17424 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 227 530 SH SOLE 0 0 530 SPDR SER TR PORTFOLI S&P1500 78464A805 460 8689 SH SOLE 8039 0 650 SPDR SER TR S&P BIOTECH 78464A870 457 3635 SH SOLE 3535 0 100 SPDR SER TR S&P OILGAS EXP 78468R556 1366 14126 SH SOLE 10802 0 3324 STARWOOD PPTY TR INC COM 85571B105 654 26800 SH SOLE 26800 0 0 STRYKER CORPORATION COM 863667101 348 1320 SH SOLE 1315 0 5 SYSCO CORP COM 871829107 4867 61994 SH SOLE 50230 0 11764 TARGET CORP COM 87612E106 1118 4887 SH SOLE 4072 0 815 TEKLA HEALTHCARE INVS SH BEN INT 87911J103 649 25394 SH SOLE 25394 0 0 TEKLA WORLD HEALTHCARE FD BEN INT SHS 87911L108 701 42609 SH SOLE 42609 0 0 TESLA INC COM 88160R101 600 774 SH SOLE 50 0 724 TEXAS INSTRS INC COM 882508104 246 1281 SH SOLE 1240 0 41 THERMO FISHER SCIENTIFIC INC COM 883556102 258 452 SH SOLE 402 0 50 TPG RE FIN TR INC COM 87266M107 430 34700 SH SOLE 33700 0 1000 TRAVELERS COMPANIES INC COM 89417E109 283 1862 SH SOLE 1862 0 0 UNILEVER PLC SPON ADR NEW 904767704 3925 72397 SH SOLE 56989 0 15408 UNION PAC CORP COM 907818108 313 1597 SH SOLE 1227 0 370 UNITED STS OIL FD LP UNITS 91232N207 3706 70504 SH SOLE 70504 0 0 UNITEDHEALTH GROUP INC COM 91324P102 354 907 SH SOLE 782 0 125 US BANCORP DEL COM NEW 902973304 9721 163538 SH SOLE 127592 0 35945 USA COMPRESSION PARTNERS LP COMUNIT LTDPAR 90290N109 1089 65701 SH SOLE 65701 0 0 V F CORP COM 918204108 221 3300 SH SOLE 3300 0 0 VANECK ETF TRUST PREFERRED SECURT 92189F429 2118 99823 SH SOLE 62373 0 37450 VANECK ETF TRUST FALLEN ANGEL HG 92189F437 992 30000 SH SOLE 30000 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 275 3361 SH SOLE 2376 0 985 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2945 7466 SH SOLE 7166 0 300 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 642 6304 SH SOLE 5507 0 797 VANGUARD INDEX FDS MID CAP ETF 922908629 1331 5622 SH SOLE 5622 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 1925 6635 SH SOLE 6171 0 464 VANGUARD INDEX FDS SMALL CP ETF 922908751 736 3368 SH SOLE 3118 0 250 VANGUARD INDEX FDS TOTAL STK MKT 922908769 5184 23346 SH SOLE 21322 0 2024 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 406 8120 SH SOLE 5834 0 2286 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 3689 44770 SH SOLE 44170 0 600 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 523 3405 SH SOLE 3405 0 0 VANGUARD WORLD FD MEGA GRWTH IND 921910816 390 1660 SH SOLE 1396 0 264 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 258 1042 SH SOLE 1042 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 241 601 SH SOLE 501 0 100 VEREIT INC COM 92339V308 355 7845 SH SOLE 7845 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 5007 92703 SH SOLE 75583 0 17120 VIACOMCBS INC CL B 92556H206 243 6150 SH SOLE 6150 0 0 VIATRIS INC COM 92556V106 141 10435 SH SOLE 10429 0 6 VIRTUS ALLIANZGI ARTIFICIAL COM 92838Y100 552 20692 SH SOLE 16932 0 3760 VISA INC COM CL A 92826C839 339 1520 SH SOLE 1505 0 15 WALGREENS BOOTS ALLIANCE INC COM 931427108 5509 117090 SH SOLE 95433 0 21657 WASTE MGMT INC DEL COM 94106L109 332 2226 SH SOLE 1610 0 616 WELLS FARGO CO NEW COM 949746101 313 6746 SH SOLE 6687 0 59 WILLIAMS COS INC COM 969457100 259 10000 SH SOLE 10000 0 0 ZIMMER BIOMET HOLDINGS INC COM 98956P102 305 2085 SH SOLE 2085 0 0 ZOETIS INC CL A 98978V103 308 1585 SH SOLE 1585 0 0