0000919574-18-005511.txt : 20180814 0000919574-18-005511.hdr.sgml : 20180814 20180814103552 ACCESSION NUMBER: 0000919574-18-005511 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180814 DATE AS OF CHANGE: 20180814 EFFECTIVENESS DATE: 20180814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAXTON CORP CENTRAL INDEX KEY: 0001388551 IRS NUMBER: 222437619 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15293 FILM NUMBER: 181015101 BUSINESS ADDRESS: STREET 1: 731 ALEXANDER ROAD STREET 2: BUILDING 2, SUITE 500 CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: 609-419-1800 MAIL ADDRESS: STREET 1: 731 ALEXANDER ROAD STREET 2: BUILDING 2, SUITE 500 CITY: PRINCETON STATE: NJ ZIP: 08540 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001388551 XXXXXXXX 06-30-2018 06-30-2018 false CAXTON CORP

731 Alexander Road Building 2, Suite 500 Princeton NJ 08540

13F HOLDINGS REPORT 028-15293 N Heath Weisberg 212-205-6805 /s/ Heath Weisberg Princeton NJ 08-14-2018 0 25 282999 true INFORMATION TABLE 2 infotable.xml ACLARIS THERAPEUTICS INC COM 00461U105 390 19514 SH SOLE 19514 0 0 ALCENTRA CAP CORP COM 01374T102 354 55359 SH SOLE 55359 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 4233 419107 SH SOLE 419107 0 0 AMERCO COM 023586100 962 2700 SH SOLE 2700 0 0 ARQULE INC COM 04269E107 72 12959 SH SOLE 12959 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1738 9312 SH SOLE 9312 0 0 CATALYST PHARMACEUTICALS INC COM 14888U101 105 33801 SH SOLE 33801 0 0 CM FIN INC COM 12574Q103 7905 888220 SH SOLE 888220 0 0 FAR PT ACQUISITION CORP UNIT 06/01/2025 30734W208 225 22104 SH SOLE 22104 0 0 GARRISON CAP INC COM 366554103 9094 1118529 SH SOLE 1118529 0 0 GTX INC DEL COM NEW 40052B207 763 49805 SH SOLE 49805 0 0 INTEC PHARMA LTD JERUSALEM SHS M53644106 285 64817 SH SOLE 64817 0 0 JBG SMITH PPTYS COM 46590V100 1501 41170 SH SOLE 41170 0 0 KURA ONCOLOGY INC COM 50127T109 299 16415 SH SOLE 16415 0 0 MARINUS PHARMACEUTICALS INC COM 56854Q101 93 13105 SH SOLE 13105 0 0 MEI PHARMA INC COM NEW 55279B202 17338 4400439 SH SOLE 4400439 0 0 MOLECULAR TEMPLATES INC COM 608550109 5511 1053787 SH SOLE 1053787 0 0 PG&E CORP COM 69331C108 958 22500 SH SOLE 22500 0 0 SCYNEXIS INC COM 811292101 4846 2955000 SH SOLE 2955000 0 0 SIERRA ONCOLOGY INC COM 82640U107 100 33731 SH SOLE 33731 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 192636 710100 SH Put SOLE 710100 0 0 STRONGBRIDGE BIOPHARMA PLC SHS USD G85347105 32388 5398034 SH SOLE 5398034 0 0 SUNESIS PHARMACEUTICALS INC COM PAR 867328700 103 48707 SH SOLE 48707 0 0 TAPIMMUNE INC COM PAR 876033408 798 84674 SH SOLE 84674 0 0 TRIANGLE CAP CORP COM 895848109 302 26286 SH SOLE 26286 0 0