The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
AGILE THERAPEUTICS INC COM 00847L100 155 23,035 SH   SOLE   23,035 0 0
AMERICAN CAP LTD COM 02503Y103 894 73,558 SH   SOLE   73,558 0 0
BLACKROCK FLOAT RATE OME STR COM 09255X100 309 23,888 SH   SOLE   23,888 0 0
CELATOR PHARMACEUTICALS INC COM 15089R102 3,729 2,246,469 SH   SOLE   2,246,469 0 0
CM FIN INC COM 12574Q103 150 14,658 SH   SOLE   14,658 0 0
EATON VANCE SR INCOME TR SH BEN INT 27826S103 310 52,889 SH   SOLE   52,889 0 0
FIFTH STREET FINANCE CORP COM 31678A103 98 15,867 SH   SOLE   15,867 0 0
INVUITY INC COM NEW 46187J205 475 33,905 SH   SOLE   33,905 0 0
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 436 31,733 SH Call SOLE   31,733 0 0
MEDLEY CAP CORP COM 58503F106 216 29,089 SH   SOLE   29,089 0 0
MEDLEY MGMT INC CL A COM 58503T106 233 35,259 SH   SOLE   35,259 0 0
NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 281 28,207 SH   SOLE   28,207 0 0
NUVEEN SR INCOME FD COM 67067Y104 417 70,518 SH   SOLE   70,518 0 0
PIONEER FLOATING RATE TR COM 72369J102 369 32,637 SH   SOLE   32,637 0 0
PRONAI THERAPEUTICS INC COM 74346L101 938 45,719 SH   SOLE   45,719 0 0
SOLAR CAP LTD COM 83413U100 318 20,098 SH   SOLE   20,098 0 0
STELLUS CAP INVT CORP COM 858568108 213 21,155 SH   SOLE   21,155 0 0
SYNTA PHARMACEUTICALS CORP COM 87162T206 64,500 37,069,140 SH   SOLE   37,069,140 0 0
SYNTA PHARMACEUTICALS CORP COM 87162T206 99 57,000 SH Call SOLE   57,000 0 0