0001389050-17-000045.txt : 20170307 0001389050-17-000045.hdr.sgml : 20170307 20170307182609 ACCESSION NUMBER: 0001389050-17-000045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170303 FILED AS OF DATE: 20170307 DATE AS OF CHANGE: 20170307 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Archrock, Inc. CENTRAL INDEX KEY: 0001389050 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION [4922] IRS NUMBER: 743204509 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 16666 NORTHCHASE DRIVE CITY: HOUSTON STATE: TX ZIP: 77060 BUSINESS PHONE: 281-836-8000 MAIL ADDRESS: STREET 1: 16666 NORTHCHASE DRIVE CITY: HOUSTON STATE: TX ZIP: 77060 FORMER COMPANY: FORMER CONFORMED NAME: EXTERRAN HOLDINGS INC. DATE OF NAME CHANGE: 20070619 FORMER COMPANY: FORMER CONFORMED NAME: Iliad Holdings, INC DATE OF NAME CHANGE: 20070206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Miller David S CENTRAL INDEX KEY: 0001457663 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33666 FILM NUMBER: 17673327 MAIL ADDRESS: STREET 1: 16666 NORTHCHASE DRIVE CITY: HOUSTON STATE: TX ZIP: 77060 4 1 wf-form4_148892915604987.xml FORM 4 X0306 4 2017-03-03 0 0001389050 Archrock, Inc. AROC 0001457663 Miller David S 16666 NORTHCHASE DRIVE HOUSTON TX 77060 0 1 0 0 SVP and CFO Common Stock 2017-03-03 4 A 0 20985 0 A 123971 D Common Stock 2017-03-04 4 F 0 5954 13.70 D 118017 D Common Stock 2017-03-07 4 S 0 3265 13.23 D 114752 D This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan (the "Plan") that vests one-third on each of August 20, 2018, August 20, 2019 and August 20, 2020, subject to continued employment on each vest date. The award is also subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance BenefitAgreement and Award Notice and Agreement entered into by the issuer and the reporting person. Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares. This transaction was executed in accordance with a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2016. These shares were sold in multiple transactions at prices ranging from $13.075 to $13.50, inclusive. Susan G. Thompson, Attorney-in-fact 2017-03-07