0001389256-20-000004.txt : 20200424 0001389256-20-000004.hdr.sgml : 20200424 20200424124526 ACCESSION NUMBER: 0001389256-20-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200424 DATE AS OF CHANGE: 20200424 EFFECTIVENESS DATE: 20200424 FILER: COMPANY DATA: COMPANY CONFORMED NAME: American Assets Investment Management, LLC CENTRAL INDEX KEY: 0001389256 IRS NUMBER: 810567059 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12131 FILM NUMBER: 20813851 BUSINESS ADDRESS: STREET 1: 11455 EL CAMINO REAL, SUITE 300 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 858-345-1463 MAIL ADDRESS: STREET 1: 11455 EL CAMINO REAL, SUITE 300 CITY: SAN DIEGO STATE: CA ZIP: 92130 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001389256 XXXXXXXX 03-31-2020 03-31-2020 American Assets Investment Management, LLC
11455 EL CAMINO REAL, SUITE 300 SAN DIEGO CA 92130
13F HOLDINGS REPORT 028-12131 N
Ernest S. Rady Chief Executive Officer 858-350-2600 Ernest S. Rady San Diego CA 04-22-2020 0 170 467387 false
INFORMATION TABLE 2 1q202013AAIM.xml ABBOTT LABS COM 002824100 3196 40500 SH SOLE 40500 0 0 ABBVIE INC COM 00287Y109 3505 46000 SH SOLE 46000 0 0 ADOBE INC COM 00724f101 1964 6170 SH SOLE 6170 0 0 AGNC INVT CORP COM 00123Q104 529 50000 SH SOLE 50000 0 0 AIR LEASE CORP CL A 00912X302 376 17000 SH SOLE 17000 0 0 ALCON INC ORD SHS H01301128 1104 21722 SH SOLE 21722 0 0 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 1645 12000 SH SOLE 12000 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 449 5000 SH SOLE 5000 0 0 ALLERGAN PLC SHS G0177J108 1594 9000 SH SOLE 9000 0 0 ALPHABET INC CAP STK CL A 02079K305 2324 2000 SH SOLE 2000 0 0 AMAZON COM INC COM 023135106 975 500 SH SOLE 500 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 536 44000 SH SOLE 44000 0 0 AMERICAN ASSETS TR INC COM 024013104 36383 1455336 SH SOLE 1455336 0 0 AMERICAN CAMPUS CMNTYS INC COM 024835100 333 12000 SH SOLE 12000 0 0 AMERICAN ELEC PWR CO INC COM 025537101 3999 50000 SH SOLE 50000 0 0 AMERIPRISE FINL INC COM 03076c106 2110 20590 SH SOLE 20590 0 0 AMGEN INC COM 031162100 2066 10190 SH SOLE 10190 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 1324 30000 SH SOLE 30000 0 0 ANNALY CAPITAL MANAGEMENT IN COM 035710409 507 100000 SH SOLE 100000 0 0 ANSYS INC COM 03662q105 4068 17500 SH SOLE 17500 0 0 APPLE INC COM 037833100 13350 52500 SH SOLE 52500 0 0 APPLIED MATLS INC COM 038222105 458 10000 SH SOLE 10000 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 1085 30830 SH SOLE 30830 0 0 ARCONIC INC COM 03965L100 201 12500 SH SOLE 12500 0 0 AT&T INC COM 00206R102 2520 86466 SH SOLE 86466 0 0 AVALONBAY CMNTYS INC COM 053484101 2237 15200 SH SOLE 15200 0 0 AXALTA COATING SYS LTD COM g0750c108 173 10000 SH SOLE 10000 0 0 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946k101 547 178763 SH SOLE 178763 0 0 BANCO SANTANDER SA ADR 05964H105 1360 578733 SH SOLE 578733 0 0 BANK MONTREAL COM 063671101 3518 70000 SH SOLE 70000 0 0 BANK NOVA SCOTIA B C COM 064149107 1827 45000 SH SOLE 45000 0 0 BAXTER INTL INC COM 071813109 5806 71515 SH SOLE 71515 0 0 BCE INC COM NEW 05534B760 817 20000 SH SOLE 20000 0 0 BECTON DICKINSON & CO COM 075887109 1723 7500 SH SOLE 7500 0 0 BIOGEN INC COM 09062X103 2531 8000 SH SOLE 8000 0 0 BK OF AMERICA CORP COM 060505104 8855 417100 SH SOLE 417100 0 0 BP PLC SPONSORED ADR 055622104 8623 353529 SH SOLE 353529 0 0 BRIGHTHOUSE FINL INC COM 10922N103 483 20000 SH SOLE 20000 0 0 BRISTOL-MYERS SQUIBB CO RIGHT 99/99/9999 110122157 110 29000 SH SOLE 29000 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 4403 79000 SH SOLE 79000 0 0 BROOKFIELD PROPERTY PARTRS L UNIT LTD PARTN G16249107 427 53000 SH SOLE 53000 0 0 CAPITAL ONE FINL CORP COM 14040H105 3967 78670 SH SOLE 78670 0 0 CARDINAL HEALTH INC COM 14149Y108 1116 23277 SH SOLE 23277 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 527 40000 SH SOLE 40000 0 0 CATERPILLAR INC DEL COM 149123101 4642 40000 SH SOLE 40000 0 0 CHEMOURS CO COM 163851108 222 25000 SH SOLE 25000 0 0 CHEVRON CORP NEW COM 166764100 6884 95000 SH SOLE 95000 0 0 CIGNA CORP NEW COM 125523100 863 4868 SH SOLE 4868 0 0 CITIGROUP INC COM NEW 172967424 2797 66400 SH SOLE 66400 0 0 COCA COLA CO COM 191216100 5976 135060 SH SOLE 135060 0 0 COMCAST CORP NEW CL A 20030N101 1135 33000 SH SOLE 33000 0 0 CONNS INC COM 208242107 69 16530 SH SOLE 16530 0 0 CONOCOPHILLIPS COM 20825C104 539 17500 SH SOLE 17500 0 0 CORESITE RLTY CORP COM 21870Q105 3477 30000 SH SOLE 30000 0 0 CORNING INC COM 219350105 411 20000 SH SOLE 20000 0 0 CORTEVA INC COM 22052L104 911 38762 SH SOLE 38762 0 0 CVS HEALTH CORP COM 126650100 2077 35000 SH SOLE 35000 0 0 CYRUSONE INC COM 23283R100 4384 71000 SH SOLE 71000 0 0 DELL TECHNOLOGIES INC CL C 24703L202 637 16107 SH SOLE 16107 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 1056 37000 SH SOLE 37000 0 0 DIAMONDBACK ENERGY INC COM 25278X109 314 12000 SH SOLE 12000 0 0 DIGITAL RLTY TR INC COM 253868103 576 4150 SH SOLE 4150 0 0 DOW INC COM 260557103 1276 43647 SH SOLE 43647 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 1348 16666 SH SOLE 16666 0 0 DUPONT DE NEMOURS INC COM 26614N102 1488 43646 SH SOLE 43646 0 0 DXC TECHNOLOGY CO COM 23355L106 142 10909 SH SOLE 10909 0 0 EDISON INTL COM 281020107 1644 30000 SH SOLE 30000 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 2272 494000 SH SOLE 494000 0 0 EOG RES INC COM 26875P101 999 27800 SH SOLE 27800 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 1543 25000 SH SOLE 25000 0 0 ESSEX PPTY TR INC COM 297178105 1982 9000 SH SOLE 9000 0 0 EXTRA SPACE STORAGE INC COM 30225T102 4788 50000 SH SOLE 50000 0 0 EXXON MOBIL CORP COM 30231G102 759 20000 SH SOLE 20000 0 0 FACEBOOK INC CL A 30303M102 1284 7700 SH SOLE 7700 0 0 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 1127 15100 SH SOLE 15100 0 0 FEDEX CORP COM 31428X106 2425 20000 SH SOLE 20000 0 0 GENERAL MLS INC COM 370334104 528 10000 SH SOLE 10000 0 0 GENERAL MTRS CO COM 37045V100 3186 153300 SH SOLE 153300 0 0 GILEAD SCIENCES INC COM 375558103 3813 51000 SH SOLE 51000 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1326 35000 SH SOLE 35000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 7807 50500 SH SOLE 50500 0 0 HALLIBURTON CO COM 406216101 137 20000 SH SOLE 20000 0 0 HCA HEALTHCARE INC COM 40412C101 1168 13000 SH SOLE 13000 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 1233 127000 SH SOLE 127000 0 0 HILTON WORLDWIDE HLDGS INC COM 43300A203 1592 23332 SH SOLE 23332 0 0 HOST HOTELS & RESORTS INC COM 44107P104 497 45000 SH SOLE 45000 0 0 HP INC COM 40434L105 2205 127000 SH SOLE 127000 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 3975 141918 SH SOLE 141918 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 2551 23000 SH SOLE 23000 0 0 ISHARES TR MSCI UK ETF NEW 46435G334 4776 200000 SH SOLE 200000 0 0 JOHNSON & JOHNSON COM 478160104 5901 45000 SH SOLE 45000 0 0 JOHNSON CTLS INTL PLC SHS g51502105 1111 41200 SH SOLE 41200 0 0 JPMORGAN CHASE & CO COM 46625H100 14639 162600 SH SOLE 162600 0 0 KINDER MORGAN INC DEL COM 49456B101 3242 232900 SH SOLE 232900 0 0 KRAFT HEINZ CO COM 500754106 1237 50000 SH SOLE 50000 0 0 KROGER CO COM 501044101 6209 206150 SH SOLE 206150 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 1011 8000 SH SOLE 8000 0 0 LAS VEGAS SANDS CORP COM 517834107 1699 40000 SH SOLE 40000 0 0 LENNAR CORP CL A 526057104 2153 56370 SH SOLE 56370 0 0 LILLY ELI & CO COM 532457108 1387 10000 SH SOLE 10000 0 0 MACQUARIE INFRASTRUCTURE COR COM 55608B105 1010 40000 SH SOLE 40000 0 0 MEDTRONIC PLC SHS G5960L103 7307 81032 SH SOLE 81032 0 0 MERCK & CO. INC COM 58933Y105 5386 70000 SH SOLE 70000 0 0 METLIFE INC COM 59156R108 1966 64304 SH SOLE 64304 0 0 MICRO FOCUS INTL PLC SPON ADR NEW 594837403 67 13329 SH SOLE 13329 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 1970 29060 SH SOLE 29060 0 0 MICRON TECHNOLOGY INC COM 595112103 210 5000 SH SOLE 5000 0 0 MICROSOFT CORP COM 594918104 19572 124100 SH SOLE 124100 0 0 MONDELEZ INTL INC CL A 609207105 3055 61010 SH SOLE 61010 0 0 MORGAN STANLEY COM NEW 617446448 2363 69500 SH SOLE 69500 0 0 MYLAN NV SHS EURO N59465109 2237 150000 SH SOLE 150000 0 0 NOBLE ENERGY INC COM 655044105 465 77000 SH SOLE 77000 0 0 NORDSTROM INC COM 655664100 1120 73000 SH SOLE 73000 0 0 NOVARTIS A G SPONSORED ADR 66987V109 8955 108610 SH SOLE 108610 0 0 ORACLE CORP COM 68389X105 3509 72600 SH SOLE 72600 0 0 OSHKOSH CORP COM 688239201 965 15000 SH SOLE 15000 0 0 PARK HOTELS RESORTS INC COM 700517105 122 15467 SH SOLE 15467 0 0 PAYPAL HLDGS INC COM 70450Y103 6988 72990 SH SOLE 72990 0 0 PEBBLEBROOK HOTEL TR COM 70509V100 653 60000 SH SOLE 60000 0 0 PEPSICO INC COM 713448108 4780 39800 SH SOLE 39800 0 0 PFIZER INC COM 717081103 4178 128000 SH SOLE 128000 0 0 PHILIP MORRIS INTL INC COM 718172109 1459 20000 SH SOLE 20000 0 0 PHILLIPS 66 COM 718546104 767 14300 SH SOLE 14300 0 0 PHYSICIANS RLTY TR COM 71943U104 697 50000 SH SOLE 50000 0 0 PINNACLE WEST CAP CORP COM 723484101 3790 50000 SH SOLE 50000 0 0 PIONEER NAT RES CO COM 723787107 2385 34000 SH SOLE 34000 0 0 PPG INDS INC COM 693506107 4647 55590 SH SOLE 55590 0 0 PPL CORP COM 69351T106 1728 70000 SH SOLE 70000 0 0 PROCTER & GAMBLE CO COM 742718109 1870 17000 SH SOLE 17000 0 0 PRUDENTIAL FINL INC COM 744320102 2422 46459 SH SOLE 46459 0 0 PUBLIC STORAGE COM 74460D109 1986 10000 SH SOLE 10000 0 0 QUALCOMM INC COM 747525103 1657 24500 SH SOLE 24500 0 0 QUEST DIAGNOSTICS INC COM 74834L100 1205 15000 SH SOLE 15000 0 0 ROYAL BK CDA COM 780087102 4432 72000 SH SOLE 72000 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 5757 165000 SH SOLE 165000 0 0 SANOFI SPONSORED ADR 80105N105 1967 45000 SH SOLE 45000 0 0 SCHLUMBERGER LTD COM 806857108 1686 125000 SH SOLE 125000 0 0 SCHWAB CHARLES CORP COM 808513105 672 20000 SH SOLE 20000 0 0 SEMPRA ENERGY COM 816851109 565 5000 SH SOLE 5000 0 0 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 1248 125000 SH SOLE 125000 0 0 SIMON PPTY GROUP INC NEW COM 828806109 1245 22700 SH SOLE 22700 0 0 SQUARE INC CL A 852234103 1571 30000 SH SOLE 30000 0 0 STATE STR CORP COM 857477103 2397 45000 SH SOLE 45000 0 0 STRYKER CORP COM 863667101 2098 12600 SH SOLE 12600 0 0 SWITCH INC CL A 87105L104 938 65000 SH SOLE 65000 0 0 TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS 874060205 1146 75510 SH SOLE 75510 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 693 20000 SH SOLE 20000 0 0 TELEFONICA S A SPONSORED ADR 879382208 252 55056 SH SOLE 55056 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 3985 94000 SH SOLE 94000 0 0 TOWN SPORTS INTL HLDGS INC COM 89214a102 20 40409 SH SOLE 40409 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 2399 20000 SH SOLE 20000 0 0 TRANSOCEAN LTD REG SHS h8817h100 116 100000 SH SOLE 100000 0 0 TRUIST FINL CORP COM 89832Q109 599 19425 SH SOLE 19425 0 0 TWITTER INC COM 90184l102 1105 45000 SH SOLE 45000 0 0 UNILEVER PLC SPON ADR NEW 904767704 8597 170000 SH SOLE 170000 0 0 UNION PAC CORP COM 907818108 2116 15000 SH SOLE 15000 0 0 UNITED PARCEL SERVICE INC CL B 911312106 934 10000 SH SOLE 10000 0 0 UNITED RENTALS INC COM 911363109 206 2000 SH SOLE 2000 0 0 VENTAS INC COM 92276F100 536 20000 SH SOLE 20000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 7522 140000 SH SOLE 140000 0 0 VIACOMCBS INC CL B 92556H206 855 61000 SH SOLE 61000 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 275 20000 SH SOLE 20000 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 4448 97230 SH SOLE 97230 0 0 WELLS FARGO CO NEW COM 949746101 28844 1005000 SH SOLE 1005000 0 0 WELLTOWER INC COM 95040Q104 458 10000 SH SOLE 10000 0 0 WESTERN MIDSTREAM PARTNERS L COM UNIT LP INT 958669103 324 100000 SH SOLE 100000 0 0 WESTPAC BKG CORP SPONSORED ADR 961214301 1025 100000 SH SOLE 100000 0 0 WEYERHAEUSER CO COM 962166104 1187 70000 SH SOLE 70000 0 0 WILLIAMS SONOMA INC COM 969904101 4115 96780 SH SOLE 96780 0 0 WYNN RESORTS LTD COM 983134107 482 8000 SH SOLE 8000 0 0