Chief Investment Officer

0001389256-14-000002.txt : 20140507 0001389256-14-000002.hdr.sgml : 20140507 20140507135853 ACCESSION NUMBER: 0001389256-14-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140507 DATE AS OF CHANGE: 20140507 EFFECTIVENESS DATE: 20140507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: American Assets Investment Management, LLC CENTRAL INDEX KEY: 0001389256 IRS NUMBER: 810567059 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12131 FILM NUMBER: 14820204 BUSINESS ADDRESS: STREET 1: 11455 EL CAMINO REAL, SUITE 140 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 858-345-1463 MAIL ADDRESS: STREET 1: 11455 EL CAMINO REAL, SUITE 140 CITY: SAN DIEGO STATE: CA ZIP: 92130 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001389256 XXXXXXXX 03-31-2014 03-31-2014 American Assets Investment Management, LLC

11455 EL CAMINO REAL, SUITE 140 SAN DIEGO CA 92130

13F HOLDINGS REPORT 028-12131 N Ernest S. Rady Chief Investment Officer 858-350-2600 Ernest S. Rady San Diego CA 05-07-2014 1 131 318710 false 1 0001506208 028-15753 ALTEGRIS ADVISORS, L.L.C. INFORMATION TABLE 2 2014firstquarterAAIM.xml FIRSTQUARTER ABBOTT LABS COM NPV COMMON STOCK 002824100 1311 25500 SH SOLE 0 25500 0 0 ABBVIE INC COMMON STOCK 00287Y109 2196 42720 SH SOLE 0 42720 0 0 ALEXANDRIA REAL ESTATE COMMON STOCK 015271109 2685 37004 SH SOLE 0 37004 0 0 AMERICAN ASSETS TRUST INC USD0.01 COMMON STOCK 024013104 1788 53000 SH SOLE 0 53000 0 0 AMERICAN CAMPUS COMMUNITIES COMMON STOCK 024835100 741 19831 SH SOLE 0 19831 0 0 AMERICAN ELECTRIC POWER CO INC COM STK USD6.50 COMMON STOCK 025537101 2533 50000 SH SOLE 0 50000 0 0 AMERICAN INTERNATIONAL GROUP INC COMMON STOCK 026874784 3948 78950 SH SOLE 0 78950 0 0 AMERICAN TOWER CORP COMMON STOCK 03027X100 2031 24812 SH SOLE 0 24812 0 0 ANADARKO PETROLEUM CORP COMMON STOCK 032511107 1017 12000 SH SOLE 0 12000 0 0 APPLE INC COM STK NPV COMMON STOCK 037833100 4026 7500 SH SOLE 0 7500 0 0 AVALON BAY COMMUNITIES INC COMMON STOCK 053484101 859 6541 SH SOLE 0 6541 0 0 BAKER HUGHES INC COM STK USD1 COMMON STOCK 057224107 2926 45000 SH SOLE 0 45000 0 0 BANCO SANTANDER SA ADR EACH 1 REPR 1 ORD EUR0.50 COMMON STOCK 05964H105 1150 120019 SH SOLE 0 120019 0 0 BANK OF AMERICA CORP COM STK USD0.01 COMMON STOCK 060505104 1582 91980 SH SOLE 0 91980 0 0 BAXTER INTERNATIONAL INC COM STK USD1 COMMON STOCK 071813109 4212 57250 SH SOLE 0 57250 0 0 BECTON DICKINSON & CO COM STK USD1 COMMON STOCK 075887109 585 5000 SH SOLE 0 5000 0 0 BIOMED REALTY TRUST COMMON STOCK 09063H107 817 39875 SH SOLE 0 39875 0 0 BOSTON PROPERTIES INC COMMON STOCK 101121101 703 6137 SH SOLE 0 6137 0 0 BP AMOCO P.L.C ADR-EACH CNV INTO 6 ORD USD0.25 COMMON STOCK 055622104 8639 179600 SH SOLE 0 179600 0 0 BRISTOL-MYERS SQUIBB CO COM STK USD0.10 COMMON STOCK 110122108 2598 50000 SH SOLE 0 50000 0 0 BUCKEYE PARTNERS LP UNITS OF LTD PARTNERSHIP COMMON STOCK 118230101 826 11000 SH SOLE 0 11000 0 0 BUNGE LTD COMMON STOCK G16962105 1026 12910 SH SOLE 0 12910 0 0 CADIZ INC NEW COMMON STOCK 127537207 1562 221538 SH SOLE 0 221538 0 0 CAPITAL ONE FINANCIAL CORP COM STK USD0.01 COMMON STOCK 14040H105 1620 21000 SH SOLE 0 21000 0 0 CARDINAL HEALTH INC COM STK NPV COMMON STOCK 14149Y108 1419 20277 SH SOLE 0 20277 0 0 CAREFUSION CORP USD0.01 COMMON STOCK 14170T101 543 13500 SH SOLE 0 13500 0 0 CARNIVAL CORP COM STK USD0.01(PAIRED STOCK) COMMON STOCK 143658300 568 15000 SH SOLE 0 15000 0 0 CHEVRON CORP COM STK USD0.75 COMMON STOCK 166764100 6322 53170 SH SOLE 0 53170 0 0 CIGNA CORP COMMON STOCK 125509109 286 3410 SH SOLE 0 3410 0 0 CITIGROUP INC USD0.01 COMMON STOCK 172967424 1944 41894 SH SOLE 0 41894 0 0 COCA-COLA CO COM STK USD0.25 COMMON STOCK 191216100 2165 56000 SH SOLE 0 56000 0 0 COLONY FINANCIAL INC COMMON STOCK 19624R106 389 17729 SH SOLE 0 17729 0 0 CORNING INC COMMON STOCK 219350105 416 20000 SH SOLE 0 20000 0 0 COVIDIEN PLC USD0.20 COMMON STOCK G2554F113 2357 32000 SH SOLE 0 32000 0 0 CYRUSONE INC COM COMMON STOCK 23283R100 2127 102126 SH SOLE 0 102126 0 0 DEERE & CO COMMON STOCK 244199105 711 7830 SH SOLE 0 7830 0 0 DIGITAL RLTY TR INC COM STK USD0.01 COMMON STOCK 253868103 443 8350 SH SOLE 0 8350 0 0 DOW CHEMICAL CO COMMON STOCK 260543103 1312 27005 SH SOLE 0 27005 0 0 DUKE ENERGY CORP COM STK NPV COMMON STOCK 26441C204 1187 16666 SH SOLE 0 16666 0 0 EBAY INC COMMON STOCK 278642103 1600 28965 SH SOLE 0 28965 0 0 ECOLAB INC COMMON STOCK 278865100 613 5680 SH SOLE 0 5680 0 0 EDUCATION REALTY TRUST COMMON STOCK 28140H104 1713 173526 SH SOLE 0 173526 0 0 EL PASO PIPELINE PARTNERS LP PARTNERSHIP UNITS COMMON STOCK 283702108 608 20000 SH SOLE 0 20000 0 0 EMC CORP - MASS COMMON STOCK 268648102 3613 131800 SH SOLE 0 131800 0 0 ENBRIDGE ENERGY PARTNERS LP COMMON STOCK 29250R106 603 22000 SH SOLE 0 22000 0 0 EQUITY LIFESTYLE PROPERTIES INC COMMON STOCK 29472R108 290 8000 SH SOLE 0 8000 0 0 EPR PROPERTIES 9% SER E PREFERRED STOCK 26884U109 961 31500 SH SOLE 0 31500 0 0 EQUITY LIFESTYLE PROPERTIES INC COMMON STOCK 29472R108 1296 31875 SH SOLE 0 31875 0 0 EQUITY RESIDENTIAL PROPERTIES TRUST COMMON STOCK 29476L107 696 12000 SH SOLE 0 12000 0 0 EXPRESS SCRIPTS HOLDING COMPANY COMMON STOCK 30219G108 676 9000 SH SOLE 0 9000 0 0 EXTRA SPACE STORAGE INC COMMON STOCK 30225T102 2004 41304 SH SOLE 0 41304 0 0 EXXON MOBIL CORP COM STK NPV COMMON STOCK 30231G102 2335 23900 SH SOLE 0 23900 0 0 FEDERAL REALTY INVESTMENT TRUST COMMON STOCK 313747206 1515 13206 SH SOLE 0 13206 0 0 FLUOR CORP COMMON STOCK 343412102 869 11180 SH SOLE 0 11180 0 0 FORD MOTOR CO USD 0.01 COMMON STOCK 345370860 2984 191300 SH SOLE 0 191300 0 0 FREEPORT-MCMORAN COPPER & GOLD INC COM STK USD0.10 COMMON STOCK 35671D857 2315 70000 SH SOLE 0 70000 0 0 GAMESTOP CORP CLASS A COMMON STOCK 36467W109 914 22240 SH SOLE 0 22240 0 0 GENERAL DYNAMICS CORP COMMON STOCK 369550108 2942 27010 SH SOLE 0 27010 0 0 GENERAL ELECTRIC CO. COM STK USD0.06 COMMON STOCK 369604103 10026 387260 SH SOLE 0 387260 0 0 GENERAL MILLS INC COMMON STOCK 370334104 800 15150 SH SOLE 0 15150 0 0 GENERAL MOTORS CO USD 0.01 COMMON STOCK 37045V100 4617 134140 SH SOLE 0 134140 0 0 GOLDMAN SACHS GROUP INC COM STK USD0.01 COMMON STOCK 38141G104 2056 12550 SH SOLE 0 12550 0 0 GOOGLE INC COM STK USD0.001 CLS'A' COMMON STOCK 38259P508 1783 1600 SH SOLE 0 1600 0 0 HALLIBURTON CO COM STK USD2.50 COMMON STOCK 406216101 3613 61350 SH SOLE 0 61350 0 0 HARTFORD FINANCIAL SERVICES GRP INC COM STK COMMON STOCK 416515104 2826 80119 SH SOLE 0 80119 0 0 HEALTH CARE REIT INC COMMON STOCK 42217K106 1340 22488 SH SOLE 0 22488 0 0 HEALTHCARE TRUST OF AMERICA CL A COMMON STOCK 42225P105 1243 109171 SH SOLE 0 109171 0 0 HESS CORP COMMON STOCK 42809H107 875 10560 SH SOLE 0 10560 0 0 HEWLETT-PACKARD CO COM STK USD0.01 COMMON STOCK 428236103 4960 153290 SH SOLE 0 153290 0 0 HOST HOTELS & RESORTS INC USD0.01 COMMON STOCK 44107P104 607 30000 SH SOLE 0 30000 0 0 HUDSON PACIFIC PROPERTIES INC COMMON STOCK 444097109 923 40000 SH SOLE 0 40000 0 0 INTERNATIONAL BUS MACH CORP COM STK USD0.20 COMMON STOCK 459200101 1540 8000 SH SOLE 0 8000 0 0 JOHNSON & JOHNSON COM STK USD1 COMMON STOCK 478160104 5434 55320 SH SOLE 0 55320 0 0 JPMORGAN CHASE & CO COM STK USD1 COMMON STOCK 46625H100 8834 145510 SH SOLE 0 145510 0 0 KINDER MORGAN INC DELAWARE USD0.01 COMMON STOCK 49456B101 487 15000 SH SOLE 0 15000 0 0 LASALLE HOTEL PPTYS SBI COMMON STOCK 517942108 1229 39238 SH SOLE 0 39238 0 0 LAS VEGAS SANDS CORP COMMON STOCK 517834107 3163 39150 SH SOLE 0 39150 0 0 LENNAR CORP CL A COMMON STOCK 526057104 1003 25310 SH SOLE 0 25310 0 0 LIBERTY GLOBAL PLC CLASS A COMMON STOCK G5480U104 530 12750 SH SOLE 0 12750 0 0 LIBERTY GLOBAL PLC CLASS C COMMON STOCK G5480U120 519 12750 SH SOLE 0 12750 0 0 MACERICH CO COM STK USD0.01 COMMON STOCK 554382101 4677 75042 SH SOLE 0 75042 0 0 MEDTRONIC INC COMMON STOCK 585055106 788 12800 SH SOLE 0 12800 0 0 MERCK & CO INC(NEW) COM 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USD0.0166 COMMON STOCK 713445108 3156 37800 SH SOLE 0 37800 0 0 PFIZER INC COM STK USD0.05 COMMON STOCK 717081103 3557 110750 SH SOLE 0 110750 0 0 PHILIP MORRIS INTERNATIONAL INC COMMON STOCK 718172109 409 5000 SH SOLE 0 5000 0 0 PHILLIPS 66 COMMON STOCK 718546104 1134 14710 SH SOLE 0 14710 0 0 PINNACLE WEST CAPITAL CORP COM STK USD2.50 COMMON STOCK 723484101 2733 50000 SH SOLE 0 50000 0 0 PPL CORP COM STK USD0.01 COMMON STOCK 69351T106 2320 70000 SH SOLE 0 70000 0 0 PROLOGIS INC COMMON STOCK 74340W103 858 21000 SH SOLE 0 21000 0 0 PRUDENTIAL FINANCIAL INC COM STK USD0.01 COMMON STOCK 744320102 2201 26000 SH SOLE 0 26000 0 0 PUBLIC STORAGE COMMON STOCK 74460D109 993 5893 SH SOLE 0 5893 0 0 QTS REALTY TRUST INC COMMON STOCK 74736A103 1718 68456 SH SOLE 0 68456 0 0 QUALCOMM INC COM STK USD0.0001 COMMON STOCK 747525103 3840 48700 SH SOLE 0 48700 0 0 QUEST DIAGNOSTICS INC COMMON STOCK 74834L100 869 15000 SH SOLE 0 15000 0 0 RADIAN GROUP INC COMMON STOCK 750236101 1337 88928 SH SOLE 0 88928 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