0001127602-17-028259.txt : 20170927
0001127602-17-028259.hdr.sgml : 20170927
20170927174755
ACCESSION NUMBER: 0001127602-17-028259
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170925
FILED AS OF DATE: 20170927
DATE AS OF CHANGE: 20170927
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Seto Allen
CENTRAL INDEX KEY: 0001576065
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33506
FILM NUMBER: 171105109
MAIL ADDRESS:
STREET 1: C/O SHORETEL, INC.
STREET 2: 960 STEWART DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94085
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ShoreTel Inc
CENTRAL INDEX KEY: 0001388133
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 770443568
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 960 STEWART DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94085
BUSINESS PHONE: 408 331 3300
MAIL ADDRESS:
STREET 1: 960 STEWART DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94085
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2017-09-25
1
0001388133
ShoreTel Inc
SHOR
0001576065
Seto Allen
960 STEWART DRIVE
SUNNYVALE
CA
94085
1
General Counsel
Common Stock
2017-09-25
4
D
0
28476
0
D
0
D
Non-qualified Stock Option (Right to Buy)
3.91
2017-09-25
4
D
0
15000
0
D
2013-06-11
2022-06-11
Common Stock
15000
0
D
Non-qualified Stock Option (Right to Buy)
3.50
2017-09-25
4
D
0
50000
0
D
2014-04-01
2023-04-01
Common Stock
50000
0
D
Non-qualified Stock Option (Right to Buy)
4.44
2017-09-25
4
D
0
25000
0
D
2014-08-15
2023-08-15
Common Stock
25000
0
D
Non-qualified Stock Option (Right to Buy)
6.61
2017-09-25
4
D
0
30000
0
D
2015-08-15
2024-08-15
Common Stock
30000
0
D
Non-qualified Stock Option (Right to Buy)
7.35
2017-09-25
4
D
0
30000
0
D
2016-08-21
2025-08-21
Common Stock
30000
0
D
Restricted Stock Unit
0
2017-09-25
4
D
0
3750
0
D
2015-08-15
2024-08-15
Common Stock
3750
0
D
Restricted Stock Unit
0
2017-09-25
4
D
0
7500
0
D
2016-08-21
2025-08-21
Common Stock
7500
0
D
Restricted Stock Unit
0
2017-09-25
4
D
0
15000
0
D
2017-08-18
2026-08-18
Common Stock
15000
0
D
Following the acquisition of ShoreTel, Inc. by Mitel Networks Corporation, shares of ShoreTel, Inc. common stock were subject to a tender offer of $7.50 per share.
Following the acqusition of ShoreTel, Inc. by Mitel Networks Corporation, all vested and exercisable options and all vested RSUs were cancelled. The holder received the right to a cash payment equal to $7.50 per share, minus exercise price and applicable taxes.
Originally scheduled to vest at the rate of 25% on the first anniversary date of the grant and 1/48th per month thereafter. Vesting was accelerated pursuant to the ShoreTel, Inc. 2007 and/or 2015 Equity Incentive Plan, a Retention or Employment Agreement and the Agreement and Plan of Merger by and among Mitel HS Holdings, Inc., Shelby Acquisition Corporation, ShoreTel, In. and Mitel Networks Corporation dated as of July 26, 2017.
Originally scheduled to vest at the rate of 25% a year over 4 years, on the anniversary date of the grant. Vesting was accelerated pursuant to the ShoreTel, Inc. 2007 and/or 2015 Equity Incentive Plan, a Retention or Employment Agreement and the Agreement and Plan of Merger by and among Mitel HS Holdings, Inc., Shelby Acquisition Corporation, ShoreTel, In. and Mitel Networks Corporation dated as of July 26, 2017.
/s/ Allen Seto
2017-09-27