EX-99.(A)(I)(B) 2 fundvantage_exaib.htm EXHIBIT (A)(I)(B)

 

Exhibit (a)(i)(B)

 

SCHEDULE A
Dated
june 16, 2025
TO
SECOND Amended and Restated AGREEMENT AND DECLARATION OF TRUST
OF
FUNDVANTAGE TRUST

 

SCHEDULE OF Series AND CLASSES

 

mutual Fund Series

 

Mutual Fund Series   Classes   Creation Date
1. Private Capital Management Value Fund   Class A/Class C/Class I/Class R   December 11, 2009
2. Pacific Capital Tax-Free Securities Fund   Class Y   February 9, 2010
3. Pacific Capital Tax-Free Short Intermediate Securities Fund   Class Y   February 9, 2010
4. Polen Growth Fund   Class A1/Class C1/Class T2/Investor Class3,4/Institutional Class   March 26, 2010
5. EIC Value Fund   Class A/Class C/Institutional Class/Retail Class5   December 15, 2010
6. Gotham Absolute Return Fund   Institutional Class   August 24, 2012
7. Gotham Enhanced Return Fund   Institutional Class   March 21, 2013
8. Gotham Neutral Fund   Institutional Class   June 3, 2013
9. Pacific Capital U.S. Government Money Market Fund7   Institutional Class/Investor Class8   September 24, 2013
10. Polen Global Growth Fund 9   Class A/Class C/Class T2/Institutional Class/Investor Class4   March 21, 2014
11. Gotham Total Return Fund   Institutional Class   December 17, 2014
12. Gotham Index Plus Fund10   Institutional Class/Class R611/Investor Class9   January 8, 2015
13. Gotham Large Value Fund12   Institutional Class   September 17, 2015
14. Gotham Enhanced 500 Plus Fund13   Institutional Class   June 20, 2016
15. Gotham Hedged Core Fund   Institutional Class   June 20, 2016
16. Gotham Defensive Long 500 Fund   Institutional Class   August 17, 2016
17. Polen International Growth Fund   Class A/Class C/Class T2/Institutional Class/Investor Class   September 28, 2016
18. Gotham Enhanced S&P 500 Index Fund   Institutional Class   December 30, 2016
19. Polen U.S. Small Company Growth Fund   Investor Class/Institutional Class/Class Y14   June 26, 2017
20. Polen Emerging Markets Growth Fund15   Investor Class/Institutional Class   September 24, 2019
21. Polen U.S. SMID Company Growth Fund   Investor Class/Institutional Class   January 12, 2021
22. Ambrus Core Bond Fund16   Institutional Class/Investor Class   September 21, 2021
23. Ambrus Tax-Conscious California Bond Fund16   Institutional Class/Investor Class   September 21, 2021
24. Ambrus Tax-Conscious National Bond Fund16   Institutional Class/Investor Class   September 21, 2021
25. Polen Opportunistic High Yield Fund  

Investor Class/Institutional Class/Class Y

  February 27, 2023
26. Polen Growth & Income Fund   Institutional Class   March 13, 2023

 

 

 

 

1 On December 18, 2013, Class A Shares and Class C were added.
2 On December 19, 2016, Class T shares were added.
3 On June 11, 2010, Investor Class Shares were added.
4 Prior to September 1, 2015, Investor Class Shares were known as Retail Class Shares.
5 On March 24, 2011, Class C and Retail Class were added.
6 On June 20, 2013, Institutional Class Shares were added.
7 Prior to March 21, 2014, the Pacific Capital U.S. Government Money Market Fund was known as the “BOH Government Money Market Fund.”
8 On March 15, 2018, Investor Class shares were added.
9 Prior to September 23, 2014, Polen Global Growth Fund was known as the “Polen Capital Global Growth Fund.”
10 Prior to March 25, 2015, Gotham Index Plus Fund was known as the “Gotham Index 500 Plus Fund.”
11 On June 22, 2017, Class R6 shares were added.
12 Prior to September 22, 2015, Gotham Institutional Value Fund was known as the “Gotham Large Value Fund” and prior to August 31,2018, Gotham Large Value Fund was known as the “Gotham Institutional Value Fund.”
13 Prior to February 1, 2019, Gotham Enhanced 500 Plus Fund was known as Gotham Enhanced 500 Core Fund and prior to September 28, 2016, Gotham Enhanced 500 Core Fund was known as the “Gotham Enhanced Core Fund.”
14 On January 26, 2021, Class Y shares were added.
15 Prior to March 13, 2023, the Polen Emerging Markets Growth Fund was known as the Polen Global Emerging Markets Growth Fund
16 On June 21, 2022, Investor Class shares were added; and prior to June 21, 2022 the Ambrus Core Bond Fund, Ambrus Tax-Conscious California Bond Fund and Ambrus Tax-Conscious National Bond Fund, were known as the Whittier Core Bond Fund, Whittier California Tax-Conscious Bond Fund, and Whittier National Tax-Conscious Bond Fund, respectively.

 

2

 

 

ETF Series:

 

ETF Series  

Creation Date

1. Polen Floating Rate Income ETF   December 2, 2024
2. Polen High Income ETF   December 2, 2024

3.

Polen Focused Growth ETF

 

March 10, 2025

 

3