0000919574-16-016368.txt : 20161114 0000919574-16-016368.hdr.sgml : 20161111 20161114094911 ACCESSION NUMBER: 0000919574-16-016368 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 EFFECTIVENESS DATE: 20161114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAXTON CORP CENTRAL INDEX KEY: 0001388551 IRS NUMBER: 222437619 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15293 FILM NUMBER: 161991404 BUSINESS ADDRESS: STREET 1: 731 ALEXANDER ROAD STREET 2: BUILDING 2 CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: 609-419-1800 MAIL ADDRESS: STREET 1: 731 ALEXANDER ROAD STREET 2: BUILDING 2 CITY: PRINCETON STATE: NJ ZIP: 08540 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001388551 XXXXXXXX 09-30-2016 09-30-2016 false CAXTON CORP

731 Alexander Road Building 2 Princeton NJ 08540

13F HOLDINGS REPORT 028-15293 N Heath Weisberg 212-205-6805 /s/ Heath Weisberg Princeton NJ 11-14-2016 0 14 22334 true INFORMATION TABLE 2 infotable.xml AGILE THERAPEUTICS INC COM 00847L100 12385 1774319 SH SOLE 1774319 0 0 AMERICAN CAP SR FLOATING LTD COM 02504D108 180 16339 SH SOLE 16339 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1292 8945 SH SOLE 8945 0 0 CIDARA THERAPEUTICS INC COM 171757107 211 18425 SH SOLE 18425 0 0 CM FIN INC COM 12574Q103 149 16409 SH SOLE 16409 0 0 CSW INDUSTRIALS INC COM 126402106 364 11253 SH SOLE 11253 0 0 DOVER CORP COM 260003108 237 3224 SH SOLE 3224 0 0 GARRISON CAP INC COM 366554103 162 15995 SH SOLE 15995 0 0 MADRIGAL PHARMACEUTICALS INC COM 558868105 6425 506738 SH SOLE 506738 0 0 MADRIGAL PHARMACEUTICALS INC COM 558868105 26 2057 SH Call SOLE 2057 0 0 MEDLEY CAP CORP COM 58503F106 209 27357 SH SOLE 27357 0 0 PARATEK PHARMACEUTICALS INC COM 699374302 246 18909 SH SOLE 18909 0 0 STELLUS CAP INVT CORP COM 858568108 262 24103 SH SOLE 24103 0 0 STRONGBRIDGE BIOPHARMA PLC SHS USD G85347105 184 35245 SH SOLE 35245 0 0