The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ADDEX THERAPEUTICS LTD | SPONSORED ADS | 00654J107 | 2,396 | 265,940 | SH | SOLE | 265,940 | 0 | 0 | ||
| ALPHABET INC | CAP STK CL C | 02079K107 | 992 | 372 | SH | SOLE | 372 | 0 | 0 | ||
| AMERICAN TOWER CORP NEW | COM | 03027X100 | 768 | 2,894 | SH | SOLE | 2,894 | 0 | 0 | ||
| ARES ACQUISITION CORPORATION | UNIT 99/99/9999 | G33032114 | 1,383 | 139,680 | SH | SOLE | 139,680 | 0 | 0 | ||
| BOA ACQUISITION CORP | UNIT 99/99/9999 | 05601A208 | 337 | 34,070 | SH | SOLE | 34,070 | 0 | 0 | ||
| BRIDGETOWN HOLDINGS LTD | COM CL A | G1355U113 | 615 | 62,688 | SH | SOLE | 62,688 | 0 | 0 | ||
| BRIDGETOWN HOLDINGS LTD | *W EXP 09/30/202 | G1355U121 | 41 | 39,773 | SH | SOLE | 39,773 | 0 | 0 | ||
| CARDIFF ONCOLOGY INC | COM | 14147L108 | 16,797 | 2,522,083 | SH | SOLE | 2,522,083 | 0 | 0 | ||
| CARDLYTICS INC | COM | 14161W105 | 571 | 6,801 | SH | SOLE | 6,801 | 0 | 0 | ||
| CARVANA CO | CL A | 146869102 | 870 | 2,886 | SH | SOLE | 2,886 | 0 | 0 | ||
| CAZOO GROUP LTD | *W EXP 08/26/202 | G2007L113 | 94 | 62,500 | SH | SOLE | 62,500 | 0 | 0 | ||
| CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 772 | 1,061 | SH | SOLE | 1,061 | 0 | 0 | ||
| CTI BIOPHARMA CORP | COM | 12648L601 | 2,950 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
| DISNEY WALT CO | COM | 254687106 | 744 | 4,397 | SH | SOLE | 4,397 | 0 | 0 | ||
| EIGER BIOPHARMACEUTICALS INC | COM | 28249U105 | 939 | 140,622 | SH | SOLE | 140,622 | 0 | 0 | ||
| ELEVATION ONCOLOGY INC | COM | 28623U101 | 375 | 48,183 | SH | SOLE | 48,183 | 0 | 0 | ||
| FACEBOOK INC | CL A | 30303M102 | 870 | 2,565 | SH | SOLE | 2,565 | 0 | 0 | ||
| FAIR ISAAC CORP | COM | 303250104 | 591 | 1,485 | SH | SOLE | 1,485 | 0 | 0 | ||
| FRAZIER LIFESCIENCES ACQU CO | CL A SHS | G3710A105 | 629 | 64,000 | SH | SOLE | 64,000 | 0 | 0 | ||
| FRAZIER LIFESCIENCES ACQU CO | *W EXP 11/30/202 | G3710A113 | 14 | 21,333 | SH | SOLE | 21,333 | 0 | 0 | ||
| GIGCAPITAL4 INC | UNIT 99/99/9999 | 37518G200 | 459 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
| HELIX ACQUISITION CORP | COM CL A | G4444C102 | 158 | 16,009 | SH | SOLE | 16,009 | 0 | 0 | ||
| HUMANCO ACQUISITION CORP | UNIT 12/08/2023 | 44487N208 | 592 | 57,724 | SH | SOLE | 57,724 | 0 | 0 | ||
| INTUIT | COM | 461202103 | 1,016 | 1,884 | SH | SOLE | 1,884 | 0 | 0 | ||
| ISHARES TR | MSCI EAFE ETF | 464287465 | 1,482 | 19,000 | SH | SOLE | 19,000 | 0 | 0 | ||
| KALA PHARMACEUTICALS INC | COM | 483119103 | 4,527 | 1,727,751 | SH | SOLE | 1,727,751 | 0 | 0 | ||
| LUX HEALTH TECH ACQUISITION | *W EXP 11/30/202 | 55068A118 | 77 | 66,666 | SH | SOLE | 66,666 | 0 | 0 | ||
| LUX HEALTH TECH ACQUISITION | COM CL A | 55068A100 | 1,962 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| MASTERCARD INCORPORATED | CL A | 57636Q104 | 759 | 2,184 | SH | SOLE | 2,184 | 0 | 0 | ||
| MICROSOFT CORP | COM | 594918104 | 862 | 3,057 | SH | SOLE | 3,057 | 0 | 0 | ||
| MOLECULAR TEMPLATES INC | COM | 608550109 | 14,346 | 2,137,991 | SH | SOLE | 2,137,991 | 0 | 0 | ||
| MONDELEZ INTL INC | CL A | 609207105 | 700 | 12,038 | SH | SOLE | 12,038 | 0 | 0 | ||
| MOODYS CORP | COM | 615369105 | 845 | 2,380 | SH | SOLE | 2,380 | 0 | 0 | ||
| NETFLIX INC | COM | 64110L106 | 828 | 1,357 | SH | SOLE | 1,357 | 0 | 0 | ||
| PAYPAL HLDGS INC | COM | 70450Y103 | 796 | 3,058 | SH | SOLE | 3,058 | 0 | 0 | ||
| PIVOTAL INVESTMENT CORP III | UNIT 01/28/2028 | 72582M205 | 166 | 16,800 | SH | SOLE | 16,800 | 0 | 0 | ||
| PRIMAVERA CAPITAL ACQUIST CO | *W EXP 01/19/202 | G7255E117 | 10 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
| PRIMAVERA CAPITAL ACQUIST CO | SHS CL A | G7255E109 | 234 | 24,000 | SH | SOLE | 24,000 | 0 | 0 | ||
| REZOLUTE INC | COM NEW | 76200L309 | 3,173 | 424,243 | SH | SOLE | 424,243 | 0 | 0 | ||
| RMG ACQUISITION CORP III | UNIT 02/08/2026 | G76088114 | 109 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
| S&P GLOBAL INC | COM | 78409V104 | 880 | 2,072 | SH | SOLE | 2,072 | 0 | 0 | ||
| SALESFORCE COM INC | COM | 79466L302 | 810 | 2,986 | SH | SOLE | 2,986 | 0 | 0 | ||
| SAVARA INC | COM | 805111101 | 9,517 | 6,896,551 | SH | SOLE | 6,896,551 | 0 | 0 | ||
| SCIENCE STRATEGIC ACQ ALPHA | UNIT 01/20/2026 | 808641203 | 618 | 62,000 | SH | SOLE | 62,000 | 0 | 0 | ||
| SCION TECH GROWTH I | UNIT 12/17/2025 | G31067120 | 223 | 22,410 | SH | SOLE | 22,410 | 0 | 0 | ||
| SCYNEXIS INC | COM NEW | 811292200 | 8,291 | 1,564,400 | SH | SOLE | 1,564,400 | 0 | 0 | ||
| SIERRA ONCOLOGY INC | COM NEW | 82640U404 | 9,705 | 442,754 | SH | SOLE | 442,754 | 0 | 0 | ||
| SPDR GOLD TR | GOLD SHS | 78463V107 | 6,703 | 40,820 | SH | SOLE | 40,820 | 0 | 0 | ||
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,493 | 3,480 | SH | SOLE | 3,480 | 0 | 0 | ||
| STRONGBRIDGE BIOPHARMA PLC | SHS USD | G85347105 | 16,370 | 8,024,542 | SH | SOLE | 8,024,542 | 0 | 0 | ||
| SVF INVESTMENT CORP | CL A SHS | G8601L102 | 272 | 27,900 | SH | SOLE | 27,900 | 0 | 0 | ||
| SWITCHBACK II CORPORATION | UNIT 99/99/9999 | G8633T123 | 398 | 39,000 | SH | SOLE | 39,000 | 0 | 0 | ||
| TRANSDIGM GROUP INC | COM | 893641100 | 773 | 1,238 | SH | SOLE | 1,238 | 0 | 0 | ||
| VISA INC | COM CL A | 92826C839 | 783 | 3,513 | SH | SOLE | 3,513 | 0 | 0 | ||
| WHIRLPOOL CORP | COM | 963320106 | 711 | 3,488 | SH | SOLE | 3,488 | 0 | 0 | ||