0001387131-18-005779.txt : 20181031 0001387131-18-005779.hdr.sgml : 20181031 20181031124442 ACCESSION NUMBER: 0001387131-18-005779 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181031 DATE AS OF CHANGE: 20181031 EFFECTIVENESS DATE: 20181031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mathes Company, Inc. CENTRAL INDEX KEY: 0001389223 IRS NUMBER: 200470186 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12290 FILM NUMBER: 181149459 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 917-368-4900 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001389223 XXXXXXXX 09-30-2018 09-30-2018 false Mathes Company, Inc.

230 Park Avenue New York NY 10169

13F HOLDINGS REPORT 028-12290 N Richard Mathes 917-368-4900 /s/ Richard Mathes New York NY 10-31-2018 0 131 214189 INFORMATION TABLE 2 infotable.xml HOLDINGS REPORT Alphabet Inc. Class A COM 02079K305 5720 4739 SH SOLE 4739 0 0 Alphabet Inc. Class C COM 02079K107 851 713 SH SOLE 713 0 0 Amazon Com Inc COM 023135106 10451 5220 SH SOLE 5220 0 0 American Electrical Power Inc COM 025537101 399 5625 SH SOLE 5625 0 0 Amgen Inc COM 031162100 1141 5505 SH SOLE 5505 0 0 Apple Inc. COM 037833100 9160 40578 SH SOLE 40578 0 0 AT&T Corp COM 00206R102 2385 71011 SH SOLE 71011 0 0 Bank of America Corp COM 060505104 1393 47301 SH SOLE 47301 0 0 Berkshire Hathaway Inc Cl B COM 084670702 321 1500 SH SOLE 1500 0 0 Blackstone Group LP COM 09253U108 220 5750 SH SOLE 5750 0 0 Boeing Co COM 097023105 4864 13080 SH SOLE 13080 0 0 Bristol-Myers Squibb Co COM 110122108 308 4959 SH SOLE 4959 0 0 Buckeye Partners LP COM 118230101 287 8050 SH SOLE 8050 0 0 Caterpillar Inc COM 149123101 3855 25282 SH SOLE 25282 0 0 Chevron Corp. COM 166764100 663 5425 SH SOLE 5425 0 0 Cisco Systems Inc COM 17275R102 341 7000 SH SOLE 7000 0 0 Citigroup Inc. COM 172967424 4201 58558 SH SOLE 58558 0 0 Coca Cola Co. COM 191216100 223 4820 SH SOLE 4820 0 0 Comcast Corp New Cl. A 20030N101 480 13550 SH SOLE 13550 0 0 Consolidated Edison COM 209115104 947 12425 SH SOLE 12425 0 0 Costco Wholesale Corp COM 22160K105 493 2100 SH SOLE 2100 0 0 CVS Health Corp COM 126650100 697 8850 SH SOLE 8850 0 0 Deere & Co COM 244199105 3413 22704 SH SOLE 22704 0 0 Disney Walt Co COM 254687106 871 7450 SH SOLE 7450 0 0 Dow Du Pont Inc. COM 26078J100 2961 46047 SH SOLE 46047 0 0 Energizer Holdings Inc. COM 29272W109 3146 53645 SH SOLE 53645 0 0 Exxon Mobil Corp COM 30231G102 761 8945 SH SOLE 8945 0 0 Facebook Inc. Cl. A 30303M102 399 2425 SH SOLE 2425 0 0 Fedex Corp. COM 31428X106 3098 12866 SH SOLE 12866 0 0 Freeport McMoran Copper & Gold Inc COM 35671D857 306 21950 SH SOLE 21950 0 0 General Dynamics Corp. COM 369550108 2801 13680 SH SOLE 13680 0 0 General Electric Co COM 369604103 639 56600 SH SOLE 56600 0 0 Gilead Sciences Inc COM 375558103 1094 14175 SH SOLE 14175 0 0 Goldman Sachs Group Inc. COM 38141G104 2317 10334 SH SOLE 10334 0 0 Gulfmark Offshore Inc. COM 402629505 382 10254 SH SOLE 10254 0 0 Home Depot Inc COM 437076102 259 1250 SH SOLE 1250 0 0 Illinois Tool Wks Inc. COM 452308109 1069 7572 SH SOLE 7572 0 0 Intel Corp COM 458140100 1174 24827 SH SOLE 24827 0 0 International Business Machines COM 459200101 430 2847 SH SOLE 2847 0 0 John Bean Technologies Corp. COM 477839104 4132 34635 SH SOLE 34635 0 0 Johnson & Johnson COM 478160104 4400 31842 SH SOLE 31842 0 0 JP Morgan Chase & Co COM 46625H100 4151 36788 SH SOLE 36788 0 0 Mastercard Inc. Cl. A 57636Q104 4210 18910 SH SOLE 18910 0 0 McCormick & Co. Inc. COM 579780206 3081 23387 SH SOLE 23387 0 0 Merck & Co New COM 58933Y105 1558 21967 SH SOLE 21967 0 0 Microsoft Corp COM 594918104 5498 48073 SH SOLE 48073 0 0 3M Company COM 88579Y101 2800 13288 SH SOLE 13288 0 0 Netflix Inc COM 64110L106 982 2625 SH SOLE 2625 0 0 Obsidian Energy Ltd. COM 674482104 76 80000 SH SOLE 80000 0 0 Parker Hannifin Corp. COM 701094104 2918 15867 SH SOLE 15867 0 0 Pepsico Inc. COM 713448108 3199 28610 SH SOLE 28610 0 0 Pfizer Inc COM 717081103 903 20500 SH SOLE 20500 0 0 Procter & Gamble Co. COM 742718109 341 4100 SH SOLE 4100 0 0 Public Service Enterprise Group LTD COM 744573106 2943 55745 SH SOLE 55745 0 0 Qualcomm Inc. COM 747525103 216 3000 SH SOLE 3000 0 0 Raytheon Co. COM 755111507 289 1400 SH SOLE 1400 0 0 Royal Dutch Shell PLC Spons. ADR 780259206 879 12900 SH SOLE 12900 0 0 Salesforce.com Inc COM 79466L302 4839 30430 SH SOLE 30430 0 0 Servicenow Inc. COM 81762P102 4736 24210 SH SOLE 24210 0 0 SVB Finl Group COM 78486Q101 606 1950 SH SOLE 1950 0 0 Sysco Corp. COM 871829107 286 3900 SH SOLE 3900 0 0 Texas Instruments Inc. COM 882508104 3300 30755 SH SOLE 30755 0 0 Union Pacific Corp COM 907818108 4130 25365 SH SOLE 25365 0 0 United Technologies Co COM 913017109 431 3080 SH SOLE 3080 0 0 Uranium Energy Corp. COM 916896103 44 25500 SH SOLE 25500 0 0 Verizon Communications Inc. COM 92343V104 941 17625 SH SOLE 17625 0 0 Visa Inc. COM 92826C839 3237 21570 SH SOLE 21570 0 0 Citigroup Inc. Preferred Ser S Preferred 172967317 339 13000 SH SOLE 13000 0 0 Goldman Sachs Group Inc. Prfrd Ser N Preferred 38148B504 365 14000 SH SOLE 14000 0 0 UBS AG Ldn Trigger Phoenix AC Euro Stx 50 COM 90274T494 655 67500 SH SOLE 67500 0 0 Tortoise MLP Fund COM 89148B101 233 14500 SH SOLE 14500 0 0 Eaton Vance High Inc 2021 FD COM 27829W101 194 20000 SH SOLE 20000 0 0 Eaton Vance Muni Bond Fund COM 27827X101 473 41000 SH SOLE 41000 0 0 First Trust Intermediate Duration Pfd Incm. COM 33718W103 706 32750 SH SOLE 32750 0 0 Flaherty & Crumrine Dynamic Pfd Preferred 33848W106 1406 60600 SH SOLE 60600 0 0 John Hancock Tax Advantaged Div. Income Fd COM 41013V100 355 15250 SH SOLE 15250 0 0 Nuveen Connecticut Quality Incm Muni Fd COM 67060D107 351 30936 SH SOLE 30936 0 0 Nuveen High Income 11/21 Tgt Trm Fd. COM 67077N106 286 30000 SH SOLE 30000 0 0 Nuveen NY AMT-FREE Quality INCM COM 670656107 202 17000 SH SOLE 17000 0 0 Nuveen Muni Value Fund Inc. COM 670928100 248 26500 SH SOLE 26500 0 0 Pimco Dynamic Credit Income Fund COM 72202D106 1591 65950 SH SOLE 65950 0 0 ALPS Alerian MLP ETF COM 00162Q866 323 30200 SH SOLE 30200 0 0 Consumer Staples Select Sector SPDR COM 81369Y308 816 15125 SH SOLE 15125 0 0 Energy Select Sector SPDR ETF COM 81369Y506 534 7050 SH SOLE 7050 0 0 Exponential Technologies ETF COM 46434V381 1321 34125 SH SOLE 34125 0 0 Financial Sector SPDR ETF COM 81369Y605 432 15670 SH SOLE 15670 0 0 First Trust DJ Internet Index ETF COM 33733E302 3215 22715 SH SOLE 22715 0 0 Invesco QQQ Trust, Series 1 COM 46090E103 1029 5540 SH SOLE 5540 0 0 Invesco S&P 500 Equal Weight ETF COM 46137V357 248 2325 SH SOLE 2325 0 0 Ishares Biotechnology ETF COM 464287556 1405 11520 SH SOLE 11520 0 0 Ishares Dow Jones US ETF COM 464287846 1485 10205 SH SOLE 10205 0 0 Ishares Global Healthcare ETF COM 464287325 671 10650 SH SOLE 10650 0 0 Ishares North American Tech ETF COM 464287549 7860 37540 SH SOLE 37540 0 0 Ishares North American Tech Software ETF COM 464287515 2582 12595 SH SOLE 12595 0 0 Ishares Russell 1000 Growth ETF COM 464287614 3034 19450 SH SOLE 19450 0 0 Ishares Russell 2000 ETF COM 464287655 2877 17067 SH SOLE 17067 0 0 Ishares Russell 2000 Growth ETF COM 464287648 1836 8535 SH SOLE 8535 0 0 Ishares Russell 2000 Value ETF COM 464287630 552 4150 SH SOLE 4150 0 0 Ishares Russell Mid-Cap ETF COM 464287499 755 3425 SH SOLE 3425 0 0 Ishares Russell Mid-Cap Growth ETF COM 464287481 2666 19665 SH SOLE 19665 0 0 Ishares Russell Mid-Cap Value ETF COM 464287473 383 4240 SH SOLE 4240 0 0 Ishares S&P 500 Value ETF COM 464287408 417 3600 SH SOLE 3600 0 0 Ishares S&P Small-Cap 600 Growth ETF COM 464287887 2812 13940 SH SOLE 13940 0 0 Ishares US Medical Devices ETF COM 464288810 1926 8465 SH SOLE 8465 0 0 Ishares US Preferred Stock ETF COM 464288687 1121 30200 SH SOLE 30200 0 0 Robo Global Robotics & Automation COM 301505707 1693 40450 SH SOLE 40450 0 0 SPDR S&P Health Care Equipment ETF COM 78464A581 395 4500 SH SOLE 4500 0 0 SPDR S&P Oil & Gas Equip Svc COM 78464A748 345 20650 SH SOLE 20650 0 0 SPDR Healthcare Select Sector COM 81369Y209 1213 12750 SH SOLE 12750 0 0 Proshares Short 20 Year Treasury COM 74347X849 228 9750 SH SOLE 9750 0 0 SPDR Gold Trust COM 78463V107 299 2650 SH SOLE 2650 0 0 SPDR S&P 500 ETF Trust COM 78462F103 2483 8540 SH SOLE 8540 0 0 SPDR S&P 600 Small Cap ETF COM 78464A813 1528 20250 SH SOLE 20250 0 0 SPDR Ser Tr S&P Dividend COM 78464A763 876 8950 SH SOLE 8950 0 0 SPDR S&P Midcap 400 COM 78467Y107 1323 3600 SH SOLE 3600 0 0 SPDR S&P Regional Banking ETF COM 78464A698 1426 24000 SH SOLE 24000 0 0 SPDR Fd Technology COM 81369Y803 561 7450 SH SOLE 7450 0 0 SPDR Fd Utilities COM 81369Y886 247 4700 SH SOLE 4700 0 0 Vaneck Gold Miners ETF COM 92189F106 250 13500 SH SOLE 13500 0 0 Vanguard Extended Market ETF COM 922908652 1220 9950 SH SOLE 9950 0 0 Vanguard Growth ETF COM 922908736 4053 25165 SH SOLE 25165 0 0 Vanguard High Div Yield COM 921946406 485 5566 SH SOLE 5566 0 0 Vanguard Large-Cap ETF COM 922908637 2220 16631 SH SOLE 16631 0 0 Vanguard Mid Cap ETF COM 922908629 213 1300 SH SOLE 1300 0 0 Vanguard Mid Cap Growth ETF COM 922908538 986 6920 SH SOLE 6920 0 0 Vanguard Total Stock Market ETF COM 922908769 2794 18670 SH SOLE 18670 0 0 Vanguard Value ETF COM 922908744 344 3112 SH SOLE 3112 0 0 Ishares Floating Rate Bond ETF COM 46429B655 306 6000 SH SOLE 6000 0 0 Ishares TIPS Bond ETF COM 464287176 805 7273 SH SOLE 7273 0 0 SPDR Barclays High Yield Bond ETF COM 78464A417 256 7100 SH SOLE 7100 0 0 Vanguard Short Term Inflation Protected ETF COM 922020805 290 6000 SH SOLE 6000 0 0