0001140361-16-070138.txt : 20160616 0001140361-16-070138.hdr.sgml : 20160616 20160616200050 ACCESSION NUMBER: 0001140361-16-070138 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160615 FILED AS OF DATE: 20160616 DATE AS OF CHANGE: 20160616 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LivaNova PLC CENTRAL INDEX KEY: 0001639691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 981268150 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5 MERCHANT SQUARE STREET 2: NORTH WHARF ROAD CITY: LONDON STATE: X0 ZIP: W2 1AY BUSINESS PHONE: 442037865275 MAIL ADDRESS: STREET 1: 5 MERCHANT SQUARE STREET 2: NORTH WHARF ROAD CITY: LONDON STATE: X0 ZIP: W2 1AY FORMER COMPANY: FORMER CONFORMED NAME: Sand Holdco Plc DATE OF NAME CHANGE: 20150420 FORMER COMPANY: FORMER CONFORMED NAME: Sand Holdco Ltd DATE OF NAME CHANGE: 20150415 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Novak Alfred J CENTRAL INDEX KEY: 0001388862 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37599 FILM NUMBER: 161718708 MAIL ADDRESS: STREET 1: 325 NE 6TH ST CITY: BOCA RATON STATE: FL ZIP: 33432 4 1 doc1.xml FORM 4 X0306 4 2016-06-15 0 0001639691 LivaNova PLC LIVN 0001388862 Novak Alfred J 5 MERCHANT SQUARE NOIRTH WHARF ROAD LONDON X0 W2 1AY UNITED KINGDOM 1 0 0 0 Common Stock 2016-06-15 4 M 0 1209 48.485 A 14229 D Common Stock 2016-06-15 4 D 0 1209 48.485 D 13020 D Restricted Stock Units 2016-06-15 4 M 0 1209 D Common Stock 1209 0 D Restricted stock units ("RSUs") vested on June 15, 2016. The referenced RSUs are being settled in cash based on the closing price of the ordinary shares of LivaNova PLC (the "Company") on June 14, 2016. The Company is settling the RSUs in cash because it does not currently have ordinary shares available to settle the RSUs pursuant to their terms. Shares disposed of to the Company to cover applicable taxes and to cash cover the remainder shares. On October 19, 2015, reporting person was granted 1,209 RSUs which vest on the date of the next Annual General Meeting of the Company. Each RSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan. All of such RSUs vested and all restrictions thereon lapsed on June 15, 2016. /s/ Alfred J. Novak 2016-06-16