0001140361-16-075507.txt : 20160809 0001140361-16-075507.hdr.sgml : 20160809 20160809172206 ACCESSION NUMBER: 0001140361-16-075507 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160805 FILED AS OF DATE: 20160809 DATE AS OF CHANGE: 20160809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LivaNova PLC CENTRAL INDEX KEY: 0001639691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 981268150 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5 MERCHANT SQUARE STREET 2: NORTH WHARF ROAD CITY: LONDON STATE: X0 ZIP: W2 1AY BUSINESS PHONE: 442037865275 MAIL ADDRESS: STREET 1: 5 MERCHANT SQUARE STREET 2: NORTH WHARF ROAD CITY: LONDON STATE: X0 ZIP: W2 1AY FORMER COMPANY: FORMER CONFORMED NAME: Sand Holdco Plc DATE OF NAME CHANGE: 20150420 FORMER COMPANY: FORMER CONFORMED NAME: Sand Holdco Ltd DATE OF NAME CHANGE: 20150415 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Novak Alfred J CENTRAL INDEX KEY: 0001388862 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37599 FILM NUMBER: 161819260 MAIL ADDRESS: STREET 1: 325 NE 6TH ST CITY: BOCA RATON STATE: FL ZIP: 33432 4 1 doc1.xml FORM 4 X0306 4 2016-08-05 0 0001639691 LivaNova PLC LIVN 0001388862 Novak Alfred J 5 MERCHANT SQUARE NOIRTH WHARF ROAD LONDON X0 W2 1AY UNITED KINGDOM 1 0 0 0 Restricted Stock Units 2016-08-05 4 A 0 3327 0 A Common Stock 3327 3327 D Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share ("Ordinary Share") of LivaNova PLC (the "Company") or, at the option of the Company, a cash settlement in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan. The reporting person was granted RSUs that vest and all forfeiture restrictions thereon shall lapse on August 5, 2017. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan. /s/ Taylor Pollock as POA 2016-08-09