X0306 4/A 2013-02-07 2013-02-11 0 0001389072 HeartWare International, Inc. HTWR 0001523963 Yocher Robert E C/O HEARTWARE INTERNATIONAL, INC. 205 NEWBURY STREET, SUITE 101 FRAMINGHAM MA 01701 0 1 0 0 SVP, Regulatory & Quality Restricted Stock Unit 2013-02-07 4 A 0 3200 0.00 A 2023-02-07 Common Stock 3200 13700 D Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. The restricted stock units are exercisable in four equal annual installments commencing on the first anniversary of the date of grant subject to the reporting person's continued employment by the Company through each anniversary date. In addition, the restricted stock units will immediately vest upon a change in control (as defined in the 2012 Incentive Award Plan). This amendment has been filed to correct Title of Derivative Security in Box 1 of Table II. /s/ Lauren Farrell as Attorney-in-Fact 2013-02-12