0001639691-18-000067.txt : 20180618
0001639691-18-000067.hdr.sgml : 20180618
20180618171313
ACCESSION NUMBER: 0001639691-18-000067
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180614
FILED AS OF DATE: 20180618
DATE AS OF CHANGE: 20180618
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Novak Alfred J
CENTRAL INDEX KEY: 0001388862
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37599
FILM NUMBER: 18905358
MAIL ADDRESS:
STREET 1: 325 NE 6TH ST
CITY: BOCA RATON
STATE: FL
ZIP: 33432
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LivaNova PLC
CENTRAL INDEX KEY: 0001639691
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 981268150
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 20 EASTBOURNE TERRACE
CITY: LONDON
STATE: X0
ZIP: W2 6LG
BUSINESS PHONE: 4402033250662
MAIL ADDRESS:
STREET 1: 20 EASTBOURNE TERRACE
CITY: LONDON
STATE: X0
ZIP: W2 6LG
FORMER COMPANY:
FORMER CONFORMED NAME: Sand Holdco Plc
DATE OF NAME CHANGE: 20150420
FORMER COMPANY:
FORMER CONFORMED NAME: Sand Holdco Ltd
DATE OF NAME CHANGE: 20150415
4
1
wf-form4_152935637043770.xml
FORM 4
X0306
4
2018-06-14
0
0001639691
LivaNova PLC
LIVN
0001388862
Novak Alfred J
20 EASTBOURNE TERRACE
LONDON
X0
W2 6LG
UNITED KINGDOM
1
0
0
0
Ordinary Shares
2018-06-14
4
S
0
1000
104.431
D
9850
D
Restricted Stock Units
2018-06-15
4
A
0
1048
0
A
Ordinary Shares
1048.0
2763
D
Represents weighted average selling price. Securities sold through approximately 2 separate sales on the transaction date at prices ranging from $104.42 to $104.53. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.
Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.
Reporting person was granted RSUs that vest and all forfeiture restrictions thereon shall lapse on June 15, 2019. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.
/s/ Sarah K. Mohr POA
2018-06-18