0000919574-23-001423.txt : 20230214 0000919574-23-001423.hdr.sgml : 20230214 20230214102551 ACCESSION NUMBER: 0000919574-23-001423 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230214 DATE AS OF CHANGE: 20230214 EFFECTIVENESS DATE: 20230214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAXTON CORP CENTRAL INDEX KEY: 0001388551 IRS NUMBER: 222437619 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15293 FILM NUMBER: 23624066 BUSINESS ADDRESS: STREET 1: 731 ALEXANDER ROAD STREET 2: BUILDING 2, SUITE 500 CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: 609-419-1800 MAIL ADDRESS: STREET 1: 731 ALEXANDER ROAD STREET 2: BUILDING 2, SUITE 500 CITY: PRINCETON STATE: NJ ZIP: 08540 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001388551 XXXXXXXX 12-31-2022 12-31-2022 false CAXTON CORP

731 Alexander Road Building 2, Suite 500 Princeton NJ 08540

13F HOLDINGS REPORT 028-15293 N Heath Weisberg 212-205-6805 /s/ Heath Weisberg Princeton NJ 02-14-2023 0 17 39149854 true INFORMATION TABLE 2 infotable.xml ALLAKOS INC COM 01671P100 153840 18271 SH SOLE 18271 0 0 ALPS ETF TR ALERIAN MLP 00162Q452 1123065 29500 SH SOLE 29500 0 0 ARCELLX INC COMMON STOCK 03940C100 1124640 36302 SH SOLE 36302 0 0 BRIDGETOWN HOLDINGS LTD *W EXP 09/30/202 G1355U121 4671 39773 SH SOLE 39773 0 0 CABALETTA BIO INC COM 12674W109 783735 84728 SH SOLE 84728 0 0 COMPASS THERAPEUTICS INC COM 20454B104 1062132 211159 SH SOLE 211159 0 0 ELEVATION ONCOLOGY INC COM 28623U101 64800 68324 SH SOLE 68324 0 0 LANVIN GROUP HOLDINGS LIMITE *W EXP 99/99/999 G5380J118 3776 12000 SH SOLE 12000 0 0 MOLECULAR TEMPLATES INC COM 608550109 673381 2052991 SH SOLE 2052991 0 0 NEWAMSTERDAM PHARMA COMPANY *W EXP 11/22/202 N62509117 17795 21333 SH SOLE 21333 0 0 REZOLUTE INC COM NEW 76200L309 2904535 1403157 SH SOLE 1403157 0 0 SAVARA INC COM 805111101 10689654 6896551 SH SOLE 6896551 0 0 SCYNEXIS INC COM NEW 811292200 2689357 1723947 SH SOLE 1723947 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 6098611 15947 SH SOLE 15947 0 0 SPDR SER TR S&P OILGAS EXP 78468R556 2377900 17500 SH SOLE 17500 0 0 VECTIVBIO HLDG AG ORD SHS H9060V101 1346055 156222 SH SOLE 156222 0 0 XERIS BIOPHARMA HOLDINGS INC COM 98422E103 8031907 6039028 SH SOLE 6039028 0 0