0001389256-16-000014.txt : 20161026
0001389256-16-000014.hdr.sgml : 20161026
20161025175356
ACCESSION NUMBER: 0001389256-16-000014
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161026
DATE AS OF CHANGE: 20161025
EFFECTIVENESS DATE: 20161026
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: American Assets Investment Management, LLC
CENTRAL INDEX KEY: 0001389256
IRS NUMBER: 810567059
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12131
FILM NUMBER: 161951176
BUSINESS ADDRESS:
STREET 1: 11455 EL CAMINO REAL, SUITE 140
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: 858-345-1463
MAIL ADDRESS:
STREET 1: 11455 EL CAMINO REAL, SUITE 140
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001389256
XXXXXXXX
09-30-2016
09-30-2016
American Assets Investment Management, LLC
11455 EL CAMINO REAL, SUITE 140
SAN DIEGO
CA
92130
13F HOLDINGS REPORT
028-12131
N
Ernest S. Rady
Chief Executive Officer
858-350-2600
Ernest S. Rady
San Diego
CA
10-25-2016
0
137
435293
false
INFORMATION TABLE
2
2016thirdquarteraaim.xml
ABBOTT LABS COM NPV
COM
002824100
1078
25500
SH
SOLE
0
25500
0
0
ABBVIE INC
COM
00287Y109
2901
46000
SH
SOLE
0
46000
0
0
ADOBE SYS INC
COM
00724F101
2222
20470
SH
SOLE
0
20470
0
0
ALEXANDRIA REAL ESTATE
COM
015271109
1305
12000
SH
SOLE
0
12000
0
0
ALPS ETF TR
ALERIAN MLP
00162Q866
4315
340000
SH
SOLE
0
340000
0
0
AMERICAN ASSETS TRUST INC
COM
024013104
35770
824572
SH
SOLE
0
824572
0
0
AMERICAN CAMPUS COMMUNITIES
COM
024835100
610
12000
SH
SOLE
0
12000
0
0
AMERICAN CAPITAL AGENCY CORP
COM
02503X105
977
50000
SH
SOLE
0
50000
0
0
AMERICAN ELEC PWR INC
COM
025537101
3211
50000
SH
SOLE
0
50000
0
0
AMERICAN INTL GROUP INC
COM
026874784
4509
75990
SH
SOLE
0
75990
0
0
AMERIPRISE FINL INC
COM
03076C106
1740
17440
SH
SOLE
0
17440
0
0
AMGEN
COM
031162100
1693
10150
SH
SOLE
0
10150
0
0
ANNALY CAP MGMT INC
COM
035710409
2460
234280
SH
SOLE
0
234280
0
0
APOLLO ED GROUP INC
COM
037604105
278
35000
SH
SOLE
0
35000
0
0
APPLE INC
COM
037833100
5935
52500
SH
SOLE
0
52500
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
422
10000
SH
SOLE
0
10000
0
0
AT&T INC
COM
00206R102
1624
40000
SH
SOLE
0
40000
0
0
AVALONBAY CMNTYS INC
COM
053484101
925
5200
SH
SOLE
0
5200
0
0
BAKER HUGHES INC
COM
057224107
4573
90600
SH
SOLE
0
90600
0
0
BANCO BILBAO VIZCAYA ARGENTA
ADR
05946K101
238
40000
SH
SOLE
0
40000
0
0
BANCO SANTANDER SA
ADR
05964H105
1036
234831
SH
SOLE
0
234831
0
0
BANK AMER CORP
COM
060505104
5127
327610
SH
SOLE
0
327610
0
0
BANK MONTREAL QUE
COM
063671101
1639
25000
SH
SOLE
0
25000
0
0
BANK NS HALIFAX
COM
064149107
2120
40000
SH
SOLE
0
40000
0
0
BANK NEW YORK MELLON CORP
COM
064058100
570
14300
SH
SOLE
0
14300
0
0
BAXTER INTL INC
COM
071813109
3404
71515
SH
SOLE
0
71515
0
0
BECTON DICKINSON & CO USD1
COM
075887109
899
5000
SH
SOLE
0
5000
0
0
BP PLC
SPONSORED ADR
055622104
7987
227171
SH
SOLE
0
227171
0
0
BRISTOL-MYERS SQUIBB CO COM STK USD0.10
COM
110122108
2696
50000
SH
SOLE
0
50000
0
0
BUCKEYE PARTNERS LP
COM
118230101
788
11000
SH
SOLE
0
11000
0
0
CAPITAL ONE FINL CORP
COM
14040H105
2586
36000
SH
SOLE
0
36000
0
0
CARDINAL HEALTH INC
COM
14149Y108
1576
20277
SH
SOLE
0
20277
0
0
CARNIVAL CORP
PAIRED CTF
143658300
1709
35000
SH
SOLE
0
35000
0
0
CHEVRON CORP NEW
COM
166764100
6501
63170
SH
SOLE
0
63170
0
0
CHICAGO BRIDGE & IRON CO NV
COM
167250109
1121
40000
SH
SOLE
0
40000
0
0
CITIGROUP INC
COM
172967424
1984
42000
SH
SOLE
0
42000
0
0
COCA-COLA CO
COM
191216100
2370
56000
SH
SOLE
0
56000
0
0
CONNS INC
COM
208242107
310
30000
SH
SOLE
0
30000
0
0
CORESITE REALTY CORP
COM
21870Q105
2221
30000
SH
SOLE
0
30000
0
0
CORNING INC
COM
219350105
473
20000
SH
SOLE
0
20000
0
0
CREDIT SUISSE GROUP
SPONSORED ADR
225401108
552
42000
SH
SOLE
0
42000
0
0
CYRUSONE INC
COM
23283R100
3235
68000
SH
SOLE
0
68000
0
0
DEERE & CO
COM
244199105
982
11500
SH
SOLE
0
11500
0
0
DELL TECNOLOGIES
COM CL V
24703L103
623
13041
SH
SOLE
0
13041
0
0
DENBURY RES INC
COM NEW
247916208
57
17600
SH
SOLE
0
17600
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
1309
100000
SH
SOLE
0
100000
0
0
DIGITAL RLTY TRUST INC
COM
253868103
403
4150
SH
SOLE
0
4150
0
0
DOW CHEMICAL CO
COM
260543103
5500
106110
SH
SOLE
0
106110
0
0
DUKE ENERGY CORP NEW
COM
26441C204
1334
16666
SH
SOLE
0
16666
0
0
ENBRIDGE ENERGY PARTNERS LP
COM
29250R106
559
22000
SH
SOLE
0
22000
0
0
ENCANA CORP
COM
292505104
314
30000
SH
SOLE
0
30000
0
0
EOG RES INC
COM
26875P101
271
2800
SH
SOLE
0
2800
0
0
EQUITY RESIDENTIAL
SH BEN INT
29476L107
1415
22000
SH
SOLE
0
22000
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
1411
20000
SH
SOLE
0
20000
0
0
EXXON MOBIL CORP
COM
30231G102
4364
50000
SH
SOLE
0
50000
0
0
FORD MTR CO DEL
COM
345370860
3060
253530
SH
SOLE
0
253530
0
0
GAMESTOP CORP NEW
COM
36467W109
1791
64910
SH
SOLE
0
64910
0
0
GENERAL ELECTRIC CO
COM
369604103
11848
400000
SH
SOLE
0
400000
0
0
GENERAL GROWTH PPTYS INC NEW
COM
370023103
2070
75000
SH
SOLE
0
75000
0
0
GENERAL MOTORS CO
COM
37045V100
6808
214300
SH
SOLE
0
214300
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
863
20000
SH
SOLE
0
20000
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
7486
46420
SH
SOLE
0
46420
0
0
HALLIBURTON CO
COM
406216101
2974
66270
SH
SOLE
0
66270
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
1718
40119
SH
SOLE
0
40119
0
0
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
2889
127000
SH
SOLE
0
127000
0
0
HILTON WORLDWIDE HLDGS INC
COM
43300A104
1605
70000
SH
SOLE
0
70000
0
0
HOST HOTELS & RESORTS INC
COM
44107P104
701
45000
SH
SOLE
0
45000
0
0
HP INC
COM
40434L105
1972
127000
SH
SOLE
0
127000
0
0
HSBC HOLDINGS PLC
SPON ADR NEW
404280406
2821
75000
SH
SOLE
0
75000
0
0
ILLINOIS TOOL WKS INC
COM
452308109
1230
10260
SH
SOLE
0
10260
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
1271
8000
SH
SOLE
0
8000
0
0
ISHARES TRUST
MSCI UTD KNGDM
46434V548
21384
1350000
SH
SOLE
0
1350000
0
0
JOHNSON & JOHNSON
COM
478160104
5316
45000
SH
SOLE
0
45000
0
0
JPMORGAN CHASE & CO
COM
46625H100
12855
193040
SH
SOLE
0
193040
0
0
KINDER MORGAN INC DEL
COM
49456B101
3238
140000
SH
SOLE
0
140000
0
0
KROGER CO
COM
501044101
594
20000
SH
SOLE
0
20000
0
0
LAS VEGAS SANDS CORP
COM
517834107
1151
20000
SH
SOLE
0
20000
0
0
LENNAR CORP
COM
526057104
1520
35900
SH
SOLE
0
35900
0
0
M & T BK CORP
COM
5526IF104
596
5130
SH
SOLE
0
5130
0
0
MACERICH CO
COM
554382101
796
9842
SH
SOLE
0
9842
0
0
MACYS INC
COM
55616P104
1260
34000
SH
SOLE
0
34000
0
0
MEDTRONIC PLC
SHS
G5960L103
8951
103602
SH
SOLE
0
103602
0
0
MERCK & CO INC(NEW) COM STK USD0.50
COM
58933Y105
4999
80100
SH
SOLE
0
80100
0
0
METLIFE INC
COM
59156R108
2857
64304
SH
SOLE
0
64304
0
0
MICROSOFT CORP
COM
594918104
8446
146640
SH
SOLE
0
146640
0
0
MORGAN STANLEY
COM
617446448
1282
40000
SH
SOLE
0
40000
0
0
MOSAIC CO NEW
COM
61945C103
856
35000
SH
SOLE
0
35000
0
0
NORDSTROM INC
COM
655664100
2231
43000
SH
SOLE
0
43000
0
0
NOVARTIS AG
SPONSORED ADR
66987V109
4087
51760
SH
SOLE
0
51760
0
0
OASIS PETE INC NEW
NOTE 2.625% 9/1
674215AJ7
395
350000
SH
SOLE
0
350000
0
0
ORACLE CORP
COM
68389X105
2577
65600
SH
SOLE
0
65600
0
0
OSHKOSH CORP
COM
688239201
3978
71040
SH
SOLE
0
71040
0
0
PAYPAL HLDGS INC
COM
70450Y103
4123
100625
SH
SOLE
0
100625
0
0
PEBBLEBROOK HOTEL TR
COM
70509V100
1463
55000
SH
SOLE
0
55000
0
0
PEPSICO INC CAP STK USD0.0166
COM
713445108
4112
37800
SH
SOLE
0
37800
0
0
PFIZER INC
COM
717081103
3895
115000
SH
SOLE
0
115000
0
0
PHILIP MORRIS INTL INC
COM
718172109
486
5000
SH
SOLE
0
5000
0
0
PHILLIPS 66
COM
718546104
826
10260
SH
SOLE
0
10260
0
0
PINNACLE WEST CAP CORP
COM
723484101
3800
50000
SH
SOLE
0
50000
0
0
PIONEER NAT RES CO
COM
723787107
3839
20680
SH
SOLE
0
20680
0
0
PPL CORP
COM
69351T106
2420
70000
SH
SOLE
0
70000
0
0
PRUDENTIAL FINL INC
COM
744320102
2977
36459
SH
SOLE
0
36459
0
0
QUALCOMM INC
COM
747525103
2398
35000
SH
SOLE
0
35000
0
0
QUEST DIAGNOSTICS INC
COM
74834L100
1269
15000
SH
SOLE
0
15000
0
0
REDWOOD TR INC
COM
758075402
289
20440
SH
SOLE
0
20440
0
0
ROYAL BANK OF CDA MONTREAL QUE
COM
780087102
2788
45000
SH
SOLE
0
45000
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
3906
78016
SH
SOLE
0
78016
0
0
SANOFI
SPONSORED ADR
80105N105
1719
45000
SH
SOLE
0
45000
0
0
SCHLUMBERGER LTD
COM
806857108
4940
62822
SH
SOLE
0
62822
0
0
SHIRE PLC
SPONSORED ADR
82481R106
3956
20404
SH
SOLE
0
20404
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
4699
22700
SH
SOLE
0
22700
0
0
SPDR S&P500 ETF TR
TR UNIT
78462F103
1190
5500
SH
SOLE
0
5500
0
0
STRYKER CORP
COM
863667101
1467
12600
SH
SOLE
0
12600
0
0
SUNTRUST BKS INC
COM
867914103
657
15000
SH
SOLE
0
15000
0
0
SYNCHRONY FINL
COM
87165B103
560
20000
SH
SOLE
0
20000
0
0
TANGER FACTORY OUTLET CTRS I
COM
875465106
2143
55000
SH
SOLE
0
55000
0
0
TAUBMAN CTRS INC
COM
876664103
4325
58125
SH
SOLE
0
58125
0
0
TELEFONICA SA
SPONSORED ADR
879382208
534
52939
SH
SOLE
0
52939
0
0
TIME WARNER INC
COM
887317303
3858
48465
SH
SOLE
0
48465
0
0
TORONTO DOMINION BK ONT
COM
891160509
3108
70000
SH
SOLE
0
70000
0
0
TOWN SPORTS INTL HLDGS INC
COM
89214A102
125
40409
SH
SOLE
0
40409
0
0
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
2321
20000
SH
SOLE
0
20000
0
0
UNILEVER PLC
SPON ADR NEW
904767704
7110
150000
SH
SOLE
0
150000
0
0
UNION PAC CORP
COM
907818108
1463
15000
SH
SOLE
0
15000
0
0
URBAN EDGE PPTYS REIT USD 0.01
COM
91704F104
2955
105000
SH
SOLE
0
105000
0
0
VENTAS INC
COM
92276F100
1413
20000
SH
SOLE
0
20000
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
7277
140000
SH
SOLE
0
140000
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
5616
69660
SH
SOLE
0
69660
0
0
WELLS FARGO & CO NEW
COM
949746101
40295
910000
SH
SOLE
0
910000
0
0
WELLTOWER INC
COM
95040Q104
748
10000
SH
SOLE
0
10000
0
0
WEYERHAEUSER CO
COM
962166104
1597
50000
SH
SOLE
0
50000
0
0
WHITING PETE CORP NEW
NOTE 1.250% 4/0
966387AL6
124
150000
SH
SOLE
0
150000
0
0
WHITING PETE CORP NEW
COM
966387102
317
36220
SH
SOLE
0
36220
0
0
WHITING PETE CORP NEW
6.250% 4/0
966387AX0
863
850000
SH
SOLE
0
850000
0
0
WHOLE FOOD MKT INC
COM
966837106
1134
40000
SH
SOLE
0
40000
0
0
WILLIAMS SONOMA INC
COM
969904101
2706
52980
SH
SOLE
0
52980
0
0
WYNN RESORTS LTD
COM
983134107
779
8000
SH
SOLE
0
8000
0
0