0001389256-17-000001.txt : 20170203
0001389256-17-000001.hdr.sgml : 20170203
20170203142706
ACCESSION NUMBER: 0001389256-17-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170203
DATE AS OF CHANGE: 20170203
EFFECTIVENESS DATE: 20170203
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: American Assets Investment Management, LLC
CENTRAL INDEX KEY: 0001389256
IRS NUMBER: 810567059
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12131
FILM NUMBER: 17571593
BUSINESS ADDRESS:
STREET 1: 11455 EL CAMINO REAL, SUITE 140
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: 858-345-1463
MAIL ADDRESS:
STREET 1: 11455 EL CAMINO REAL, SUITE 140
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001389256
XXXXXXXX
12-31-2016
12-31-2016
American Assets Investment Management, LLC
11455 EL CAMINO REAL, SUITE 140
SAN DIEGO
CA
92130
13F HOLDINGS REPORT
028-12131
N
Ernest S. Rady
Chief Executive Officer
858-350-2600
Ernest S. Rady
San Diego
CA
02-03-2017
0
144
472734
false
INFORMATION TABLE
2
2016fourthquarterAAIM.xml
ABBOTT LABS COM NPV
COM
002824100
979
25500
SH
SOLE
0
25500
0
0
ABBVIE INC
COM
00287Y109
2881
46000
SH
SOLE
0
46000
0
0
ADOBE SYS INC
COM
00724F101
2118
20570
SH
SOLE
0
20570
0
0
AGNC INVT CORP
COM
00123Q104
907
50000
SH
SOLE
0
50000
0
0
ALEXANDRIA REAL ESTATE
COM
015271109
1334
12000
SH
SOLE
0
12000
0
0
ALLERGAN PLC
COM
G0177J108
1050
5000
SH
SOLE
0
5000
0
0
ALPS ETF TR
ALERIAN MLP
00162Q866
4284
340000
SH
SOLE
0
340000
0
0
AMERICAN ASSETS TRUST INC
COM
024013104
35523
824572
SH
SOLE
0
824572
0
0
AMERICAN CAMPUS COMMUNITIES
COM
024835100
597
12000
SH
SOLE
0
12000
0
0
AMERICAN ELEC PWR INC
COM
025537101
3148
50000
SH
SOLE
0
50000
0
0
AMERICAN INTL GROUP INC
COM
026874784
1306
20000
SH
SOLE
0
20000
0
0
AMERIPRISE FINL INC
COM
03076C106
2734
24640
SH
SOLE
0
24640
0
0
AMGEN
COM
031162100
2237
15300
SH
SOLE
0
15300
0
0
ANNALY CAP MGMT INC
COM
035710409
997
100000
SH
SOLE
0
100000
0
0
APOLLO ED GROUP INC
COM
037604105
347
35000
SH
SOLE
0
35000
0
0
APPLE INC
COM
037833100
6081
52500
SH
SOLE
0
52500
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
938
20540
SH
SOLE
0
20540
0
0
AT&T INC
COM
00206R102
1701
40000
SH
SOLE
0
40000
0
0
AVALONBAY CMNTYS INC
COM
053484101
921
5200
SH
SOLE
0
5200
0
0
AXALTA COATING SYS LTD
COM
GO750C108
272
10000
SH
SOLE
0
10000
0
0
BAKER HUGHES INC
COM
057224107
5893
90700
SH
SOLE
0
90700
0
0
BANCO SANTANDER SA
ADR
05964H105
1230
237530
SH
SOLE
0
237530
0
0
BANK AMER CORP
COM
060505104
3443
155770
SH
SOLE
0
155770
0
0
BANK MONTREAL QUE
COM
063671101
1798
25000
SH
SOLE
0
25000
0
0
BANK NS HALIFAX
COM
064149107
2227
40000
SH
SOLE
0
40000
0
0
BANK NEW YORK MELLON CORP
COM
064058100
678
14300
SH
SOLE
0
14300
0
0
BAXTER INTL INC
COM
071813109
3171
71515
SH
SOLE
0
71515
0
0
BECTON DICKINSON & CO USD1
COM
075887109
828
5000
SH
SOLE
0
5000
0
0
BP PLC
SPONSORED ADR
055622104
8646
231298
SH
SOLE
0
231298
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
2922
50000
SH
SOLE
0
50000
0
0
BUCKEYE PARTNERS LP
COM
118230101
728
11000
SH
SOLE
0
11000
0
0
CAPITAL ONE FINL CORP
COM
14040H105
3141
36000
SH
SOLE
0
36000
0
0
CARDINAL HEALTH INC
COM
14149Y108
1459
20277
SH
SOLE
0
20277
0
0
CARNIVAL CORP
PAIRED CTF
143658300
1822
35000
SH
SOLE
0
35000
0
0
CHEVRON CORP NEW
COM
166764100
7435
63170
SH
SOLE
0
63170
0
0
CHICAGO BRIDGE & IRON CO NV
COM
167250109
1270
40000
SH
SOLE
0
40000
0
0
CITIGROUP INC
COM
172967424
2496
42000
SH
SOLE
0
42000
0
0
COCA-COLA CO
COM
191216100
2322
56000
SH
SOLE
0
56000
0
0
CONNS INC
COM
208242107
380
30000
SH
SOLE
0
30000
0
0
CORESITE REALTY CORP
COM
21870Q105
2381
30000
SH
SOLE
0
30000
0
0
CORNING INC
COM
219350105
485
20000
SH
SOLE
0
20000
0
0
CREDIT SUISSE GROUP
SPONSORED ADR
225401108
601
42000
SH
SOLE
0
42000
0
0
CYRUSONE INC
COM
23283R100
3042
68000
SH
SOLE
0
68000
0
0
DEERE & CO
COM
244199105
1185
11500
SH
SOLE
0
11500
0
0
DELL TECNOLOGIES
COM CL V
24703L103
490
8917
SH
SOLE
0
8917
0
0
DENBURY RES INC
COM NEW
247916208
65
17600
SH
SOLE
0
17600
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
1810
100000
SH
SOLE
0
100000
0
0
DIGITAL RLTY TRUST INC
COM
253868103
408
4150
SH
SOLE
0
4150
0
0
DOW CHEMICAL CO
COM
260543103
6077
106210
SH
SOLE
0
106210
0
0
DUKE ENERGY CORP NEW
COM
26441C204
1294
16666
SH
SOLE
0
16666
0
0
ENBRIDGE ENERGY PARTNERS LP
COM
29250R106
561
22000
SH
SOLE
0
22000
0
0
ENCANA CORP
COM
292505104
352
30000
SH
SOLE
0
30000
0
0
ENDO INTL PLC
SHS
G30401106
329
20000
SH
SOLE
0
20000
0
0
EOG RES INC
COM
26875P101
283
2800
SH
SOLE
0
2800
0
0
EQT CORP
COM
26884L109
1997
30540
SH
SOLE
0
30540
0
0
EQUITY RESIDENTIAL
SH BEN INT
29476L107
1416
22000
SH
SOLE
0
22000
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
1376
20000
SH
SOLE
0
20000
0
0
EXTRA SPACE STORAGE INC
COM
30225T102
3862
50000
SH
SOLE
0
50000
0
0
EXXON MOBIL CORP
COM
30231G102
4513
50000
SH
SOLE
0
50000
0
0
FEDERAL REALTY INVT TR
SH BEN INT NEW
313747206
1421
10000
SH
SOLE
0
10000
0
0
FORD MTR CO DEL
COM
345370860
3075
253530
SH
SOLE
0
253530
0
0
GAMESTOP CORP NEW
COM
36467W109
3071
121560
SH
SOLE
0
121560
0
0
GENERAL ELECTRIC CO
COM
369604103
12640
400000
SH
SOLE
0
400000
0
0
GENERAL GROWTH PPTYS INC NEW
COM
370023103
2123
85000
SH
SOLE
0
85000
0
0
GENERAL MOTORS CO
COM
37045V100
7466
214300
SH
SOLE
0
214300
0
0
GILEAD SCIENCES INC
COM
375558103
358
5000
SH
SOLE
0
5000
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
1155
30000
SH
SOLE
0
30000
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
8706
36360
SH
SOLE
0
36360
0
0
HALLIBURTON CO
COM
406216101
3585
66270
SH
SOLE
0
66270
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
1912
40119
SH
SOLE
0
40119
0
0
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
2939
127000
SH
SOLE
0
127000
0
0
HILTON WORLDWIDE HLDGS INC
COM
43300A104
1904
70000
SH
SOLE
0
70000
0
0
HOST HOTELS & RESORTS INC
COM
44107P104
848
45000
SH
SOLE
0
45000
0
0
HP INC
COM
40434L105
1885
127000
SH
SOLE
0
127000
0
0
HSBC HOLDINGS PLC
SPON ADR NEW
404280406
3096
77053
SH
SOLE
0
77053
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
1328
8000
SH
SOLE
0
8000
0
0
ISHARES
MSCI MEX CAP ETF
464286822
4397
100000
SH
SOLE
0
100000
0
0
ISHARES TR
MSCI UK ETF NEW
46435G334
20716
675000
SH
SOLE
0
675000
0
0
JOHNSON & JOHNSON
COM
478160104
5184
45000
SH
SOLE
0
45000
0
0
JPMORGAN CHASE & CO
COM
46625H100
15479
179385
SH
SOLE
0
179385
0
0
KINDER MORGAN INC DEL
COM
49456B101
2899
140000
SH
SOLE
0
140000
0
0
KROGER CO
COM
501044101
1208
35000
SH
SOLE
0
35000
0
0
LAS VEGAS SANDS CORP
COM
517834107
1068
20000
SH
SOLE
0
20000
0
0
LENNAR CORP
COM
526057104
1829
42610
SH
SOLE
0
42610
0
0
M & T BK CORP
COM
5526IF104
802
5130
SH
SOLE
0
5130
0
0
MACERICH CO
COM
554382101
708
10000
SH
SOLE
0
10000
0
0
MACYS INC
COM
55616P104
1218
34000
SH
SOLE
0
34000
0
0
MEDTRONIC PLC
SHS
G5960L103
7380
103602
SH
SOLE
0
103602
0
0
MERCK & CO INC
COM
58933Y105
4715
80100
SH
SOLE
0
80100
0
0
METLIFE INC
COM
59156R108
3465
64304
SH
SOLE
0
64304
0
0
MICROSOFT CORP
COM
594918104
8793
141505
SH
SOLE
0
141505
0
0
MORGAN STANLEY
COM
617446448
1690
40000
SH
SOLE
0
40000
0
0
MOSAIC CO NEW
COM
61945C103
1027
35000
SH
SOLE
0
35000
0
0
NORDSTROM INC
COM
655664100
1342
28000
SH
SOLE
0
28000
0
0
NOVARTIS AG
SPONSORED ADR
66987V109
6835
93840
SH
SOLE
0
93840
0
0
OASIS PETE INC NEW
NOTE 2.625% 9/1
674215AJ7
487
350000
SH
SOLE
0
350000
0
0
ORACLE CORP
COM
68389X105
2522
65600
SH
SOLE
0
65600
0
0
OSHKOSH CORP
COM
688239201
1936
29970
SH
SOLE
0
29970
0
0
PAYPAL HLDGS INC
COM
70450Y103
3972
100625
SH
SOLE
0
100625
0
0
PEBBLEBROOK HOTEL TR
COM
70509V100
744
25000
SH
SOLE
0
25000
0
0
PEPSICO INC
COM
713445108
3955
37800
SH
SOLE
0
37800
0
0
PFIZER INC
COM
717081103
3735
115000
SH
SOLE
0
115000
0
0
PHILIP MORRIS INTL INC
COM
718172109
457
5000
SH
SOLE
0
5000
0
0
PHILLIPS 66
COM
718546104
887
10260
SH
SOLE
0
10260
0
0
PINNACLE WEST CAP CORP
COM
723484101
3902
50000
SH
SOLE
0
50000
0
0
PIONEER NAT RES CO
COM
723787107
3724
20680
SH
SOLE
0
20680
0
0
PPG INDS INC
COM
693506107
3841
40530
SH
SOLE
0
40530
0
0
PPL CORP
COM
69351T106
2384
70000
SH
SOLE
0
70000
0
0
PRUDENTIAL FINL INC
COM
744320102
3794
36459
SH
SOLE
0
36459
0
0
PUBLIC STORAGE
COM
74460D109
2235
10000
SH
SOLE
0
10000
0
0
QUALCOMM INC
COM
747525103
2282
35000
SH
SOLE
0
35000
0
0
QUEST DIAGNOSTICS INC
COM
74834L100
1379
15000
SH
SOLE
0
15000
0
0
ROYAL BANK OF CDA MONTREAL QUE
COM
780087102
3047
45000
SH
SOLE
0
45000
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
4404
80985
SH
SOLE
0
80985
0
0
SANOFI
SPONSORED ADR
80105N105
1820
45000
SH
SOLE
0
45000
0
0
SCHLUMBERGER LTD
COM
806857108
5274
62822
SH
SOLE
0
62822
0
0
SHIRE PLC
SPONSORED ADR
82481R106
3282
19264
SH
SOLE
0
19264
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
4033
22700
SH
SOLE
0
22700
0
0
STRYKER CORP
COM
863667101
1510
12600
SH
SOLE
0
12600
0
0
SUNTRUST BKS INC
COM
867914103
823
15000
SH
SOLE
0
15000
0
0
SYNCHRONY FINL
COM
87165B103
725
20000
SH
SOLE
0
20000
0
0
TANGER FACTORY OUTLET CTRS I
COM
875465106
1968
55000
SH
SOLE
0
55000
0
0
TAUBMAN CTRS INC
COM
876664103
4297
58125
SH
SOLE
0
58125
0
0
TELEFONICA SA
SPONSORED ADR
879382208
507
55056
SH
SOLE
0
55056
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
585
16139
SH
SOLE
0
16139
0
0
TIME WARNER INC
COM
887317303
4678
48465
SH
SOLE
0
48465
0
0
TORONTO DOMINION BK ONT
COM
891160509
3454
70000
SH
SOLE
0
70000
0
0
TOWN SPORTS INTL HLDGS INC
COM
89214A102
101
40409
SH
SOLE
0
40409
0
0
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
2344
20000
SH
SOLE
0
20000
0
0
UNILEVER PLC
SPON ADR NEW
904767704
6919
170000
SH
SOLE
0
170000
0
0
UNION PAC CORP
COM
907818108
1555
15000
SH
SOLE
0
15000
0
0
URBAN EDGE PPTYS
COM
91704F104
2889
105000
SH
SOLE
0
105000
0
0
VENTAS INC
COM
92276F100
1250
20000
SH
SOLE
0
20000
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
7473
140000
SH
SOLE
0
140000
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
5765
69660
SH
SOLE
0
69660
0
0
WELLS FARGO & CO NEW
COM
949746101
50150
910000
SH
SOLE
0
910000
0
0
WELLTOWER INC
COM
95040Q104
669
10000
SH
SOLE
0
10000
0
0
WESTPAC BKG CORP
NOTE 4.322%11/2
961214DF7
326
325000
SH
SOLE
0
325000
0
0
WEYERHAEUSER CO
COM
962166104
1505
50000
SH
SOLE
0
50000
0
0
WHITING PETE CORP NEW
NOTE 1.250% 4/0
966387AL6
132
150000
SH
SOLE
0
150000
0
0
WHITING PETE CORP NEW
COM
966387102
1247
103769
SH
SOLE
0
103769
0
0
WHOLE FOOD MKT INC
COM
966837106
1184
38500
SH
SOLE
0
38500
0
0
WILLIAMS SONOMA INC
COM
969904101
3290
67980
SH
SOLE
0
67980
0
0
WYNN RESORTS LTD
COM
983134107
260
3000
SH
SOLE
0
3000
0
0