0001387131-18-000176.txt : 20180119 0001387131-18-000176.hdr.sgml : 20180119 20180119111734 ACCESSION NUMBER: 0001387131-18-000176 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180119 DATE AS OF CHANGE: 20180119 EFFECTIVENESS DATE: 20180119 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mathes Company, Inc. CENTRAL INDEX KEY: 0001389223 IRS NUMBER: 200470186 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12290 FILM NUMBER: 18535854 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 917-368-4900 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001389223 XXXXXXXX 12-31-2017 12-31-2017 false Mathes Company, Inc.

230 Park Avenue New York NY 10169

13F HOLDINGS REPORT 028-12290 N Richard Mathes 917-368-4900 /s/ Richard Mathes New York NY 01-18-2018 0 143 218582 INFORMATION TABLE 2 infotable.xml HOLDINGS REPORT Alphabet Inc. Class A COM 02079K305 6250 5933 SH SOLE 5933 0 0 Alphabet Inc. Class C COM 02079K107 814 778 SH SOLE 778 0 0 Altria Group Inc. COM 02209S103 229 3200 SH SOLE 3200 0 0 Amazon Com Inc COM 023135106 7925 6777 SH SOLE 6777 0 0 American Electrical Power Inc COM 025537101 414 5625 SH SOLE 5625 0 0 Amgen Inc COM 031162100 962 5530 SH SOLE 5530 0 0 Apple Inc. COM 037833100 8447 49913 SH SOLE 49913 0 0 Applied Materials Inc. COM 038222105 1902 37200 SH SOLE 37200 0 0 AT&T Corp COM 00206R102 2482 63850 SH SOLE 63850 0 0 Bank of America Corp COM 060505104 1383 46851 SH SOLE 46851 0 0 Berkshire Hathaway Inc Cl B COM 084670702 297 1500 SH SOLE 1500 0 0 Boeing Co COM 097023105 7442 25236 SH SOLE 25236 0 0 Bristol-Myers Squibb Co COM 110122108 304 4959 SH SOLE 4959 0 0 Buckeye Partners LP COM 118230101 398 8025 SH SOLE 8025 0 0 Caterpillar Inc COM 149123101 7065 44832 SH SOLE 44832 0 0 Celgene Corp COM 151020104 213 2040 SH SOLE 2040 0 0 Chevron Corp. COM 166764100 679 5425 SH SOLE 5425 0 0 Cisco Systems Inc COM 17275R102 659 17210 SH SOLE 17210 0 0 Citigroup Inc. COM 172967424 5773 77583 SH SOLE 77583 0 0 Coca Cola Co. COM 191216100 221 4820 SH SOLE 4820 0 0 Consolidated Edison COM 209115104 1056 12425 SH SOLE 12425 0 0 Costco Wholesale Corp COM 22160K105 391 2100 SH SOLE 2100 0 0 Deere & Co COM 244199105 5493 35099 SH SOLE 35099 0 0 Disney Walt Co COM 254687106 473 4400 SH SOLE 4400 0 0 Dow Du Pont Inc. COM 26078J100 404 5667 SH SOLE 5667 0 0 Exxon Mobil Corp COM 30231G102 886 10595 SH SOLE 10595 0 0 Facebook Inc. Cl. A 30303M102 2050 11620 SH SOLE 11620 0 0 Fedex Corp. COM 31428X106 3999 16025 SH SOLE 16025 0 0 Ford Motor Company COM 345370860 674 54000 SH SOLE 54000 0 0 Freeport McMoran Copper & Gold Inc COM 35671D857 473 24950 SH SOLE 24950 0 0 General Electric Co COM 369604103 1002 57409 SH SOLE 57409 0 0 General Mills Inc. COM 370334104 249 4200 SH SOLE 4200 0 0 Gilead Sciences Inc COM 375558103 1048 14625 SH SOLE 14625 0 0 Goldman Sachs Group Inc. COM 38141G104 2813 11040 SH SOLE 11040 0 0 Gulfmark Offshore Inc. COM 402629505 264 9254 SH SOLE 9254 0 0 Harley Davidson Inc COM 412822108 434 8535 SH SOLE 8535 0 0 Home Depot Inc COM 437076102 900 4750 SH SOLE 4750 0 0 Honeywell International Inc. COM 438516106 216 1410 SH SOLE 1410 0 0 Illinois Tool Wks Inc. COM 452308109 994 5960 SH SOLE 5960 0 0 Intel Corp COM 458140100 1573 34077 SH SOLE 34077 0 0 International Business Machines COM 459200101 437 2847 SH SOLE 2847 0 0 Johnson & Johnson COM 478160104 5083 36377 SH SOLE 36377 0 0 JP Morgan Chase & Co COM 46625H100 5879 54971 SH SOLE 54971 0 0 Kraft Heinz Company COM 500754106 1503 19332 SH SOLE 19332 0 0 Lam Research Corp. COM 512807108 3915 21267 SH SOLE 21267 0 0 Mastercard Inc. Cl. A 57636Q104 4406 29110 SH SOLE 29110 0 0 McCormick & Co. Inc. COM 579780206 2598 25492 SH SOLE 25492 0 0 Merck & Co New COM 58933Y105 1056 18772 SH SOLE 18772 0 0 Microsoft Corp COM 594918104 5154 60258 SH SOLE 60258 0 0 3M Company COM 88579Y101 3403 14458 SH SOLE 14458 0 0 Mohawk Industries Inc. COM 608190104 4010 14533 SH SOLE 14533 0 0 Netflix Inc COM 64110L106 537 2800 SH SOLE 2800 0 0 Obsidian Energy Ltd. COM 674482104 99 80000 SH SOLE 80000 0 0 Parker Hannifin Corp. COM 701094104 4172 20902 SH SOLE 20902 0 0 Pepsico Inc. COM 713448108 917 7650 SH SOLE 7650 0 0 Pfizer Inc COM 717081103 775 21400 SH SOLE 21400 0 0 Procter & Gamble Co. COM 742718109 285 3100 SH SOLE 3100 0 0 Qualcomm Inc. COM 747525103 298 4650 SH SOLE 4650 0 0 Raytheon Co. COM 755111507 263 1400 SH SOLE 1400 0 0 Royal Dutch Shell PLC Spons. ADR 780259206 911 13650 SH SOLE 13650 0 0 Salesforce.com Inc COM 79466L302 4454 43565 SH SOLE 43565 0 0 Schlumberger Ltd COM 806857108 148 2200 SH SOLE 2200 0 0 Servicenow Inc. COM 81762P102 4426 33945 SH SOLE 33945 0 0 SVB Finl Group COM 78486Q101 690 2950 SH SOLE 2950 0 0 Sysco Corp. COM 871829107 237 3900 SH SOLE 3900 0 0 TC Pipelines LP COM 87233Q108 272 5125 SH SOLE 5125 0 0 Texas Instruments Inc. COM 882508104 3981 38115 SH SOLE 38115 0 0 Union Pacific Corp COM 907818108 3609 26915 SH SOLE 26915 0 0 United Technologies Co COM 913017109 457 3580 SH SOLE 3580 0 0 Uranium Energy Corp. COM 916896103 54 30700 SH SOLE 30700 0 0 Verizon Communications Inc. COM 92343V104 943 17811 SH SOLE 17811 0 0 Volkswagen AG Spons. ADR 928662303 1567 38680 SH SOLE 38680 0 0 Whirlpool Corp COM 963320106 2401 14235 SH SOLE 14235 0 0 Citigroup Inc. Preferred Ser S Preferred 172967317 377 14000 SH SOLE 14000 0 0 Goldman Sachs Group Inc. Prfrd Ser N Preferred 38148B504 390 14000 SH SOLE 14000 0 0 JP Morgan Chase & Co Prfrd Ser G Preferred 48127X542 214 7925 SH SOLE 7925 0 0 Tennessee Valley Authority Preferred 880591300 206 8195 SH SOLE 8195 0 0 UBS AG Ldn Trigger Phoenix AC Euro Stx 50 COM 90274T494 645 67500 SH SOLE 67500 0 0 Wells Fargo & Co Prfd J Preferred 949746879 402 15675 SH SOLE 15675 0 0 Tortoise MLP Fund COM 89148B101 255 14500 SH SOLE 14500 0 0 Eaton Vance High Inc 2021 FD COM 27829W101 200 20000 SH SOLE 20000 0 0 Eaton Vance Muni Bond Fund COM 27827X101 338 27000 SH SOLE 27000 0 0 First Trust Intermediate Duration Pfd Incm. COM 33718W103 859 35250 SH SOLE 35250 0 0 Flaherty & Crumrine Dynamic Pfd Preferred 33848W106 1520 57000 SH SOLE 57000 0 0 John Hancock Tax Advantaged Div. Income Fd COM 41013V100 376 15250 SH SOLE 15250 0 0 Nuveen High Income 11/21 Tgt Trm Fd. COM 67077N106 299 30000 SH SOLE 30000 0 0 Nuveen NY AMT-FREE Quality INCM COM 670656107 134 10310 SH SOLE 10310 0 0 Nuveen Muni Value Fund Inc. COM 670928100 111 11000 SH SOLE 11000 0 0 Pimco Dynamic Credit Income Fund COM 72202D106 1474 65700 SH SOLE 65700 0 0 ALPS Alerian MLP ETF COM 00162Q866 439 40650 SH SOLE 40650 0 0 Energy Select Sector SPDR ETF COM 81369Y506 849 11750 SH SOLE 11750 0 0 Exponential Technologies ETF COM 46434V381 1206 34025 SH SOLE 34025 0 0 Financial Sector SPDR ETF COM 81369Y605 428 15350 SH SOLE 15350 0 0 First Trust DJ Internet Index ETF COM 33733E302 2673 24325 SH SOLE 24325 0 0 Industrial Select Sector SPDR ETF COM 81369Y704 2781 36750 SH SOLE 36750 0 0 Ishares Biotechnology ETF COM 464287556 1453 13605 SH SOLE 13605 0 0 Ishares Core S&P500 ETF COM 464287200 437 1625 SH SOLE 1625 0 0 Ishares Dow Jones US ETF COM 464287846 1536 11500 SH SOLE 11500 0 0 Ishares Global Healthcare ETF COM 464287325 518 4600 SH SOLE 4600 0 0 Ishares International Select Dividend COM 464288448 206 6100 SH SOLE 6100 0 0 Ishares Morningstar Large-Cap ETF COM 464287127 2475 15575 SH SOLE 15575 0 0 Ishares North American Tech ETF COM 464287549 6480 38390 SH SOLE 38390 0 0 Ishares North American Tech Software ETF COM 464287515 1824 11800 SH SOLE 11800 0 0 Ishares Russell 1000 Growth ETF COM 464287614 2593 19250 SH SOLE 19250 0 0 Ishares Russell 1000 Value ETF COM 464287598 224 1800 SH SOLE 1800 0 0 Ishares Russell 2000 ETF COM 464287655 2041 13390 SH SOLE 13390 0 0 Ishares Russell 2000 Value ETF COM 464287630 516 4100 SH SOLE 4100 0 0 Ishares Russell Mid-Cap ETF COM 464287499 796 3825 SH SOLE 3825 0 0 Ishares Russell Mid-Cap Growth ETF COM 464287481 2237 18545 SH SOLE 18545 0 0 Ishares Russell Mid-Cap Value ETF COM 464287473 423 4740 SH SOLE 4740 0 0 Ishares S&P 500 Value ETF COM 464287408 811 7100 SH SOLE 7100 0 0 Ishares US Medical Devices ETF COM 464288810 1252 7215 SH SOLE 7215 0 0 Ishares US Preferred Stock ETF COM 464288687 1671 43900 SH SOLE 43900 0 0 Powershares QQQ Trust SR1 COM 73935A104 882 5660 SH SOLE 5660 0 0 Robo Global Robotics & Automation COM 301505707 1665 40300 SH SOLE 40300 0 0 Rydex Guggenheim S&P 500 Equal Wt COM 78355W106 235 2325 SH SOLE 2325 0 0 SPDR S&P Metals and Mining COM 07846A755 466 12825 SH SOLE 12825 0 0 SPDR Healthcare Select Sector COM 81369Y209 897 10850 SH SOLE 10850 0 0 Proshares Short 20 plus Year Treasury COM 74347X849 213 9750 SH SOLE 9750 0 0 SPDR Gold Trust COM 78463V107 328 2650 SH SOLE 2650 0 0 SPDR S&P 500 ETF Trust COM 78462F103 2346 8790 SH SOLE 8790 0 0 SPDR S&P 600 Small Cap ETF COM 78464A813 612 4600 SH SOLE 4600 0 0 SPDR Ser Tr S&P Dividend COM 78464A763 1016 10750 SH SOLE 10750 0 0 SPDR S&P Midcap 400 COM 78467Y107 1140 3300 SH SOLE 3300 0 0 SPDR S&P Regional Banking ETF COM 78464A698 474 8050 SH SOLE 8050 0 0 SPDR Fd Technology COM 81369Y803 697 10900 SH SOLE 10900 0 0 SPDR Fd Utilities COM 81369Y886 248 4700 SH SOLE 4700 0 0 Vaneck Gold Miners ETF COM 92189F106 458 19700 SH SOLE 19700 0 0 Vanguard Emerging Markets ETF COM 922042858 803 17500 SH SOLE 17500 0 0 Vanguard Extended Market ETF COM 922908652 1300 11635 SH SOLE 11635 0 0 Vanguard FTSE Developed Markets ETF COM 921943858 628 14000 SH SOLE 14000 0 0 Vanguard Growth ETF COM 922908736 3439 24450 SH SOLE 24450 0 0 Vanguard High Div Yield COM 921946406 579 6766 SH SOLE 6766 0 0 Vanguard Large-Cap ETF COM 922908637 2039 16631 SH SOLE 16631 0 0 Vanguard Mid Cap ETF COM 922908629 248 1600 SH SOLE 1600 0 0 Vanguard Mid Cap Growth ETF COM 922908538 1050 8220 SH SOLE 8220 0 0 Vanguard Total Stock Market ETF COM 922908769 2501 18220 SH SOLE 18220 0 0 Vanguard Value ETF COM 922908744 437 4112 SH SOLE 4112 0 0 Ishares Floating Rate Bond ETF COM 46429B655 305 6000 SH SOLE 6000 0 0 Ishares TIPS Bond ETF COM 464287176 827 7250 SH SOLE 7250 0 0 Pimco Enhanced Short Mat Strategy ETF COM 72201R833 335 3300 SH SOLE 3300 0 0 SPDR Barclays High Yield Bond ETF COM 78464A417 261 7100 SH SOLE 7100 0 0 Vanguard Short Term Inflation Protected ETF COM 922020805 293 6000 SH SOLE 6000 0 0