0000919574-20-007059.txt : 20201116 0000919574-20-007059.hdr.sgml : 20201116 20201116103912 ACCESSION NUMBER: 0000919574-20-007059 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201116 DATE AS OF CHANGE: 20201116 EFFECTIVENESS DATE: 20201116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAXTON CORP CENTRAL INDEX KEY: 0001388551 IRS NUMBER: 222437619 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15293 FILM NUMBER: 201314443 BUSINESS ADDRESS: STREET 1: 731 ALEXANDER ROAD STREET 2: BUILDING 2, SUITE 500 CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: 609-419-1800 MAIL ADDRESS: STREET 1: 731 ALEXANDER ROAD STREET 2: BUILDING 2, SUITE 500 CITY: PRINCETON STATE: NJ ZIP: 08540 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001388551 XXXXXXXX 09-30-2020 09-30-2020 false CAXTON CORP

731 Alexander Road Building 2, Suite 500 Princeton NJ 08540

13F HOLDINGS REPORT 028-15293 N Heath Weisberg 212-205-6805 /s/ Heath Weisberg Princeton NJ 11-16-2020 0 17 106064 true INFORMATION TABLE 2 infotable.xml ADDEX THERAPEUTICS LTD SPONSORED ADS 00654J107 213 17398 SH SOLE 17398 0 0 CARDIFF ONCOLOGY INC COM 14147L108 26183 1845164 SH SOLE 1845164 0 0 CHURCHILL CAPITAL CORP IV UNIT 99/99/9999 171439201 626 62500 SH SOLE 62500 0 0 CTI BIOPHARMA CORP COM 12648L601 9274 4313617 SH SOLE 4313617 0 0 EIGER BIOPHARMACEUTICALS INC COM 28249U105 919 112872 SH SOLE 112872 0 0 ESSA PHARMA INC COM NEW 29668H708 183 26590 SH SOLE 26590 0 0 GARRISON CAP INC COM 366554103 4447 1164061 SH SOLE 1164061 0 0 IVERIC BIO INC COM 46583P102 1087 192738 SH SOLE 192738 0 0 KALA PHARMACEUTICALS INC COM 483119103 5788 771790 SH SOLE 771790 0 0 MEI PHARMA INC COM NEW 55279B202 548 175560 SH SOLE 175560 0 0 MOLECULAR TEMPLATES INC COM 608550109 23183 2122991 SH SOLE 2122991 0 0 PERSHING SQUARE TONTINE HLDG COM CL A 71531R109 1529 67369 SH SOLE 67369 0 0 PERSHING SQUARE TONTINE HLDG *W EXP 07/24/202 71531R117 54 7485 SH SOLE 7485 0 0 SCYNEXIS INC COM NEW 811292200 3680 834370 SH SOLE 834370 0 0 SIERRA ONCOLOGY INC COM NEW 82640U404 6871 643959 SH SOLE 643959 0 0 SPDR GOLD TR GOLD SHS 78463V107 4491 25358 SH SOLE 25358 0 0 STRONGBRIDGE BIOPHARMA PLC SHS USD G85347105 16988 8089442 SH SOLE 8089442 0 0