0001323953-17-000021.txt : 20170731
0001323953-17-000021.hdr.sgml : 20170731
20170731170459
ACCESSION NUMBER: 0001323953-17-000021
CONFORMED SUBMISSION TYPE: SC 13D/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20170731
DATE AS OF CHANGE: 20170731
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: ShoreTel Inc
CENTRAL INDEX KEY: 0001388133
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 770443568
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: SC 13D/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-83800
FILM NUMBER: 17993683
BUSINESS ADDRESS:
STREET 1: 960 STEWART DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94085
BUSINESS PHONE: 408 331 3300
MAIL ADDRESS:
STREET 1: 960 STEWART DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94085
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: RGM Capital, LLC
CENTRAL INDEX KEY: 0001323953
IRS NUMBER: 061685711
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1204
FILING VALUES:
FORM TYPE: SC 13D/A
BUSINESS ADDRESS:
STREET 1: 9010 STRADA STELL COURT
STREET 2: SUITE 105
CITY: NAPLES
STATE: FL
ZIP: 34109
BUSINESS PHONE: 239-593-1280
MAIL ADDRESS:
STREET 1: 9010 STRADA STELL COURT
STREET 2: SUITE 105
CITY: NAPLES
STATE: FL
ZIP: 34109
SC 13D/A
1
SHOR-13DA1.txt
SHOR 13D/A1
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Amendment No. 1)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a)
AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a)
SHORETEL, INC.
------------------------------------------------
(Name of Issuer)
Common Stock, $0.001 par value per share
------------------------------------------------
(Title of Class of Securities)
825211105
------------------------------------------------
(CUSIP Number)
Robert G. Moses
RGM Capital, LLC
9010 Strada Stell Court
Suite 105
Naples, FL 34109
(239)-593-1280
------------------------------------------------
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
July 27, 2017
------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition that is the subject of this Schedule 13D, and is
filing this schedule because of Rule 240.13d-1(b)(e), 240.13d-1(f) or
240.13d-1(g) check the following box [X].
CUSIP NO. 825211105
----------------------------------------------------------------------------
1. NAME OF REPORTING PERSON/S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE
PERSON (entities only)
RGM Capital, LLC
I.D. No. 06-1685711
-----------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
-----------------------------------------------------------------------------
3. SEC USE ONLY
-----------------------------------------------------------------------------
4. SOURCE OF FUNDS
WC
-----------------------------------------------------------------------------
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) [ ]
-----------------------------------------------------------------------------
6. CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
-----------------------------------------------------------------------------
7. SOLE VOTING POWER
0
NUMBER OF ----------------------------------------------------------
SHARES 8. SHARED VOTING POWER
BENEFICIALLY 0
OWNED BY EACH ----------------------------------------------------------
PERSON WITH 9. SOLE DISPOSITIVE POWER
0
----------------------------------------------------------
10. SHARED DISPOSITIVE POWER
0
-----------------------------------------------------------------------------
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
-----------------------------------------------------------------------------
12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES [ ]
-----------------------------------------------------------------------------
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0%
-----------------------------------------------------------------------------
14. TYPE OF REPORTING PERSON
IA, OO
-----------------------------------------------------------------------------
CUSIP NO. 825211105
-----------------------------------------------------------------------------
1. NAME OF REPORTING PERSON/S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE
PERSON (entities only)
Robert G. Moses
---------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
-----------------------------------------------------------------------------
3. SEC USE ONLY
---------------------------------------------------------------------------
4. SOURCE OF FUNDS
00
-----------------------------------------------------------------------------
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) [ ]
-----------------------------------------------------------------------------
6. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
-----------------------------------------------------------------------------
7. SOLE VOTING POWER
0
NUMBER OF ----------------------------------------------------------
SHARES 8. SHARED VOTING POWER
BENEFICIALLY 0
OWNED BY EACH ----------------------------------------------------------
PERSON WITH 9. SOLE DISPOSITIVE POWER
0
----------------------------------------------------------
10. SHARED DISPOSITIVE POWER
0
-----------------------------------------------------------------------------
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
-----------------------------------------------------------------------------
12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES [ ]
-----------------------------------------------------------------------------
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0%
-----------------------------------------------------------------------------
14. TYPE OF REPORTING PERSON
HC, IN
-----------------------------------------------------------------------------
Preliminary Note: This Amendment No. 1 to Schedule 13D (this "Amendment No.
1") amends the Schedule 13D initially filed by the Reporting Persons on June
1, 2017 (the "Prior Schedule 13D" and, as amended and restated by this
Amendment No. 1, this "Schedule 13D"). This Amendment No. 1 amends Items 3,
5 as set forth below. This is the final amendment to the Schedule 13D and
constitutes an "exit filing" for the Reporting Persons.
Capitalized terms used without definition in this Amendment No. 1 have the
meanings ascribed thereto in the Prior Schedule 13D.
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION.
As of the close of business on the date hereof, the Reporting
Persons no longer may be deemed to beneficially own any Shares.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
(a-b) As of the close of business on the date hereof, the Reporting
Persons no longer may be deemed to beneficially own any Shares.
(c) The following transactions in the Issuer's Common Stock were
effected by the Reporting Persons during the sixty (60) days preceding the
date of this report. All of such transactions represent open market
transactions.
Trade Date Shares Sold Price/Share
---------- ----------- -----------
07/27/2017 2,500,000 7.4500
07/27/2017 900,000 7.4750
07/27/2017 200,000 7.4597
07/27/2017 100,000 7.5000
07/28/2017 450,000 7.4750
07/28/2017 32,366 7.4500
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete
and correct.
July 31, 2017
--------------------------------------
(Date)
RGM Capital, LLC
By: /s/ Robert G. Moses
--------------------------------------
Robert G. Moses, Managing Member
/s/ Robert G. Moses
--------------------------------------
Robert G. Moses