0001389256-17-000002.txt : 20170803 0001389256-17-000002.hdr.sgml : 20170803 20170803122128 ACCESSION NUMBER: 0001389256-17-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170803 DATE AS OF CHANGE: 20170803 EFFECTIVENESS DATE: 20170803 FILER: COMPANY DATA: COMPANY CONFORMED NAME: American Assets Investment Management, LLC CENTRAL INDEX KEY: 0001389256 IRS NUMBER: 810567059 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12131 FILM NUMBER: 171003971 BUSINESS ADDRESS: STREET 1: 11455 EL CAMINO REAL, SUITE 140 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 858-345-1463 MAIL ADDRESS: STREET 1: 11455 EL CAMINO REAL, SUITE 140 CITY: SAN DIEGO STATE: CA ZIP: 92130 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001389256 XXXXXXXX 06-30-2017 06-30-2017 American Assets Investment Management, LLC
11455 EL CAMINO REAL, SUITE 140 SAN DIEGO CA 92130
13F HOLDINGS REPORT 028-12131 N
Ernest S. Rady Chief Executive Officer 858-350-2600 Ernest S. Rady San Diego CA 08-03-2017 0 153 483542 false
INFORMATION TABLE 2 2017secondquarterAAIM.xml ABBOTT LABS COM NPV COM 002824100 1969 40500 SH SOLE 0 40500 0 0 ABBVIE INC COM 00287Y109 3335 46000 SH SOLE 0 46000 0 0 ACADIA HEALTHCARE COMPANY IN COM 00404A109 3739 75720 SH SOLE 0 75720 0 0 ADOBE SYS INC COM 00724F101 2330 16470 SH SOLE 0 16470 0 0 AGNC INVT CORP COM 00123Q104 1065 50000 SH SOLE 0 50000 0 0 ALEXANDRIA REAL ESTATE COM 015271109 1446 12000 SH SOLE 0 12000 0 0 ALLERGAN PLC COM G0177J108 1215 5000 SH SOLE 0 5000 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 4066 340000 SH SOLE 0 340000 0 0 AMERICAN ASSETS TRUST INC COM 024013104 32480 824572 SH SOLE 0 824572 0 0 AMERICAN CAMPUS COMMUNITIES COM 024835100 568 12000 SH SOLE 0 12000 0 0 AMERICAN ELEC PWR INC COM 025537101 3474 50000 SH SOLE 0 50000 0 0 AMERICAN INTL GROUP INC COM 026874784 1250 20000 SH SOLE 0 20000 0 0 AMERIPRISE FINL INC COM 03076C106 3264 25640 SH SOLE 0 25640 0 0 AMGEN COM 031162100 4357 25300 SH SOLE 0 25300 0 0 ANNALY CAP MGMT INC COM 035710409 1205 100000 SH SOLE 0 100000 0 0 ANSYS INC COM 03662Q105 1095 9000 SH SOLE 0 9000 0 0 APPLE INC COM 037833100 7561 52500 SH SOLE 0 52500 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 1276 30830 SH SOLE 0 30830 0 0 AT&T INC COM 00206R102 1509 40000 SH SOLE 0 40000 0 0 AVALONBAY CMNTYS INC COM 053484101 999 5200 SH SOLE 0 5200 0 0 AXALTA COATING SYS LTD COM G0750C108 320 10000 SH SOLE 0 10000 0 0 BAKER HUGHES INC COM 057224107 4808 88200 SH SOLE 0 88200 0 0 BANCO BILBAO VIZCAYA ARGENTA ADR 05946K101 2083 249202 SH SOLE 0 249202 0 0 BANCO SANTANDER SA ADR 05964H105 1589 237530 SH SOLE 0 237530 0 0 BANK AMER CORP COM 060505104 5135 211670 SH SOLE 0 211670 0 0 BANK MONTREAL QUE COM 063671101 1836 25000 SH SOLE 0 25000 0 0 BANK NS HALIFAX COM 064149107 2405 40000 SH SOLE 0 40000 0 0 BANK NEW YORK MELLON CORP COM 064058100 730 14300 SH SOLE 0 14300 0 0 BAXTER INTL INC COM 071813109 4330 71515 SH SOLE 0 71515 0 0 BECTON DICKINSON & CO USD1 COM 075887109 976 5000 SH SOLE 0 5000 0 0 BIOGEN INC COM 09062X103 1085 4000 SH SOLE 0 4000 0 0 BP PLC SPONSORED ADR 055622104 8294 239359 SH SOLE 0 239359 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 1672 30000 SH SOLE 0 30000 0 0 BUCKEYE PARTNERS LP COM 118230101 703 11000 SH SOLE 0 11000 0 0 CAPITAL ONE FINL CORP COM 14040H105 2974 36000 SH SOLE 0 36000 0 0 CARDINAL HEALTH INC COM 14149Y108 1580 20277 SH SOLE 0 20277 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 2295 35000 SH SOLE 0 35000 0 0 CHEVRON CORP NEW COM 166764100 6591 63170 SH SOLE 0 63170 0 0 CHICAGO BRIDGE & IRON CO NV COM 167250109 789 40000 SH SOLE 0 40000 0 0 CITIGROUP INC COM 172967424 2809 42000 SH SOLE 0 42000 0 0 COCA-COLA CO COM 191216100 5739 127950 SH SOLE 0 127950 0 0 CONNS INC COM 208242107 703 36789 SH SOLE 0 36789 0 0 CORESITE REALTY CORP COM 21870Q105 3106 30000 SH SOLE 0 30000 0 0 CORNING INC COM 219350105 601 20000 SH SOLE 0 20000 0 0 CREDIT SUISSE GROUP SPONSORED ADR 225401108 646 44232 SH SOLE 0 44232 0 0 CVS HEALTH CORP COM 126650100 1207 15000 SH SOLE 0 15000 0 0 CYRUSONE INC COM 23283R100 3791 68000 SH SOLE 0 68000 0 0 DELL TECHNOLOGIES COM CL V 24703L103 545 8918 SH SOLE 0 8918 0 0 DENBURY RES INC COM NEW 247916208 27 17600 SH SOLE 0 17600 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 2669 150000 SH SOLE 0 150000 0 0 DIGITAL RLTY TRUST INC COM 253868103 469 4150 SH SOLE 0 4150 0 0 DOW CHEMICAL CO COM 260543103 6699 106210 SH SOLE 0 106210 0 0 DUKE ENERGY CORP NEW COM 26441C204 1393 16666 SH SOLE 0 16666 0 0 DXC TECHNOLOGY CO COM 23355L106 837 10909 SH SOLE 0 10909 0 0 ENBRIDGE ENERGY PARTNERS LP COM 29250R106 352 22000 SH SOLE 0 22000 0 0 ENCANA CORP COM 292505104 264 30000 SH SOLE 0 30000 0 0 ENDO INTL PLC SHS G30401106 223 20000 SH SOLE 0 20000 0 0 EOG RES INC COM 26875P101 253 2800 SH SOLE 0 2800 0 0 EQT CORP COM 26884L109 2090 35680 SH SOLE 0 35680 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 1448 22000 SH SOLE 0 22000 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 1277 20000 SH SOLE 0 20000 0 0 EXTRA SPACE STORAGE INC COM 30225T102 3900 50000 SH SOLE 0 50000 0 0 EXXON MOBIL CORP COM 30231G102 4037 50000 SH SOLE 0 50000 0 0 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 2528 20000 SH SOLE 0 20000 0 0 FORD MTR CO DEL COM 345370860 2238 200000 SH SOLE 0 200000 0 0 GAMESTOP CORP NEW COM 36467W109 2843 131560 SH SOLE 0 131560 0 0 GENERAL ELECTRIC CO COM 369604103 12155 450000 SH SOLE 0 450000 0 0 GENERAL MOTORS CO COM 37045V100 5355 153300 SH SOLE 0 153300 0 0 GGP INC COM 36174X101 2356 100000 SH SOLE 0 100000 0 0 GILEAD SCIENCES INC COM 375558103 3949 55790 SH SOLE 0 55790 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1294 30000 SH SOLE 0 30000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 6670 30060 SH SOLE 0 30060 0 0 HALLIBURTON CO COM 406216101 2151 50360 SH SOLE 0 50360 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 2109 40119 SH SOLE 0 40119 0 0 HCA HEALTHCARE INC COM 40412C101 1134 13000 SH SOLE 0 13000 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 2107 127000 SH SOLE 0 127000 0 0 HILTON GRAND VACATIONS COM 43283X105 252 7000 SH SOLE 0 7000 0 0 HILTON WORLDWIDE HLDGS INC COM 43300A203 1443 23332 SH SOLE 0 23332 0 0 HOST HOTELS & RESORTS INC COM 44107P104 822 45000 SH SOLE 0 45000 0 0 HP INC COM 40434L105 2220 127000 SH SOLE 0 127000 0 0 HSBC HOLDINGS PLC SPON ADR NEW 404280406 3668 79059 SH SOLE 0 79059 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1231 8000 SH SOLE 0 8000 0 0 ISHARES MSCI MEX CAP ETF 464286822 539 10000 SH SOLE 0 10000 0 0 ISHARES TR MSCI UK ETF NEW 46435G334 9999 300000 SH SOLE 0 300000 0 0 JOHNSON & JOHNSON COM 478160104 5953 45000 SH SOLE 0 45000 0 0 JPMORGAN CHASE & CO COM 46625H100 15457 169115 SH SOLE 0 169115 0 0 KINDER MORGAN INC DEL COM 49456B101 2682 140000 SH SOLE 0 140000 0 0 KROGER CO COM 501044101 2752 118000 SH SOLE 0 118000 0 0 LABORATORY CORP AMER HLDGS COM 50540R409 1233 8000 SH SOLE 0 8000 0 0 LAS VEGAS SANDS CORP COM 517834107 1278 20000 SH SOLE 0 20000 0 0 LENNAR CORP COM 526057104 2546 47745 SH SOLE 0 47745 0 0 LILLY ELI & CO COM 532457108 823 10000 SH SOLE 0 10000 0 0 M & T BK CORP COM 55261F104 1356 8375 SH SOLE 0 8375 0 0 MACERICH CO COM 554382101 1742 30000 SH SOLE 0 30000 0 0 MEDTRONIC PLC SHS G5960L103 7180 80902 SH SOLE 0 80902 0 0 MERCK & CO INC COM 58933Y105 4108 64100 SH SOLE 0 64100 0 0 METLIFE INC COM 59156R108 3533 64304 SH SOLE 0 64304 0 0 MICROSOFT CORP COM 594918104 9257 134295 SH SOLE 0 134295 0 0 MONDELEZ INTL INC CL A 609207105 2635 61010 SH SOLE 0 61010 0 0 MORGAN STANLEY COM 617446448 1782 40000 SH SOLE 0 40000 0 0 MOSAIC CO NEW COM 61945C103 799 35000 SH SOLE 0 35000 0 0 NOBLE ENERGY INC COM 655044105 566 20000 SH SOLE 0 20000 0 0 NORDSTROM INC COM 655664100 2535 53000 SH SOLE 0 53000 0 0 NOVARTIS AG SPONSORED ADR 66987V109 8176 97950 SH SOLE 0 97950 0 0 OASIS PETE INC NEW NOTE 2.625% 9/1 674215AJ7 343 350000 SH SOLE 0 350000 0 0 ORACLE CORP COM 68389X105 3289 65600 SH SOLE 0 65600 0 0 OSHKOSH CORP COM 688239201 1033 15000 SH SOLE 0 15000 0 0 PARK HOTELS RESORTS INC COM 700517105 417 15467 SH SOLE 0 15467 0 0 PAYPAL HLDGS INC COM 70450Y103 4595 85625 SH SOLE 0 85625 0 0 PEBBLEBROOK HOTEL TR COM 70509V100 806 25000 SH SOLE 0 25000 0 0 PEPSICO INC COM 713448108 4366 37800 SH SOLE 0 37800 0 0 PFIZER INC COM 717081103 1915 57000 SH SOLE 0 57000 0 0 PHILIP MORRIS INTL INC COM 718172109 587 5000 SH SOLE 0 5000 0 0 PHILLIPS 66 COM 718546104 1182 14300 SH SOLE 0 14300 0 0 PINNACLE WEST CAP CORP COM 723484101 4258 50000 SH SOLE 0 50000 0 0 PIONEER NAT RES CO COM 723787107 3306 20720 SH SOLE 0 20720 0 0 PPG INDS INC COM 693506107 4457 40530 SH SOLE 0 40530 0 0 PPL CORP COM 69351T106 2706 70000 SH SOLE 0 70000 0 0 PRUDENTIAL FINL INC COM 744320102 3943 36459 SH SOLE 0 36459 0 0 PUBLIC STORAGE COM 74460D109 2085 10000 SH SOLE 0 10000 0 0 QUALCOMM INC COM 747525103 1933 35000 SH SOLE 0 35000 0 0 QUEST DIAGNOSTICS INC COM 74834L100 1667 15000 SH SOLE 0 15000 0 0 ROYAL BANK OF CDA MONTREAL QUE COM 780087102 3263 45000 SH SOLE 0 45000 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 4460 83848 SH SOLE 0 83848 0 0 SANOFI SPONSORED ADR 80105N105 2156 45000 SH SOLE 0 45000 0 0 SCHLUMBERGER LTD COM 806857108 4136 62822 SH SOLE 0 62822 0 0 SHIRE PLC SPONSORED ADR 82481R106 1653 10000 SH SOLE 0 10000 0 0 SIMON PPTY GROUP INC NEW COM 828806109 3672 22700 SH SOLE 0 22700 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 242 1000 SH SOLE 0 1000 0 0 STRYKER CORP COM 863667101 1749 12600 SH SOLE 0 12600 0 0 SUNTRUST BKS INC COM 867914103 851 15000 SH SOLE 0 15000 0 0 SYNCHRONY FINL COM 87165B103 1091 36600 SH SOLE 0 36600 0 0 TANGER FACTORY OUTLET CTRS I COM 875465106 1949 75000 SH SOLE 0 75000 0 0 TAUBMAN CTRS INC COM 876664103 3461 58125 SH SOLE 0 58125 0 0 TELEFONICA SA SPONSORED ADR 879382208 572 55056 SH SOLE 0 55056 0 0 TIME WARNER INC COM 887317303 2289 22795 SH SOLE 0 22795 0 0 TORONTO DOMINION BK ONT NOTE 3.625% 9/1 891160MJ9 248 250000 SH SOLE 0 250000 0 0 TORONTO DOMINION BK ONT COM 891160509 3527 70000 SH SOLE 0 70000 0 0 TOWN SPORTS INTL HLDGS INC COM 89214A102 190 40409 SH SOLE 0 40409 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 2100 20000 SH SOLE 0 20000 0 0 UNILEVER N V NY SHS NEW 904784709 568 10270 SH SOLE 0 10270 0 0 UNILEVER PLC SPON ADR NEW 904767704 9200 170000 SH SOLE 0 170000 0 0 UNION PAC CORP COM 907818108 1634 15000 SH SOLE 0 15000 0 0 URBAN EDGE PPTYS COM 91704F104 2492 105000 SH SOLE 0 105000 0 0 VENTAS INC COM 92276F100 1390 20000 SH SOLE 0 20000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 6252 140000 SH SOLE 0 140000 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 6831 87230 SH SOLE 0 87230 0 0 WELLS FARGO & CO NEW COM 949746101 50423 910000 SH SOLE 0 910000 0 0 WELLTOWER INC COM 95040Q104 749 10000 SH SOLE 0 10000 0 0 WEYERHAEUSER CO COM 962166104 1675 50000 SH SOLE 0 50000 0 0 WHITING PETE CORP NEW NOTE 1.250% 4/0 966387AL6 127 150000 SH SOLE 0 150000 0 0 WHITING PETE CORP NEW COM 966387102 572 103769 SH SOLE 0 103769 0 0 WILLIAMS SONOMA INC COM 969904101 3795 78250 SH SOLE 0 78250 0 0 WYNN RESORTS LTD COM 983134107 402 3000 SH SOLE 0 3000 0 0