0001140361-16-070138.txt : 20160616
0001140361-16-070138.hdr.sgml : 20160616
20160616200050
ACCESSION NUMBER: 0001140361-16-070138
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160615
FILED AS OF DATE: 20160616
DATE AS OF CHANGE: 20160616
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LivaNova PLC
CENTRAL INDEX KEY: 0001639691
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 981268150
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5 MERCHANT SQUARE
STREET 2: NORTH WHARF ROAD
CITY: LONDON
STATE: X0
ZIP: W2 1AY
BUSINESS PHONE: 442037865275
MAIL ADDRESS:
STREET 1: 5 MERCHANT SQUARE
STREET 2: NORTH WHARF ROAD
CITY: LONDON
STATE: X0
ZIP: W2 1AY
FORMER COMPANY:
FORMER CONFORMED NAME: Sand Holdco Plc
DATE OF NAME CHANGE: 20150420
FORMER COMPANY:
FORMER CONFORMED NAME: Sand Holdco Ltd
DATE OF NAME CHANGE: 20150415
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Novak Alfred J
CENTRAL INDEX KEY: 0001388862
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37599
FILM NUMBER: 161718708
MAIL ADDRESS:
STREET 1: 325 NE 6TH ST
CITY: BOCA RATON
STATE: FL
ZIP: 33432
4
1
doc1.xml
FORM 4
X0306
4
2016-06-15
0
0001639691
LivaNova PLC
LIVN
0001388862
Novak Alfred J
5 MERCHANT SQUARE
NOIRTH WHARF ROAD
LONDON
X0
W2 1AY
UNITED KINGDOM
1
0
0
0
Common Stock
2016-06-15
4
M
0
1209
48.485
A
14229
D
Common Stock
2016-06-15
4
D
0
1209
48.485
D
13020
D
Restricted Stock Units
2016-06-15
4
M
0
1209
D
Common Stock
1209
0
D
Restricted stock units ("RSUs") vested on June 15, 2016. The referenced RSUs are being settled in cash based on the closing price of the ordinary shares of LivaNova PLC (the "Company") on June 14, 2016. The Company is settling the RSUs in cash because it does not currently have ordinary shares available to settle the RSUs pursuant to their terms.
Shares disposed of to the Company to cover applicable taxes and to cash cover the remainder shares.
On October 19, 2015, reporting person was granted 1,209 RSUs which vest on the date of the next Annual General Meeting of the Company. Each RSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan. All of such RSUs vested and all restrictions thereon lapsed on June 15, 2016.
/s/ Alfred J. Novak
2016-06-16