-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Uf0QrUcbwP2QIhYuLDq4XArviyhwVhCPF916fsOmW4I5CgsosZOxYQZbv+5habKw rImOv3RIN7YkerZ6PSW4GA== 0001209191-08-007276.txt : 20080204 0001209191-08-007276.hdr.sgml : 20080204 20080204145046 ACCESSION NUMBER: 0001209191-08-007276 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080204 FILED AS OF DATE: 20080204 DATE AS OF CHANGE: 20080204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thomas Robert Bain CENTRAL INDEX KEY: 0001404477 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52595 FILM NUMBER: 08571912 BUSINESS ADDRESS: BUSINESS PHONE: 61-2-8215-7600 MAIL ADDRESS: STREET 1: SUITE 4 LEVEL 46 2 PARK STREET CITY: SIDNEY STATE: C3 ZIP: 2000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HeartWare LTD CENTRAL INDEX KEY: 0001389072 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 980498958 STATE OF INCORPORATION: C3 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3351 EXECUTIVE WAY CITY: MIRAMAR STATE: FL ZIP: 33025 BUSINESS PHONE: 954-874-1400 MAIL ADDRESS: STREET 1: 3351 EXECUTIVE WAY CITY: MIRAMAR STATE: FL ZIP: 33025 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2008-02-04 0 0001389072 HeartWare LTD ASX:HTW 0001404477 Thomas Robert Bain C/O HEARTWARE LIMITED, LEVEL 57 MLC CENTRE, 19-29 MARTIN PLACE SYDNEY, NSW C3 2000 AUSTRALIA 1 0 0 0 Ordinary Shares 2008-02-04 4 P 0 50000 0.38 A 250000 I see footnote 2 Ordinary Shares 1100000 I see footnote 3 Ordinary Shares 1008000 D Ordinary Shares 50000 I see footnote 4 The purchase price has been converted from AU$ to US$ at the exchange rate on the date of the transaction. Of the total purchase 6,842 shares were purchased at AU$.44, 39,158 at AU$.42, and 4,000 at AU$.425. Robert Thomas as Trustee of the Thomas Family Account. Robert Thomas as Trustee of the RB Thomas Superannuation Fund Robert Thomas as Trustee of the Tony McCullough Foundation. /s/ David McIntyre as Attorney-in-fact 2008-02-04 -----END PRIVACY-ENHANCED MESSAGE-----