X0306 4 2013-05-28 0 0001389072 HeartWare International, Inc. HTWR 0001404477 Thomas Robert Bain C/O HEARTWARE INTERNATIONAL, INC. 205 NEWBURY ST., SUITE 101 FRAMINGHAM MA 01701 1 0 0 0 Common Stock 2013-05-28 4 S 0 200 93.13 D 10810 D Common Stock 2013-05-28 4 S 0 2300 94.85 D 8510 D Common Stock 2013-05-28 4 S 0 286 91.07 D 8999 I See footnote Common Stock 2013-05-29 4 S 0 700 92.83 D 8299 I See footnote Common Stock 2013-05-29 4 S 0 14 94.18 D 8285 I See footnote Common Stock 2013-05-30 4 S 0 57 94.05 D 8228 I See footnote Common Stock 8670 I See footnote Common Stock 5000 I See footnote The price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $92.89 to $93.37. The reporting person has provided the issuer and will provide any security holder of the issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range. The price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $94.28 to $95.27. The reporting person has provided the issuer and will provide any security holder of the issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range. The sale was executed in the form of the Company's Chess Depository Interests ("CDI's"), trading on the Australian Securities Exchange. The number of shares sold has been determined based on the ratio of 1 share of common stock per 35 CDI's. The price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $91.06 to $91.40. The sale prices have been converted from Australian dollars to the U.S. dollar equivalent at the spot rate on the date of the transaction. The reporting person has provided the issuer and will provide any security holder of the issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range. Held by Mr. Thomas' spouse, Mrs. Kyrenia Thomas. The sale price has been converted from Australian dollars to the U.S. dollar equivalent at the spot rate on the date of the transaction. Robert Thomas as Trustee of the RB Thomas Superannuation Fund. Robert Thomas as Trustee of the Thomas Family Account. /s/ Larry Knopf as Attorney-in-Fact 2013-05-30