0000919574-21-001387.txt : 20210216 0000919574-21-001387.hdr.sgml : 20210216 20210216125636 ACCESSION NUMBER: 0000919574-21-001387 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210216 DATE AS OF CHANGE: 20210216 EFFECTIVENESS DATE: 20210216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAXTON CORP CENTRAL INDEX KEY: 0001388551 IRS NUMBER: 222437619 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15293 FILM NUMBER: 21635222 BUSINESS ADDRESS: STREET 1: 731 ALEXANDER ROAD STREET 2: BUILDING 2, SUITE 500 CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: 609-419-1800 MAIL ADDRESS: STREET 1: 731 ALEXANDER ROAD STREET 2: BUILDING 2, SUITE 500 CITY: PRINCETON STATE: NJ ZIP: 08540 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001388551 XXXXXXXX 12-31-2020 12-31-2020 false CAXTON CORP

731 Alexander Road Building 2, Suite 500 Princeton NJ 08540

13F HOLDINGS REPORT 028-15293 N Heath Weisberg 212-205-6805 /s/ Heath Weisberg Princeton NJ 02-16-2021 0 44 160426 true INFORMATION TABLE 2 infotable.xml ADDEX THERAPEUTICS LTD SPONSORED ADS 00654J107 3564 265940 SH SOLE 265940 0 0 AJAX I COM G0190X100 3103 250000 SH SOLE 250000 0 0 ALPHABET INC CAP STK CL C 02079K107 246 140 SH SOLE 140 0 0 AMERICAN TOWER CORP NEW COM 03027X100 231 1027 SH SOLE 1027 0 0 BRIDGETOWN HOLDINGS LTD COM CL A G1355U113 1125 72688 SH SOLE 72688 0 0 BRIDGETOWN HOLDINGS LTD *W EXP 09/30/202 G1355U121 175 39773 SH SOLE 39773 0 0 CARDIFF ONCOLOGY INC COM 14147L108 38046 2114840 SH SOLE 2114840 0 0 CARDLYTICS INC COM 14161W105 410 2869 SH SOLE 2869 0 0 CARVANA CO CL A 146869102 287 1198 SH SOLE 1198 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 251 379 SH SOLE 379 0 0 CTI BIOPHARMA CORP COM 12648L601 12075 3749890 SH SOLE 3749890 0 0 DISNEY WALT CO COM 254687106 339 1870 SH SOLE 1870 0 0 EIGER BIOPHARMACEUTICALS INC COM 28249U105 972 79048 SH SOLE 79048 0 0 FACEBOOK INC CL A 30303M102 235 860 SH SOLE 860 0 0 FAIR ISAAC CORP COM 303250104 282 552 SH SOLE 552 0 0 FRAZIER LIFESCIENCES ACQU CO UNIT 12/09/2025 G3710A121 664 64000 SH SOLE 64000 0 0 HELIX ACQUISITION CORP COM CL A G4444C102 182 16009 SH SOLE 16009 0 0 HUMANCO ACQUISITION CORP UNIT 12/08/2023 44487N208 942 85500 SH SOLE 85500 0 0 INTUIT COM 461202103 270 710 SH SOLE 710 0 0 IVERIC BIO INC COM 46583P102 933 134981 SH SOLE 134981 0 0 KALA PHARMACEUTICALS INC COM 483119103 7745 1142360 SH SOLE 1142360 0 0 LUX HEALTH TECH ACQUISITION UNIT 11/30/2027 55068A209 2300 200000 SH SOLE 200000 0 0 MARQUEE RAINE ACQUISITION CO UNIT 12/01/2025 G58442115 1143 105500 SH SOLE 105500 0 0 MASTERCARD INCORPORATED CL A 57636Q104 281 787 SH SOLE 787 0 0 MEI PHARMA INC COM NEW 55279B202 132 50000 SH SOLE 50000 0 0 MICROSOFT CORP COM 594918104 254 1142 SH SOLE 1142 0 0 MOLECULAR TEMPLATES INC COM 608550109 19935 2122991 SH SOLE 2122991 0 0 MONDELEZ INTL INC CL A 609207105 255 4360 SH SOLE 4360 0 0 MOODYS CORP COM 615369105 250 863 SH SOLE 863 0 0 NETFLIX INC COM 64110L106 265 491 SH SOLE 491 0 0 PAYPAL HLDGS INC COM 70450Y103 297 1267 SH SOLE 1267 0 0 PORTMAN RIDGE FIN CORP COM 73688F102 571 299088 SH SOLE 299088 0 0 REZOLUTE INC COM NEW 76200L309 5087 424243 SH SOLE 424243 0 0 S&P GLOBAL INC COM 78409V104 230 700 SH SOLE 700 0 0 SALESFORCE COM INC COM 79466L302 237 1064 SH SOLE 1064 0 0 SCION TECH GROWTH I UNIT 12/17/2025 G31067120 604 58500 SH SOLE 58500 0 0 SCYNEXIS INC COM NEW 811292200 11279 1474370 SH SOLE 1474370 0 0 SIERRA ONCOLOGY INC COM NEW 82640U404 10323 643959 SH SOLE 643959 0 0 SPDR GOLD TR GOLD SHS 78463V107 7341 41161 SH SOLE 41161 0 0 STRONGBRIDGE BIOPHARMA PLC SHS USD G85347105 19657 8089442 SH SOLE 8089442 0 0 TRANSDIGM GROUP INC COM 893641100 290 469 SH SOLE 469 0 0 VISA INC COM CL A 92826C839 272 1244 SH SOLE 1244 0 0 WHIRLPOOL CORP COM 963320106 227 1259 SH SOLE 1259 0 0 XL FLEET CORP COM CL A 9837FR100 7119 300000 SH SOLE 300000 0 0