0001387131-19-000565.txt : 20190129 0001387131-19-000565.hdr.sgml : 20190129 20190129155057 ACCESSION NUMBER: 0001387131-19-000565 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190129 DATE AS OF CHANGE: 20190129 EFFECTIVENESS DATE: 20190129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mathes Company, Inc. CENTRAL INDEX KEY: 0001389223 IRS NUMBER: 200470186 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12290 FILM NUMBER: 19548646 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 917-368-4900 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001389223 XXXXXXXX 12-31-2018 12-31-2018 false Mathes Company, Inc.

230 Park Avenue New York NY 10169

13F HOLDINGS REPORT 028-12290 N Richard Mathes 917-368-4900 /s/ Richard Mathes New York NY 01-29-2019 0 122 158515 INFORMATION TABLE 2 infotable.xml HOLDINGS REPORT Alphabet Inc. Class A COM 02079K305 4749 4545 SH SOLE 4545 0 0 Alphabet Inc. Class C COM 02079K107 700 676 SH SOLE 676 0 0 Altria Group Inc. COM 02209S103 200 4055 SH SOLE 4055 0 0 Amazon Com Inc COM 023135106 6584 4384 SH SOLE 4384 0 0 American Electrical Power Inc COM 025537101 420 5625 SH SOLE 5625 0 0 Amgen Inc COM 031162100 1072 5505 SH SOLE 5505 0 0 Apple Inc. COM 037833100 6099 38663 SH SOLE 38663 0 0 AT&T Corp COM 00206R102 2234 78261 SH SOLE 78261 0 0 Bank of America Corp COM 060505104 1170 47501 SH SOLE 47501 0 0 Berkshire Hathaway Inc Cl B COM 084670702 296 1450 SH SOLE 1450 0 0 Boeing Co COM 097023105 3052 9465 SH SOLE 9465 0 0 Bristol-Myers Squibb Co COM 110122108 258 4959 SH SOLE 4959 0 0 Buckeye Partners LP COM 118230101 233 8050 SH SOLE 8050 0 0 Caterpillar Inc COM 149123101 3163 24895 SH SOLE 24895 0 0 Chevron Corp. COM 166764100 590 5425 SH SOLE 5425 0 0 Cisco Systems Inc COM 17275R102 303 7000 SH SOLE 7000 0 0 Citigroup Inc. COM 172967424 3040 58388 SH SOLE 58388 0 0 Coca Cola Co. COM 191216100 228 4820 SH SOLE 4820 0 0 Comcast Corp New Cl. A 20030N101 461 13550 SH SOLE 13550 0 0 Consolidated Edison COM 209115104 950 12425 SH SOLE 12425 0 0 Costco Wholesale Corp COM 22160K105 428 2100 SH SOLE 2100 0 0 CVS Health Corp COM 126650100 580 8850 SH SOLE 8850 0 0 Deere & Co COM 244199105 2959 19837 SH SOLE 19837 0 0 Disney Walt Co COM 254687106 817 7450 SH SOLE 7450 0 0 Dow Du Pont Inc. COM 26078J100 2338 43722 SH SOLE 43722 0 0 Energizer Holdings Inc. COM 29272W109 2022 44795 SH SOLE 44795 0 0 Exxon Mobil Corp COM 30231G102 474 6945 SH SOLE 6945 0 0 Facebook Inc. Cl. A 30303M102 279 2125 SH SOLE 2125 0 0 Fedex Corp. COM 31428X106 2060 12769 SH SOLE 12769 0 0 Freeport McMoran Copper & Gold Inc COM 35671D857 231 22400 SH SOLE 22400 0 0 General Electric Co COM 369604103 379 50050 SH SOLE 50050 0 0 Gilead Sciences Inc COM 375558103 830 13275 SH SOLE 13275 0 0 Goldman Sachs Group Inc. COM 38141G104 1449 8674 SH SOLE 8674 0 0 Home Depot Inc COM 437076102 215 1250 SH SOLE 1250 0 0 Illinois Tool Wks Inc. COM 452308109 715 5640 SH SOLE 5640 0 0 Intel Corp COM 458140100 1165 24827 SH SOLE 24827 0 0 John Bean Technologies Corp. COM 477839104 2051 28555 SH SOLE 28555 0 0 Johnson & Johnson COM 478160104 3983 30862 SH SOLE 30862 0 0 JP Morgan Chase & Co COM 46625H100 3077 31518 SH SOLE 31518 0 0 Mastercard Inc. Cl. A 57636Q104 2862 15173 SH SOLE 15173 0 0 McCormick & Co. Inc. COM 579780206 2533 18190 SH SOLE 18190 0 0 Merck & Co New COM 58933Y105 1678 21967 SH SOLE 21967 0 0 Microsoft Corp COM 594918104 3880 38198 SH SOLE 38198 0 0 3M Company COM 88579Y101 2433 12768 SH SOLE 12768 0 0 Netflix Inc COM 64110L106 699 2611 SH SOLE 2611 0 0 Obsidian Energy Ltd. COM 674482104 32 80000 SH SOLE 80000 0 0 Parker Hannifin Corp. COM 701094104 1398 9377 SH SOLE 9377 0 0 Pepsico Inc. COM 713448108 3130 28335 SH SOLE 28335 0 0 Pfizer Inc COM 717081103 764 17500 SH SOLE 17500 0 0 Procter & Gamble Co. COM 742718109 377 4100 SH SOLE 4100 0 0 Public Service Enterprise Group LTD COM 744573106 2902 55745 SH SOLE 55745 0 0 Qualcomm Inc. COM 747525103 495 8700 SH SOLE 8700 0 0 Raytheon Co. COM 755111507 215 1400 SH SOLE 1400 0 0 Royal Dutch Shell PLC Spons. ADR 780259206 854 14650 SH SOLE 14650 0 0 Salesforce.com Inc COM 79466L302 2829 20656 SH SOLE 20656 0 0 Servicenow Inc. COM 81762P102 2737 15372 SH SOLE 15372 0 0 JM Smucker Company COM 832669640 2193 23462 SH SOLE 23462 0 0 SVB Finl Group COM 78486Q101 228 1200 SH SOLE 1200 0 0 Sysco Corp. COM 871829107 244 3900 SH SOLE 3900 0 0 Texas Instruments Inc. COM 882508104 2509 26555 SH SOLE 26555 0 0 Union Pacific Corp COM 907818108 2823 20422 SH SOLE 20422 0 0 United Technologies Co COM 913017109 237 2230 SH SOLE 2230 0 0 Uranium Energy Corp. COM 916896103 20 15600 SH SOLE 15600 0 0 Verizon Communications Inc. COM 92343V104 991 17625 SH SOLE 17625 0 0 Visa Inc. COM 92826C839 2259 17120 SH SOLE 17120 0 0 Citigroup Inc. Preferred Ser S Preferred 172967317 332 13000 SH SOLE 13000 0 0 Goldman Sachs Group Inc. Prfrd Ser N Preferred 38148B504 355 14000 SH SOLE 14000 0 0 UBS AG Ldn Trigger Phoenix AC Euro Stx 50 COM 90274T494 606 67500 SH SOLE 67500 0 0 Eaton Vance High Inc 2021 FD COM 27829W101 178 20000 SH SOLE 20000 0 0 Eaton Vance Muni Bond Fund COM 27827X101 248 22000 SH SOLE 22000 0 0 First Trust Intermediate Duration Pfd Incm. COM 33718W103 599 30250 SH SOLE 30250 0 0 Flaherty & Crumrine Dynamic Pfd Preferred 33848W106 1133 55600 SH SOLE 55600 0 0 John Hancock Tax Advantaged Div. Income Fd COM 41013V100 311 15250 SH SOLE 15250 0 0 Nuveen Connecticut Quality Incm Muni Fd COM 67060D107 354 31436 SH SOLE 31436 0 0 Nuveen High Income 11/21 Tgt Trm Fd. COM 67077N106 267 30000 SH SOLE 30000 0 0 Nuveen NY AMT-FREE Quality INCM COM 670656107 175 15000 SH SOLE 15000 0 0 Nuveen Muni Value Fund Inc. COM 670928100 311 33500 SH SOLE 33500 0 0 Pimco Dynamic Credit Income Fund COM 72202D106 1409 66950 SH SOLE 66950 0 0 ALPS Alerian MLP ETF COM 00162Q866 176 20200 SH SOLE 20200 0 0 Consumer Staples Select Sector SPDR COM 81369Y308 748 14725 SH SOLE 14725 0 0 Energy Select Sector SPDR ETF COM 81369Y506 344 6000 SH SOLE 6000 0 0 Exponential Technologies ETF COM 46434V381 1135 34125 SH SOLE 34125 0 0 Financial Sector SPDR ETF COM 81369Y605 373 15670 SH SOLE 15670 0 0 First Trust DJ Internet Index ETF COM 33733E302 2621 22465 SH SOLE 22465 0 0 Invesco QQQ Trust, Series 1 COM 46090E103 855 5540 SH SOLE 5540 0 0 Ishares Biotechnology ETF COM 464287556 1050 10885 SH SOLE 10885 0 0 Ishares Dow Jones US ETF COM 464287846 1270 10205 SH SOLE 10205 0 0 Ishares Global Healthcare ETF COM 464287325 603 10650 SH SOLE 10650 0 0 Ishares North American Tech ETF COM 464287549 6437 37490 SH SOLE 37490 0 0 Ishares North American Tech Software ETF COM 464287515 2186 12595 SH SOLE 12595 0 0 Ishares Russell 1000 Growth ETF COM 464287614 2546 19450 SH SOLE 19450 0 0 Ishares Russell 2000 ETF COM 464287655 2004 14967 SH SOLE 14967 0 0 Ishares Russell 2000 Growth ETF COM 464287648 492 2930 SH SOLE 2930 0 0 Ishares Russell Mid-Cap ETF COM 464287499 595 12801 SH SOLE 12801 0 0 Ishares Russell Mid-Cap Growth ETF COM 464287481 2236 19665 SH SOLE 19665 0 0 Ishares Russell Mid-Cap Value ETF COM 464287473 572 7490 SH SOLE 7490 0 0 Ishares S&P 500 Value ETF COM 464287408 263 2600 SH SOLE 2600 0 0 Ishares US Medical Devices ETF COM 464288810 1631 8165 SH SOLE 8165 0 0 Ishares US Preferred Stock ETF COM 464288687 1034 30200 SH SOLE 30200 0 0 Robo Global Robotics & Automation COM 301505707 1317 40450 SH SOLE 40450 0 0 SPDR S&P Health Care Equipment ETF COM 78464A581 259 3700 SH SOLE 3700 0 0 SPDR S&P Oil & Gas Equip Svc COM 78464A748 157 17450 SH SOLE 17450 0 0 SPDR Healthcare Select Sector COM 81369Y209 1103 12750 SH SOLE 12750 0 0 Proshares Short 20 Year Treasury COM 74347X849 218 9750 SH SOLE 9750 0 0 SPDR Gold Trust COM 78463V107 285 2350 SH SOLE 2350 0 0 SPDR S&P 500 ETF Trust COM 78462F103 2134 8540 SH SOLE 8540 0 0 SPDR S&P 600 Small Cap ETF COM 78464A813 243 4050 SH SOLE 4050 0 0 SPDR Ser Tr S&P Dividend COM 78464A763 801 8950 SH SOLE 8950 0 0 SPDR S&P Midcap 400 COM 78467Y107 1180 3900 SH SOLE 3900 0 0 SPDR S&P Regional Banking ETF COM 78464A698 269 5750 SH SOLE 5750 0 0 SPDR Fd Technology COM 81369Y803 462 7450 SH SOLE 7450 0 0 SPDR Fd Utilities COM 81369Y886 249 4700 SH SOLE 4700 0 0 Vanguard Extended Market ETF COM 922908652 843 8450 SH SOLE 8450 0 0 Vanguard Growth ETF COM 922908736 3380 25165 SH SOLE 25165 0 0 Vanguard High Div Yield COM 921946406 434 5566 SH SOLE 5566 0 0 Vanguard Large-Cap ETF COM 922908637 1910 16631 SH SOLE 16631 0 0 Vanguard Mid Cap Growth ETF COM 922908538 828 6920 SH SOLE 6920 0 0 Vanguard Total Stock Market ETF COM 922908769 2382 18670 SH SOLE 18670 0 0 Vanguard Value ETF COM 922908744 305 3112 SH SOLE 3112 0 0 Ishares TIPS Bond ETF COM 464287176 605 5523 SH SOLE 5523 0 0 SPDR Barclays High Yield Bond ETF COM 78464A417 238 7100 SH SOLE 7100 0 0 Vanguard Short Term Inflation Protected ETF COM 922020805 288 6000 SH SOLE 6000 0 0