The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACLARIS THERAPEUTICS INC | COM | 00461U105 | 444 | 17,994 | SH | SOLE | 17,994 | 0 | 0 | ||
| ADIENT PLC | ORD SHS | G0084W101 | 373 | 4,737 | SH | SOLE | 4,737 | 0 | 0 | ||
| AGILE THERAPEUTICS INC | COM | 00847L100 | 4,896 | 1,820,012 | SH | SOLE | 1,820,012 | 0 | 0 | ||
| ALCENTRA CAP CORP | COM | 01374T102 | 500 | 59,562 | SH | SOLE | 59,562 | 0 | 0 | ||
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 1,773 | 8,945 | SH | SOLE | 8,945 | 0 | 0 | ||
| CATALYST PHARMACEUTICALS INC | COM | 14888U101 | 129 | 33,110 | SH | SOLE | 33,110 | 0 | 0 | ||
| CM FIN INC | COM | 12574Q103 | 574 | 70,402 | SH | SOLE | 70,402 | 0 | 0 | ||
| FS INVT CORP | COM | 302635107 | 226 | 30,706 | SH | SOLE | 30,706 | 0 | 0 | ||
| GARRISON CAP INC | COM | 366554103 | 8,110 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
| GTX INC DEL | COM NEW | 40052B207 | 799 | 62,869 | SH | SOLE | 62,869 | 0 | 0 | ||
| JBG SMITH PPTYS | COM | 46590V100 | 1,430 | 41,170 | SH | SOLE | 41,170 | 0 | 0 | ||
| KALA PHARMACEUTICALS INC | COM | 483119103 | 10,063 | 544,220 | SH | SOLE | 544,220 | 0 | 0 | ||
| INTEC PHARMA LTD JERUSALEM | SHS | M53644106 | 375 | 72,782 | SH | SOLE | 72,782 | 0 | 0 | ||
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | 997 | 6,540 | SH | Call | SOLE | 6,540 | 0 | 0 | |
| MADRIGAL PHARMACEUTICALS INC | COM | 558868105 | 222 | 2,418 | SH | SOLE | 2,418 | 0 | 0 | ||
| MARINUS PHARMACEUTICALS INC | COM | 56854Q101 | 152 | 18,643 | SH | SOLE | 18,643 | 0 | 0 | ||
| MOLECULAR TEMPLATES INC | COM | 608550109 | 10,158 | 1,013,787 | SH | SOLE | 1,013,787 | 0 | 0 | ||
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 672 | 2,519 | SH | Put | SOLE | 2,519 | 0 | 0 | |
| STRONGBRIDGE BIOPHARMA PLC | SHS USD | G85347105 | 39,984 | 5,514,994 | SH | SOLE | 5,514,994 | 0 | 0 | ||
| TRIANGLE CAP CORP | COM | 895848109 | 385 | 40,580 | SH | SOLE | 40,580 | 0 | 0 | ||