X0306 4 2013-05-23 0 0001389072 HeartWare International, Inc. HTWR 0001404477 Thomas Robert Bain C/O HEARTWARE INTERNATIONAL, INC. 205 NEWBURY ST., SUITE 101 FRAMINGHAM MA 01701 1 0 0 0 Common Stock 2013-05-23 4 S 0 2300 91.90 D 6370 I See footnote Common Stock 11010 D Common Stock 9285 I See footnote Information concerning this Australian superannuation fund transaction was not provided in a timely manner. Robert Thomas as Trustee of the RB Thomas Superannuation Fund. Held by Mr. Thomas' spouse, Mrs. Kyrenia Thomas. Amount of securities beneficially owned are accurate as of the Transaction Date. These amounts may have been adjusted in subsequent statements. /s/ Larry Knopf as Attorney-in-Fact 2014-02-14