0001387131-18-001783.txt : 20180427 0001387131-18-001783.hdr.sgml : 20180427 20180427111702 ACCESSION NUMBER: 0001387131-18-001783 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180427 DATE AS OF CHANGE: 20180427 EFFECTIVENESS DATE: 20180427 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mathes Company, Inc. CENTRAL INDEX KEY: 0001389223 IRS NUMBER: 200470186 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12290 FILM NUMBER: 18781794 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 917-368-4900 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001389223 XXXXXXXX 03-31-2018 03-31-2018 false Mathes Company, Inc.

230 Park Avenue New York NY 10169

13F HOLDINGS REPORT 028-12290 N Richard Mathes 917-368-4900 /s/ Richard Mathes New York NY 04-26-2018 0 134 214142 INFORMATION TABLE 2 infotable.xml HOLDINGS REPORT Alphabet Inc. Class A COM 02079K305 6045 5829 SH SOLE 5829 0 0 Alphabet Inc. Class C COM 02079K107 767 743 SH SOLE 743 0 0 Amazon Com Inc COM 023135106 9285 5625 SH SOLE 5625 0 0 American Electrical Power Inc COM 025537101 386 5625 SH SOLE 5625 0 0 Amgen Inc COM 031162100 938 5505 SH SOLE 5505 0 0 Apple Inc. COM 037833100 8071 48103 SH SOLE 48103 0 0 Applied Materials Inc. COM 038222105 3788 68110 SH SOLE 68110 0 0 AT&T Corp COM 00206R102 2344 65750 SH SOLE 65750 0 0 Bank of America Corp COM 060505104 1405 46851 SH SOLE 46851 0 0 Berkshire Hathaway Inc Cl B COM 084670702 299 1500 SH SOLE 1500 0 0 Boeing Co COM 097023105 5364 16360 SH SOLE 16360 0 0 Bristol-Myers Squibb Co COM 110122108 314 4959 SH SOLE 4959 0 0 Buckeye Partners LP COM 118230101 317 8475 SH SOLE 8475 0 0 Caterpillar Inc COM 149123101 4500 30532 SH SOLE 30532 0 0 Chevron Corp. COM 166764100 619 5425 SH SOLE 5425 0 0 Cisco Systems Inc COM 17275R102 631 14710 SH SOLE 14710 0 0 Citigroup Inc. COM 172967424 4673 69223 SH SOLE 69223 0 0 Coca Cola Co. COM 191216100 209 4820 SH SOLE 4820 0 0 Consolidated Edison COM 209115104 968 12425 SH SOLE 12425 0 0 Costco Wholesale Corp COM 22160K105 396 2100 SH SOLE 2100 0 0 Deere & Co COM 244199105 4271 27494 SH SOLE 27494 0 0 Disney Walt Co COM 254687106 442 4400 SH SOLE 4400 0 0 Dow Du Pont Inc. COM 26078J100 3563 55922 SH SOLE 55922 0 0 Energizer Holdings Inc. COM 29272W109 3930 65970 SH SOLE 65970 0 0 Exxon Mobil Corp COM 30231G102 686 9195 SH SOLE 9195 0 0 Facebook Inc. Cl. A 30303M102 554 3470 SH SOLE 3470 0 0 Fedex Corp. COM 31428X106 3732 15541 SH SOLE 15541 0 0 Ford Motor Company COM 345370860 598 54000 SH SOLE 54000 0 0 Freeport McMoran Copper & Gold Inc COM 35671D857 438 24950 SH SOLE 24950 0 0 General Dynamics Corp. COM 369550108 3727 16870 SH SOLE 16870 0 0 General Electric Co COM 369604103 643 47709 SH SOLE 47709 0 0 Gilead Sciences Inc COM 375558103 1103 14625 SH SOLE 14625 0 0 Goldman Sachs Group Inc. COM 38141G104 2630 10444 SH SOLE 10444 0 0 Gulfmark Offshore Inc. COM 402629505 268 9254 SH SOLE 9254 0 0 Home Depot Inc COM 437076102 847 4750 SH SOLE 4750 0 0 Illinois Tool Wks Inc. COM 452308109 1981 12647 SH SOLE 12647 0 0 Intel Corp COM 458140100 1293 24827 SH SOLE 24827 0 0 International Business Machines COM 459200101 437 2847 SH SOLE 2847 0 0 Johnson & Johnson COM 478160104 4183 32642 SH SOLE 32642 0 0 JP Morgan Chase & Co COM 46625H100 4847 44073 SH SOLE 44073 0 0 Lam Research Corp. COM 512807108 3512 17289 SH SOLE 17289 0 0 Mastercard Inc. Cl. A 57636Q104 4268 24365 SH SOLE 24365 0 0 McCormick & Co. Inc. COM 579780206 2560 24067 SH SOLE 24067 0 0 Merck & Co New COM 58933Y105 1204 22102 SH SOLE 22102 0 0 Microsoft Corp COM 594918104 5068 55523 SH SOLE 55523 0 0 3M Company COM 88579Y101 2948 13428 SH SOLE 13428 0 0 Mohawk Industries Inc. COM 608190104 3242 13960 SH SOLE 13960 0 0 Netflix Inc COM 64110L106 775 2625 SH SOLE 2625 0 0 Obsidian Energy Ltd. COM 674482104 78 80000 SH SOLE 80000 0 0 Parker Hannifin Corp. COM 701094104 3263 19077 SH SOLE 19077 0 0 Pepsico Inc. COM 713448108 726 6650 SH SOLE 6650 0 0 Pfizer Inc COM 717081103 759 21400 SH SOLE 21400 0 0 Procter & Gamble Co. COM 742718109 246 3100 SH SOLE 3100 0 0 Raytheon Co. COM 755111507 302 1400 SH SOLE 1400 0 0 Royal Dutch Shell PLC Spons. ADR 780259206 1027 16100 SH SOLE 16100 0 0 Salesforce.com Inc COM 79466L302 4452 38280 SH SOLE 38280 0 0 Servicenow Inc. COM 81762P102 5050 30520 SH SOLE 30520 0 0 SVB Finl Group COM 78486Q101 468 1950 SH SOLE 1950 0 0 Sysco Corp. COM 871829107 234 3900 SH SOLE 3900 0 0 TC Pipelines LP COM 87233Q108 202 5825 SH SOLE 5825 0 0 Texas Instruments Inc. COM 882508104 3870 37255 SH SOLE 37255 0 0 Time Warner Inc. COM 887317303 345 3650 SH SOLE 3650 0 0 Union Pacific Corp COM 907818108 3437 25565 SH SOLE 25565 0 0 United Technologies Co COM 913017109 388 3080 SH SOLE 3080 0 0 Uranium Energy Corp. COM 916896103 40 30700 SH SOLE 30700 0 0 Verizon Communications Inc. COM 92343V104 840 17567 SH SOLE 17567 0 0 Volkswagen AG Spons. ADR 928662303 3468 86720 SH SOLE 86720 0 0 Citigroup Inc. Preferred Ser S Preferred 172967317 368 14000 SH SOLE 14000 0 0 Goldman Sachs Group Inc. Prfrd Ser N Preferred 38148B504 375 14000 SH SOLE 14000 0 0 Tennessee Valley Authority Preferred 880591300 202 8195 SH SOLE 8195 0 0 UBS AG Ldn Trigger Phoenix AC Euro Stx 50 COM 90274T494 620 67500 SH SOLE 67500 0 0 Wells Fargo & Co Prfd J Preferred 949746879 360 14000 SH SOLE 14000 0 0 Tortoise MLP Fund COM 89148B101 232 14500 SH SOLE 14500 0 0 Eaton Vance High Inc 2021 FD COM 27829W101 198 20000 SH SOLE 20000 0 0 Eaton Vance Muni Bond Fund COM 27827X101 319 27000 SH SOLE 27000 0 0 First Trust Intermediate Duration Pfd Incm. COM 33718W103 773 33250 SH SOLE 33250 0 0 Flaherty & Crumrine Dynamic Pfd Preferred 33848W106 1477 61100 SH SOLE 61100 0 0 John Hancock Tax Advantaged Div. Income Fd COM 41013V100 331 15250 SH SOLE 15250 0 0 Nuveen Connecticut Quality Incm Muni Fd COM 67060D107 161 14000 SH SOLE 14000 0 0 Nuveen High Income 11/21 Tgt Trm Fd. COM 67077N106 290 30000 SH SOLE 30000 0 0 Nuveen NY AMT-FREE Quality INCM COM 670656107 125 10310 SH SOLE 10310 0 0 Nuveen Muni Value Fund Inc. COM 670928100 123 13000 SH SOLE 13000 0 0 Pimco Dynamic Credit Income Fund COM 72202D106 1560 68200 SH SOLE 68200 0 0 ALPS Alerian MLP ETF COM 00162Q866 292 31200 SH SOLE 31200 0 0 Energy Select Sector SPDR ETF COM 81369Y506 792 11750 SH SOLE 11750 0 0 Exponential Technologies ETF COM 46434V381 1238 34025 SH SOLE 34025 0 0 Financial Sector SPDR ETF COM 81369Y605 1139 41320 SH SOLE 41320 0 0 First Trust DJ Internet Index ETF COM 33733E302 2940 24395 SH SOLE 24395 0 0 Industrial Select Sector SPDR ETF COM 81369Y704 2671 35950 SH SOLE 35950 0 0 Ishares Biotechnology ETF COM 464287556 1422 13320 SH SOLE 13320 0 0 Ishares Core S&P500 ETF COM 464287200 325 1225 SH SOLE 1225 0 0 Ishares Dow Jones US ETF COM 464287846 1504 11385 SH SOLE 11385 0 0 Ishares Global Healthcare ETF COM 464287325 512 4600 SH SOLE 4600 0 0 Ishares International Select Dividend COM 464288448 201 6100 SH SOLE 6100 0 0 Ishares Morningstar Large-Cap ETF COM 464287127 2388 15575 SH SOLE 15575 0 0 Ishares North American Tech ETF COM 464287549 6870 38290 SH SOLE 38290 0 0 Ishares North American Tech Software ETF COM 464287515 2010 11845 SH SOLE 11845 0 0 Ishares Russell 1000 Growth ETF COM 464287614 2620 19250 SH SOLE 19250 0 0 Ishares Russell 2000 ETF COM 464287655 2534 16690 SH SOLE 16690 0 0 Ishares Russell 2000 Value ETF COM 464287630 427 3500 SH SOLE 3500 0 0 Ishares Russell Mid-Cap ETF COM 464287499 790 3825 SH SOLE 3825 0 0 Ishares Russell Mid-Cap Growth ETF COM 464287481 2287 18600 SH SOLE 18600 0 0 Ishares Russell Mid-Cap Value ETF COM 464287473 366 4240 SH SOLE 4240 0 0 Ishares S&P 500 Value ETF COM 464287408 776 7100 SH SOLE 7100 0 0 Ishares US Medical Devices ETF COM 464288810 1372 7415 SH SOLE 7415 0 0 Ishares US Preferred Stock ETF COM 464288687 1198 31900 SH SOLE 31900 0 0 Powershares QQQ Trust SR1 COM 73935A104 906 5660 SH SOLE 5660 0 0 Robo Global Robotics & Automation COM 301505707 1685 40300 SH SOLE 40300 0 0 Rydex Guggenheim S&P 500 Equal Wt COM 78355W106 231 2325 SH SOLE 2325 0 0 SPDR S&P Metals and Mining COM 07846A755 386 11325 SH SOLE 11325 0 0 SPDR S&P Oil & Gas Equip Svc COM 78464A748 446 30650 SH SOLE 30650 0 0 SPDR Healthcare Select Sector COM 81369Y209 810 9950 SH SOLE 9950 0 0 Proshares Short 20 Year Treasury COM 74347X849 221 9750 SH SOLE 9750 0 0 SPDR Gold Trust COM 78463V107 333 2650 SH SOLE 2650 0 0 SPDR S&P 500 ETF Trust COM 78462F103 2379 9040 SH SOLE 9040 0 0 SPDR S&P 600 Small Cap ETF COM 78464A813 612 4600 SH SOLE 4600 0 0 SPDR Ser Tr S&P Dividend COM 78464A763 816 8950 SH SOLE 8950 0 0 SPDR S&P Midcap 400 COM 78467Y107 1127 3300 SH SOLE 3300 0 0 SPDR S&P Regional Banking ETF COM 78464A698 1410 23350 SH SOLE 23350 0 0 SPDR Fd Technology COM 81369Y803 674 10300 SH SOLE 10300 0 0 SPDR Fd Utilities COM 81369Y886 237 4700 SH SOLE 4700 0 0 Vaneck Gold Miners ETF COM 92189F106 400 18200 SH SOLE 18200 0 0 Vanguard Extended Market ETF COM 922908652 1075 9635 SH SOLE 9635 0 0 Vanguard Growth ETF COM 922908736 3485 24565 SH SOLE 24565 0 0 Vanguard High Div Yield COM 921946406 558 6766 SH SOLE 6766 0 0 Vanguard Large-Cap ETF COM 922908637 2016 16631 SH SOLE 16631 0 0 Vanguard Mid Cap ETF COM 922908629 247 1600 SH SOLE 1600 0 0 Vanguard Mid Cap Growth ETF COM 922908538 1065 8220 SH SOLE 8220 0 0 Vanguard Total Stock Market ETF COM 922908769 2473 18220 SH SOLE 18220 0 0 Vanguard Value ETF COM 922908744 424 4112 SH SOLE 4112 0 0 Ishares Floating Rate Bond ETF COM 46429B655 306 6000 SH SOLE 6000 0 0 Ishares TIPS Bond ETF COM 464287176 820 7250 SH SOLE 7250 0 0 SPDR Barclays High Yield Bond ETF COM 78464A417 255 7100 SH SOLE 7100 0 0 Vanguard Short Term Inflation Protected ETF COM 922020805 293 6000 SH SOLE 6000 0 0