The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ACELRX PHARMACEUTICALS INC COM 00444T100 84 21,870 SH   SOLE   21,870 0 0
AGILE THERAPEUTICS INC COM 00847L100 248 26,736 SH   SOLE   26,736 0 0
AMERICAN CAP LTD COM 02503Y103 962 65,055 SH   SOLE   65,055 0 0
BLACKROCK FLOAT RATE OME STR COM 09255X100 152 10,958 SH   SOLE   10,958 0 0
BLACKSTONE GSO LNG SHRT CR I COM SHS BN INT 09257D102 224 13,909 SH   SOLE   13,909 0 0
CELATOR PHARMACEUTICALS INC COM 15089R102 5,549 2,246,469 SH   SOLE   2,246,469 0 0
EATON VANCE SR INCOME TR SH BEN INT 27826S103 297 45,659 SH   SOLE   45,659 0 0
ESPERION THERAPEUTICS INC NE COM 29664W105 340 3,671 SH   SOLE   3,671 0 0
ESTERLINE TECHNOLOGIES CORP COM 297425100 813 7,107 SH   SOLE   7,107 0 0
MEDLEY CAP CORP COM 58503F106 292 31,961 SH   SOLE   31,961 0 0
MEDLEY MGMT INC CL A COM 58503T106 305 27,760 SH   SOLE   27,760 0 0
NUVEEN SR INCOME FD COM 67067Y104 198 29,777 SH   SOLE   29,777 0 0
PIONEER FLOATING RATE TR COM 72369J102 382 32,874 SH   SOLE   32,874 0 0
PROSPECT CAPITAL CORPORATION COM 74348T102 309 36,527 SH   SOLE   36,527 0 0
REGADO BIOSCIENCES INC COM 75874Q107 14 11,327 SH   SOLE   11,327 0 0
RELYPSA INC COM 759531106 405 11,210 SH   SOLE   11,210 0 0
SENSATA TECHNOLOGIES HLDG NV SHS N7902X106 611 10,634 SH   SOLE   10,634 0 0
SPDR SERIES TRUST S&P BIOTECH 78464A870 571 2,532 SH Put SOLE   2,532 0 0
SYNTA PHARMACEUTICALS CORP COM 87162T206 71,893 37,058,136 SH   SOLE   37,058,136 0 0
TICC CAPITAL CORP COM 87244T109 164 23,742 SH   SOLE   23,742 0 0