X0303 4 2009-07-02 0 0001389072 HeartWare International, Inc. HTWR 0001419219 Schuermann James C/O HEARTWARE INTERNATIONAL, INC. 205 NEWBURY STREET FRAMINGHAM MA 01701 0 1 0 0 VP, Sales & Marketing Common Stock 2009-07-02 4 A 0 714 0.00 A 714 D Option to Purchase 21.11 2009-07-02 4 A 0 6428 0.00 A 2009-07-02 2017-11-16 Common Stock 6428 6428 D On November 16, 2007 the reporting person was granted a Resticted Stock Unit award for the acquisition of 2,857 shares of common stock. The award vests in four annual installments based on HeartWare's satisfication of certain performance criteria. The performance criteria for the first installment was met on July 2, 2009 resulting in the vesting of first tranche of the Restricted Stock unit of 714 shares. The exercise price of US$21.11 has been converted from AU$26.25 at the spot rate on July 2, 2009. On November 16, 2007 the reporting person was granted an option to purchase 25,714 shares of common stock. The option vests in four annual installments based on HeartWare's satisfication of certain performance criteria. The performance criteria of the first tranche was met on July 2, 2009 resulting in vesting of 6,428 shares. /s/ David McIntyre as Attorney-in-Fact 2009-07-06