0001389050-17-000046.txt : 20170307
0001389050-17-000046.hdr.sgml : 20170307
20170307182918
ACCESSION NUMBER: 0001389050-17-000046
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170303
FILED AS OF DATE: 20170307
DATE AS OF CHANGE: 20170307
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Archrock, Inc.
CENTRAL INDEX KEY: 0001389050
STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION [4922]
IRS NUMBER: 743204509
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 16666 NORTHCHASE DRIVE
CITY: HOUSTON
STATE: TX
ZIP: 77060
BUSINESS PHONE: 281-836-8000
MAIL ADDRESS:
STREET 1: 16666 NORTHCHASE DRIVE
CITY: HOUSTON
STATE: TX
ZIP: 77060
FORMER COMPANY:
FORMER CONFORMED NAME: EXTERRAN HOLDINGS INC.
DATE OF NAME CHANGE: 20070619
FORMER COMPANY:
FORMER CONFORMED NAME: Iliad Holdings, INC
DATE OF NAME CHANGE: 20070206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rice Robert Edward
CENTRAL INDEX KEY: 0001537690
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33666
FILM NUMBER: 17673339
MAIL ADDRESS:
STREET 1: 16666 NORTHCHASE DRIVE
CITY: HOUSTON
STATE: TX
ZIP: 77060
4
1
wf-form4_148892934506882.xml
FORM 4
X0306
4
2017-03-03
0
0001389050
Archrock, Inc.
AROC
0001537690
Rice Robert Edward
16666 NORTHCHASE DRIVE
HOUSTON
TX
77060
0
1
0
0
Senior Vice President
Common Stock
2017-03-03
4
A
0
24635
0
A
160656
D
Common Stock
2017-03-04
4
F
0
6709
13.70
D
153947
D
Common Stock
2017-03-07
4
S
0
4905
13.23
D
149042
D
This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan (the "Plan") that vests one-third on each of August 20, 2018, August 20, 2019 and August 20, 2020, subject to continued employment on each vest date. The award is also subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance BenefitAgreement and Award Notice and Agreement entered into by the issuer and the reporting person.
Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.
This transaction was executed in accordance with a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2016. These shares were sold in multiple transactions at prices ranging from $13.075 to $13.525, inclusive.
Susan G. Thompson, Attorney-in-fact
2017-03-07