0000919574-23-003259.txt : 20230515 0000919574-23-003259.hdr.sgml : 20230515 20230515113047 ACCESSION NUMBER: 0000919574-23-003259 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230515 DATE AS OF CHANGE: 20230515 EFFECTIVENESS DATE: 20230515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAXTON CORP CENTRAL INDEX KEY: 0001388551 IRS NUMBER: 222437619 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15293 FILM NUMBER: 23919794 BUSINESS ADDRESS: STREET 1: 731 ALEXANDER ROAD STREET 2: BUILDING 2, SUITE 500 CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: 609-419-1800 MAIL ADDRESS: STREET 1: 731 ALEXANDER ROAD STREET 2: BUILDING 2, SUITE 500 CITY: PRINCETON STATE: NJ ZIP: 08540 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001388551 XXXXXXXX 03-31-2023 03-31-2023 false CAXTON CORP

731 Alexander Road Building 2, Suite 500 Princeton NJ 08540

13F HOLDINGS REPORT 028-15293 N Heath Weisberg 212-205-6805 /s/ Heath Weisberg Princeton NJ 05-15-2023 0 15 39590918 true INFORMATION TABLE 2 infotable.xml ALLAKOS INC COM 01671P100 385073 86533 SH SOLE 86533 0 0 ALPS ETF TR ALERIAN MLP 00162Q452 1140175 29500 SH SOLE 29500 0 0 BRIDGETOWN HOLDINGS LTD *W EXP 09/30/202 G1355U121 6970 39773 SH SOLE 39773 0 0 CABALETTA BIO INC COM 12674W109 335602 40581 SH SOLE 40581 0 0 COMPASS THERAPEUTICS INC COM 20454B104 675451 211740 SH SOLE 211740 0 0 ELEVATION ONCOLOGY INC COM 28623U101 129815 68324 SH SOLE 68324 0 0 LANVIN GROUP HOLDINGS LIMITE *W EXP 01/14/202 G5380J118 4500 12000 SH SOLE 12000 0 0 MOLECULAR TEMPLATES INC COM 608550109 779931 2052991 SH SOLE 2052991 0 0 NEWAMSTERDAM PHARMA COMPANY *W EXP 11/22/202 N62509117 40533 21333 SH SOLE 21333 0 0 REZOLUTE INC COM NEW 76200L309 2694061 1403157 SH SOLE 1403157 0 0 SAVARA INC COM 805111101 13448274 6896551 SH SOLE 6896551 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 6528542 15947 SH SOLE 15947 0 0 SPDR SER TR S&P OILGAS EXP 78468R556 2232825 17500 SH SOLE 17500 0 0 VECTIVBIO HLDG AG ORD SHS H9060V101 1345549 156651 SH SOLE 156651 0 0 XERIS BIOPHARMA HOLDINGS INC COM 98422E103 9843616 6039028 SH SOLE 6039028 0 0