0000899243-23-007222.txt : 20230306 0000899243-23-007222.hdr.sgml : 20230306 20230306190046 ACCESSION NUMBER: 0000899243-23-007222 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230302 FILED AS OF DATE: 20230306 DATE AS OF CHANGE: 20230306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Malik Rajiv CENTRAL INDEX KEY: 0001388111 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39695 FILM NUMBER: 23710533 MAIL ADDRESS: STREET 1: BUILDING 4, TRIDENT PLACE STREET 2: MOSQUITO WAY CITY: HATFIELD, HERTFORDSHIRE STATE: X0 ZIP: AL10 9UL ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Viatris Inc CENTRAL INDEX KEY: 0001792044 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 834364296 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1000 MYLAN BOULEVARD CITY: CANONSBURG STATE: PA ZIP: 15317 BUSINESS PHONE: (724) 514-1465 MAIL ADDRESS: STREET 1: 1000 MYLAN BOULEVARD CITY: CANONSBURG STATE: PA ZIP: 15317 FORMER COMPANY: FORMER CONFORMED NAME: Upjohn Inc DATE OF NAME CHANGE: 20191023 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-03-02 0 0001792044 Viatris Inc VTRS 0001388111 Malik Rajiv 1000 MYLAN BOULEVARD CANONSBURG PA 15317 1 1 0 0 President Common Stock 2023-03-02 4 M 0 52632 0.00 A 473628 D Common Stock 2023-03-02 4 F 0 22874 11.13 D 450754 D Common Stock 2023-03-02 4 M 0 197369 0.00 A 648123 D Common Stock 2023-03-02 4 F 0 85817 11.13 D 562306 D Common Stock 2023-03-02 4 M 0 67180 0.00 A 629486 D Common Stock 2023-03-02 4 F 0 29210 11.13 D 600276 D Common Stock 2023-03-02 4 M 0 5313 0.00 A 605589 D Common Stock 2023-03-02 4 F 0 2311 11.13 D 603278 D Common Stock 2023-03-04 4 M 0 82353 0.00 A 685631 D Common Stock 2023-03-04 4 F 0 35808 11.13 D 649823 D Common Stock 2023-03-04 4 M 0 2961 0.00 A 652784 D Common Stock 2023-03-04 4 F 0 1288 11.13 D 651496 D Common Stock 460319 I By Irrevocable Trust Restricted Stock Units 0.00 2023-03-02 4 M 0 52632 0.00 D Common Stock 52632 0 D Restricted Stock Units 0.00 2023-03-02 4 M 0 197369 0.00 D Common Stock 197369 0 D Restricted Stock Units 0.00 2023-03-02 4 M 0 67180 0.00 D Common Stock 67180 67180 D Dividend Equivalent Units 0.00 2023-03-02 4 M 0 5312.2276 0.00 D Common Stock 5312.2276 5313 D Restricted Stock Units 0.00 2023-03-03 4 A 0 245284 0.00 A Common Stock 245284 245284 D Restricted Stock Units 0.00 2023-03-04 4 M 0 82353 0.00 D Common Stock 82353 164706 D Dividend Equivalent Units 0.00 2023-03-04 4 M 0 2960.9403 0.00 D Common Stock 2960.9403 5920 D Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the restricted stock units (RSUs) granted on March 2, 2020. Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of the RSUs granted on March 2, 2020. Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the RSUs granted on March 2, 2021. Fractional shares have been rounded up in connection with the settlement described in footnote 13 pursuant to the terms of the RSU award agreement under the Viatris Inc. 2020 Stock Incentive Plan. Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the dividend equivalent units (DEUs) that accrued with respect to the RSUs previously granted on March 2, 2021. Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the RSUs granted on March 4, 2022. Fractional shares have been rounded up in connection with the settlement described in footnote 17 pursuant to the terms of the RSU award agreement under the Viatris Inc. 2020 Stock Incentive Plan. Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the DEUs that accrued with respect to the RSUs previously granted on March 4, 2022. Each RSU represents the right to receive one share of common stock of Viatris Inc. (Viatris). 52,632 of the RSUs granted on March 2, 2020 vested on March 2, 2021, 52,631 vested on March 2, 2022 and 52,632 vested on March 2, 2023. Each RSU represents the right to receive one share of common stock of Viatris. These RSUs vested in full on March 2, 2023. Each RSU represents the right to receive one share of common stock of Viatris. 67,180 of the RSUs granted on March 2, 2021 vested on each of March 2, 2022 and March 2, 2023 and 67,180 will vest on March 2, 2024. On May 6, 2022, Viatris filed a registration statement on Form S-3 with respect to its Dividend Reinvestment and Share Purchase Plan; amount includes DEUs that subsequently accrued with respect to such RSUs in June 2022, September 2022 and December 2022 in transactions exempt from Section 16 under Rule 16a-11. Represents DEUs that accrued with respect to the RSUs previously granted on March 2, 2021 and vest on the same schedule as the underlying RSUs. Each RSU represents the right to receive one share of common stock of Viatris. 81,762 of the RSUs granted on March 3, 2023 will vest on March 3, 2024 and 81,761 will vest on each of March 3, 2025 and March 3, 2026. Each RSU represents the right to receive one share of common stock of Viatris. 82,353 of the RSUs granted on March 4, 2022 vested on March 4, 2023 and 82,353 will vest on each of March 4, 2024 and March 4, 2025. On May 6, 2022, Viatris filed a registration statement on Form S-3 with respect to its Dividend Reinvestment and Share Purchase Plan; amount represents DEUs that subsequently accrued with respect to such RSUs in June 2022, September 2022 and December 2022 in transactions exempt from Section 16 under Rule 16a-11. Represents DEUs that accrued with respect to the RSUs previously granted on March 4, 2022 and vest on the same schedule as the underlying RSUs. /s/ Kevin Macikowski, by power of attorney 2023-03-06