0001389256-17-000002.txt : 20170803
0001389256-17-000002.hdr.sgml : 20170803
20170803122128
ACCESSION NUMBER: 0001389256-17-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170630
FILED AS OF DATE: 20170803
DATE AS OF CHANGE: 20170803
EFFECTIVENESS DATE: 20170803
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: American Assets Investment Management, LLC
CENTRAL INDEX KEY: 0001389256
IRS NUMBER: 810567059
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12131
FILM NUMBER: 171003971
BUSINESS ADDRESS:
STREET 1: 11455 EL CAMINO REAL, SUITE 140
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: 858-345-1463
MAIL ADDRESS:
STREET 1: 11455 EL CAMINO REAL, SUITE 140
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001389256
XXXXXXXX
06-30-2017
06-30-2017
American Assets Investment Management, LLC
11455 EL CAMINO REAL, SUITE 140
SAN DIEGO
CA
92130
13F HOLDINGS REPORT
028-12131
N
Ernest S. Rady
Chief Executive Officer
858-350-2600
Ernest S. Rady
San Diego
CA
08-03-2017
0
153
483542
false
INFORMATION TABLE
2
2017secondquarterAAIM.xml
ABBOTT LABS COM NPV
COM
002824100
1969
40500
SH
SOLE
0
40500
0
0
ABBVIE INC
COM
00287Y109
3335
46000
SH
SOLE
0
46000
0
0
ACADIA HEALTHCARE COMPANY IN
COM
00404A109
3739
75720
SH
SOLE
0
75720
0
0
ADOBE SYS INC
COM
00724F101
2330
16470
SH
SOLE
0
16470
0
0
AGNC INVT CORP
COM
00123Q104
1065
50000
SH
SOLE
0
50000
0
0
ALEXANDRIA REAL ESTATE
COM
015271109
1446
12000
SH
SOLE
0
12000
0
0
ALLERGAN PLC
COM
G0177J108
1215
5000
SH
SOLE
0
5000
0
0
ALPS ETF TR
ALERIAN MLP
00162Q866
4066
340000
SH
SOLE
0
340000
0
0
AMERICAN ASSETS TRUST INC
COM
024013104
32480
824572
SH
SOLE
0
824572
0
0
AMERICAN CAMPUS COMMUNITIES
COM
024835100
568
12000
SH
SOLE
0
12000
0
0
AMERICAN ELEC PWR INC
COM
025537101
3474
50000
SH
SOLE
0
50000
0
0
AMERICAN INTL GROUP INC
COM
026874784
1250
20000
SH
SOLE
0
20000
0
0
AMERIPRISE FINL INC
COM
03076C106
3264
25640
SH
SOLE
0
25640
0
0
AMGEN
COM
031162100
4357
25300
SH
SOLE
0
25300
0
0
ANNALY CAP MGMT INC
COM
035710409
1205
100000
SH
SOLE
0
100000
0
0
ANSYS INC
COM
03662Q105
1095
9000
SH
SOLE
0
9000
0
0
APPLE INC
COM
037833100
7561
52500
SH
SOLE
0
52500
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
1276
30830
SH
SOLE
0
30830
0
0
AT&T INC
COM
00206R102
1509
40000
SH
SOLE
0
40000
0
0
AVALONBAY CMNTYS INC
COM
053484101
999
5200
SH
SOLE
0
5200
0
0
AXALTA COATING SYS LTD
COM
G0750C108
320
10000
SH
SOLE
0
10000
0
0
BAKER HUGHES INC
COM
057224107
4808
88200
SH
SOLE
0
88200
0
0
BANCO BILBAO VIZCAYA ARGENTA
ADR
05946K101
2083
249202
SH
SOLE
0
249202
0
0
BANCO SANTANDER SA
ADR
05964H105
1589
237530
SH
SOLE
0
237530
0
0
BANK AMER CORP
COM
060505104
5135
211670
SH
SOLE
0
211670
0
0
BANK MONTREAL QUE
COM
063671101
1836
25000
SH
SOLE
0
25000
0
0
BANK NS HALIFAX
COM
064149107
2405
40000
SH
SOLE
0
40000
0
0
BANK NEW YORK MELLON CORP
COM
064058100
730
14300
SH
SOLE
0
14300
0
0
BAXTER INTL INC
COM
071813109
4330
71515
SH
SOLE
0
71515
0
0
BECTON DICKINSON & CO USD1
COM
075887109
976
5000
SH
SOLE
0
5000
0
0
BIOGEN INC
COM
09062X103
1085
4000
SH
SOLE
0
4000
0
0
BP PLC
SPONSORED ADR
055622104
8294
239359
SH
SOLE
0
239359
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
1672
30000
SH
SOLE
0
30000
0
0
BUCKEYE PARTNERS LP
COM
118230101
703
11000
SH
SOLE
0
11000
0
0
CAPITAL ONE FINL CORP
COM
14040H105
2974
36000
SH
SOLE
0
36000
0
0
CARDINAL HEALTH INC
COM
14149Y108
1580
20277
SH
SOLE
0
20277
0
0
CARNIVAL CORP
UNIT 99/99/9999
143658300
2295
35000
SH
SOLE
0
35000
0
0
CHEVRON CORP NEW
COM
166764100
6591
63170
SH
SOLE
0
63170
0
0
CHICAGO BRIDGE & IRON CO NV
COM
167250109
789
40000
SH
SOLE
0
40000
0
0
CITIGROUP INC
COM
172967424
2809
42000
SH
SOLE
0
42000
0
0
COCA-COLA CO
COM
191216100
5739
127950
SH
SOLE
0
127950
0
0
CONNS INC
COM
208242107
703
36789
SH
SOLE
0
36789
0
0
CORESITE REALTY CORP
COM
21870Q105
3106
30000
SH
SOLE
0
30000
0
0
CORNING INC
COM
219350105
601
20000
SH
SOLE
0
20000
0
0
CREDIT SUISSE GROUP
SPONSORED ADR
225401108
646
44232
SH
SOLE
0
44232
0
0
CVS HEALTH CORP
COM
126650100
1207
15000
SH
SOLE
0
15000
0
0
CYRUSONE INC
COM
23283R100
3791
68000
SH
SOLE
0
68000
0
0
DELL TECHNOLOGIES
COM CL V
24703L103
545
8918
SH
SOLE
0
8918
0
0
DENBURY RES INC
COM NEW
247916208
27
17600
SH
SOLE
0
17600
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
2669
150000
SH
SOLE
0
150000
0
0
DIGITAL RLTY TRUST INC
COM
253868103
469
4150
SH
SOLE
0
4150
0
0
DOW CHEMICAL CO
COM
260543103
6699
106210
SH
SOLE
0
106210
0
0
DUKE ENERGY CORP NEW
COM
26441C204
1393
16666
SH
SOLE
0
16666
0
0
DXC TECHNOLOGY CO
COM
23355L106
837
10909
SH
SOLE
0
10909
0
0
ENBRIDGE ENERGY PARTNERS LP
COM
29250R106
352
22000
SH
SOLE
0
22000
0
0
ENCANA CORP
COM
292505104
264
30000
SH
SOLE
0
30000
0
0
ENDO INTL PLC
SHS
G30401106
223
20000
SH
SOLE
0
20000
0
0
EOG RES INC
COM
26875P101
253
2800
SH
SOLE
0
2800
0
0
EQT CORP
COM
26884L109
2090
35680
SH
SOLE
0
35680
0
0
EQUITY RESIDENTIAL
SH BEN INT
29476L107
1448
22000
SH
SOLE
0
22000
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
1277
20000
SH
SOLE
0
20000
0
0
EXTRA SPACE STORAGE INC
COM
30225T102
3900
50000
SH
SOLE
0
50000
0
0
EXXON MOBIL CORP
COM
30231G102
4037
50000
SH
SOLE
0
50000
0
0
FEDERAL REALTY INVT TR
SH BEN INT NEW
313747206
2528
20000
SH
SOLE
0
20000
0
0
FORD MTR CO DEL
COM
345370860
2238
200000
SH
SOLE
0
200000
0
0
GAMESTOP CORP NEW
COM
36467W109
2843
131560
SH
SOLE
0
131560
0
0
GENERAL ELECTRIC CO
COM
369604103
12155
450000
SH
SOLE
0
450000
0
0
GENERAL MOTORS CO
COM
37045V100
5355
153300
SH
SOLE
0
153300
0
0
GGP INC
COM
36174X101
2356
100000
SH
SOLE
0
100000
0
0
GILEAD SCIENCES INC
COM
375558103
3949
55790
SH
SOLE
0
55790
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
1294
30000
SH
SOLE
0
30000
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
6670
30060
SH
SOLE
0
30060
0
0
HALLIBURTON CO
COM
406216101
2151
50360
SH
SOLE
0
50360
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
2109
40119
SH
SOLE
0
40119
0
0
HCA HEALTHCARE INC
COM
40412C101
1134
13000
SH
SOLE
0
13000
0
0
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
2107
127000
SH
SOLE
0
127000
0
0
HILTON GRAND VACATIONS
COM
43283X105
252
7000
SH
SOLE
0
7000
0
0
HILTON WORLDWIDE HLDGS INC
COM
43300A203
1443
23332
SH
SOLE
0
23332
0
0
HOST HOTELS & RESORTS INC
COM
44107P104
822
45000
SH
SOLE
0
45000
0
0
HP INC
COM
40434L105
2220
127000
SH
SOLE
0
127000
0
0
HSBC HOLDINGS PLC
SPON ADR NEW
404280406
3668
79059
SH
SOLE
0
79059
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
1231
8000
SH
SOLE
0
8000
0
0
ISHARES
MSCI MEX CAP ETF
464286822
539
10000
SH
SOLE
0
10000
0
0
ISHARES TR
MSCI UK ETF NEW
46435G334
9999
300000
SH
SOLE
0
300000
0
0
JOHNSON & JOHNSON
COM
478160104
5953
45000
SH
SOLE
0
45000
0
0
JPMORGAN CHASE & CO
COM
46625H100
15457
169115
SH
SOLE
0
169115
0
0
KINDER MORGAN INC DEL
COM
49456B101
2682
140000
SH
SOLE
0
140000
0
0
KROGER CO
COM
501044101
2752
118000
SH
SOLE
0
118000
0
0
LABORATORY CORP AMER HLDGS
COM
50540R409
1233
8000
SH
SOLE
0
8000
0
0
LAS VEGAS SANDS CORP
COM
517834107
1278
20000
SH
SOLE
0
20000
0
0
LENNAR CORP
COM
526057104
2546
47745
SH
SOLE
0
47745
0
0
LILLY ELI & CO
COM
532457108
823
10000
SH
SOLE
0
10000
0
0
M & T BK CORP
COM
55261F104
1356
8375
SH
SOLE
0
8375
0
0
MACERICH CO
COM
554382101
1742
30000
SH
SOLE
0
30000
0
0
MEDTRONIC PLC
SHS
G5960L103
7180
80902
SH
SOLE
0
80902
0
0
MERCK & CO INC
COM
58933Y105
4108
64100
SH
SOLE
0
64100
0
0
METLIFE INC
COM
59156R108
3533
64304
SH
SOLE
0
64304
0
0
MICROSOFT CORP
COM
594918104
9257
134295
SH
SOLE
0
134295
0
0
MONDELEZ INTL INC
CL A
609207105
2635
61010
SH
SOLE
0
61010
0
0
MORGAN STANLEY
COM
617446448
1782
40000
SH
SOLE
0
40000
0
0
MOSAIC CO NEW
COM
61945C103
799
35000
SH
SOLE
0
35000
0
0
NOBLE ENERGY INC
COM
655044105
566
20000
SH
SOLE
0
20000
0
0
NORDSTROM INC
COM
655664100
2535
53000
SH
SOLE
0
53000
0
0
NOVARTIS AG
SPONSORED ADR
66987V109
8176
97950
SH
SOLE
0
97950
0
0
OASIS PETE INC NEW
NOTE 2.625% 9/1
674215AJ7
343
350000
SH
SOLE
0
350000
0
0
ORACLE CORP
COM
68389X105
3289
65600
SH
SOLE
0
65600
0
0
OSHKOSH CORP
COM
688239201
1033
15000
SH
SOLE
0
15000
0
0
PARK HOTELS RESORTS INC
COM
700517105
417
15467
SH
SOLE
0
15467
0
0
PAYPAL HLDGS INC
COM
70450Y103
4595
85625
SH
SOLE
0
85625
0
0
PEBBLEBROOK HOTEL TR
COM
70509V100
806
25000
SH
SOLE
0
25000
0
0
PEPSICO INC
COM
713448108
4366
37800
SH
SOLE
0
37800
0
0
PFIZER INC
COM
717081103
1915
57000
SH
SOLE
0
57000
0
0
PHILIP MORRIS INTL INC
COM
718172109
587
5000
SH
SOLE
0
5000
0
0
PHILLIPS 66
COM
718546104
1182
14300
SH
SOLE
0
14300
0
0
PINNACLE WEST CAP CORP
COM
723484101
4258
50000
SH
SOLE
0
50000
0
0
PIONEER NAT RES CO
COM
723787107
3306
20720
SH
SOLE
0
20720
0
0
PPG INDS INC
COM
693506107
4457
40530
SH
SOLE
0
40530
0
0
PPL CORP
COM
69351T106
2706
70000
SH
SOLE
0
70000
0
0
PRUDENTIAL FINL INC
COM
744320102
3943
36459
SH
SOLE
0
36459
0
0
PUBLIC STORAGE
COM
74460D109
2085
10000
SH
SOLE
0
10000
0
0
QUALCOMM INC
COM
747525103
1933
35000
SH
SOLE
0
35000
0
0
QUEST DIAGNOSTICS INC
COM
74834L100
1667
15000
SH
SOLE
0
15000
0
0
ROYAL BANK OF CDA MONTREAL QUE
COM
780087102
3263
45000
SH
SOLE
0
45000
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
4460
83848
SH
SOLE
0
83848
0
0
SANOFI
SPONSORED ADR
80105N105
2156
45000
SH
SOLE
0
45000
0
0
SCHLUMBERGER LTD
COM
806857108
4136
62822
SH
SOLE
0
62822
0
0
SHIRE PLC
SPONSORED ADR
82481R106
1653
10000
SH
SOLE
0
10000
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
3672
22700
SH
SOLE
0
22700
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
242
1000
SH
SOLE
0
1000
0
0
STRYKER CORP
COM
863667101
1749
12600
SH
SOLE
0
12600
0
0
SUNTRUST BKS INC
COM
867914103
851
15000
SH
SOLE
0
15000
0
0
SYNCHRONY FINL
COM
87165B103
1091
36600
SH
SOLE
0
36600
0
0
TANGER FACTORY OUTLET CTRS I
COM
875465106
1949
75000
SH
SOLE
0
75000
0
0
TAUBMAN CTRS INC
COM
876664103
3461
58125
SH
SOLE
0
58125
0
0
TELEFONICA SA
SPONSORED ADR
879382208
572
55056
SH
SOLE
0
55056
0
0
TIME WARNER INC
COM
887317303
2289
22795
SH
SOLE
0
22795
0
0
TORONTO DOMINION BK ONT
NOTE 3.625% 9/1
891160MJ9
248
250000
SH
SOLE
0
250000
0
0
TORONTO DOMINION BK ONT
COM
891160509
3527
70000
SH
SOLE
0
70000
0
0
TOWN SPORTS INTL HLDGS INC
COM
89214A102
190
40409
SH
SOLE
0
40409
0
0
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
2100
20000
SH
SOLE
0
20000
0
0
UNILEVER N V
NY SHS NEW
904784709
568
10270
SH
SOLE
0
10270
0
0
UNILEVER PLC
SPON ADR NEW
904767704
9200
170000
SH
SOLE
0
170000
0
0
UNION PAC CORP
COM
907818108
1634
15000
SH
SOLE
0
15000
0
0
URBAN EDGE PPTYS
COM
91704F104
2492
105000
SH
SOLE
0
105000
0
0
VENTAS INC
COM
92276F100
1390
20000
SH
SOLE
0
20000
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
6252
140000
SH
SOLE
0
140000
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
6831
87230
SH
SOLE
0
87230
0
0
WELLS FARGO & CO NEW
COM
949746101
50423
910000
SH
SOLE
0
910000
0
0
WELLTOWER INC
COM
95040Q104
749
10000
SH
SOLE
0
10000
0
0
WEYERHAEUSER CO
COM
962166104
1675
50000
SH
SOLE
0
50000
0
0
WHITING PETE CORP NEW
NOTE 1.250% 4/0
966387AL6
127
150000
SH
SOLE
0
150000
0
0
WHITING PETE CORP NEW
COM
966387102
572
103769
SH
SOLE
0
103769
0
0
WILLIAMS SONOMA INC
COM
969904101
3795
78250
SH
SOLE
0
78250
0
0
WYNN RESORTS LTD
COM
983134107
402
3000
SH
SOLE
0
3000
0
0