0001214659-13-003966.txt : 20130717 0001214659-13-003966.hdr.sgml : 20130717 20130717145641 ACCESSION NUMBER: 0001214659-13-003966 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130717 DATE AS OF CHANGE: 20130717 EFFECTIVENESS DATE: 20130717 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Stevens First Principles Investment Advisors CENTRAL INDEX KEY: 0001388076 IRS NUMBER: 330140970 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12317 FILM NUMBER: 13972457 BUSINESS ADDRESS: STREET 1: 4100 NEWPORT PLACE DRIVE, SUITE 720 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: (949) 251-9333 MAIL ADDRESS: STREET 1: 4100 NEWPORT PLACE DRIVE, SUITE 720 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001388076 XXXXXXXX 06-30-2013 06-30-2013 false Stevens First Principles Investment Advisors

4100 Newport Place Drive, Suite 720 Newport Beach CA 92660

13F HOLDINGS REPORT 028-12317 N Steven Lee Yamhon 949-251-9333 /s/ Steven Lee Yamshon Newport Beach CA 07-16-2013 1 212 142022 1 0001418204 028-12624 FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. INFORMATION TABLE 2 infotable.xml Aar Corp COM 000361105 33 1480 SH SOLE 1480 0 0 Abbott Laboratories COM 002824100 1175 33694 SH SOLE 33694 0 0 Aberdeen Asia-Pacific Income Fund COM 003009107 227 36565 SH DFND 1 28565 8000 0 Acadia Pharmaceuticals Inc COM 004225108 11 600 SH SOLE 600 0 0 Adams Express Company COM 006212104 258 21588 SH DFND 1 395 21193 0 ADT Corporation COM 00101J106 80 2000 SH SOLE 2000 0 0 Aflac Inc COM 001055102 7 120 SH SOLE 120 0 0 Agco Corp COM 001084102 1118 22285 SH SOLE 22285 0 0 Alcoa Inc COM 013817101 6 824 SH SOLE 824 0 0 Alexander & Baldwin Inc COM 014491104 2406 60516 SH SOLE 60516 0 0 American International Group Inc COM NEW 026874784 89 2000 SH SOLE 2000 0 0 Andersons, Inc. COM 034164103 2031 38187 SH SOLE 38187 0 0 Annaly Mtg Mgmt Inc COM 035710409 1 100 SH SOLE 100 0 0 Apartment Investment & Management Co CL A 03748R101 2 60 SH SOLE 60 0 0 Apple Inc COM 037833100 253 638 SH SOLE 638 0 0 Applied Materials Inc COM 038222105 43 2900 SH SOLE 2900 0 0 Archer Daniels Midland Co COM 039483102 4283 126304 SH DFND 1 119904 6400 0 Array Biopharma Inc COM 04269X105 16 3500 SH SOLE 3500 0 0 Avista Corp COM 05379B107 237 8770 SH SOLE 8770 0 0 Bank Hawaii Corp COM 062540109 941 18695 SH DFND 1 16395 2300 0 Bank Of New York Co COM 064058100 825 29425 SH SOLE 29425 0 0 Barrick Gold Corp COM 067901108 24 1500 SH SOLE 1500 0 0 Becton Dickinson Co COM 075887109 2106 21305 SH SOLE 21305 0 0 Beneficial Mut Bancorp Inc COM 08173R104 137 16285 SH SOLE 16285 0 0 Berkshire Hathaway Inc - B CL B NEW 084670702 20 180 SH SOLE 180 0 0 Big Lots Inc COM 089302103 189 5980 SH SOLE 5980 0 0 Biomarin Pharmaceutical Inc COM 09061G101 22 400 SH SOLE 400 0 0 Blackrock Inc COM 09247X101 26 100 SH SOLE 100 0 0 Boardwalk Pipeline Partners LP UT LTD PARTNER 096627104 2190 72505 SH SOLE 72505 0 0 BP PLC SPONSORED ADR 055622104 536 12843 SH SOLE 12843 0 0 Bristol Myers Squibb Co COM 110122108 31 700 SH SOLE 700 0 0 Canadian National Railway Co COM 136375102 1 15 SH SOLE 15 0 0 Canadian Natural Resources Ltd COM 136385101 1 35 SH SOLE 35 0 0 CANADIAN PAC RAILWAY COM 13645T100 79 650 SH SOLE 650 0 0 Celldex Therapeutics, Inc. 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COM PAR $.01 457669307 7 600 SH SOLE 600 0 0 Intel Corp COM 458140100 3640 150238 SH DFND 1 146738 3500 0 iShares COMEX Gold Trust ISHARES 464285105 2 130 SH SOLE 130 0 0 iShares FTSE China 25 Index Fund FTSE CHINA25 IDX 464287184 140 5870 SH DFND 1 3270 2600 0 iShares Lehman 1-3 Year Treasury Bond Fund BARCLYS 1-3 YR 464287457 58 689 SH SOLE 689 0 0 iShares MSCI Emerging Markets Index MSCI EMERG MKT 464287234 5 122 SH SOLE 122 0 0 iShares MSCI Taiwan Index MSCI TAIWAN 464286731 128 9620 SH SOLE 9620 0 0 iShares S&P NA Natural Resources Index Fund S&P NA NAT RES 464287374 1 30 SH SOLE 30 0 0 ITT Corp COM NEW 450911201 54 1837 SH SOLE 1837 0 0 J2 Global Inc COM 48123V102 1303 30649 SH SOLE 30649 0 0 John Wiley and Sons Inc CL A 968223206 1442 35965 SH DFND 1 33315 2650 0 JOY Global Inc COM 481165108 92 1900 SH SOLE 1900 0 0 JP Morgan Chase & Co COM 46625H100 100 1900 SH SOLE 1900 0 0 Kamada Ord Ils1.00 SHS M6240T109 11 1000 SH SOLE 1000 0 0 Kellogg Co COM 487836108 6 100 SH SOLE 100 0 0 Keycorp New COM 493267108 66 6000 SH SOLE 6000 0 0 KIMBERLY CLARK CORP COM COM 494368103 155 1600 SH DFND 1 0 1600 0 Kraft Foods Group Inc COM 50076Q106 153 2740 SH DFND 1 490 2250 0 Kronos Worldwide Inc COM 50105F105 51 3135 SH SOLE 3135 0 0 Kythera Biopharmaceuticals Inc COM 501570105 14 500 SH SOLE 500 0 0 Leucadia National Corp COM 527288104 99 3775 SH SOLE 3775 0 0 Lexicon Pharmaceuticals Inc COM 528872104 15 7000 SH SOLE 7000 0 0 Liberty Global Inc - A COM SER A 530555101 29 400 SH SOLE 400 0 0 Liberty Global Inc - C COM SER C 530555309 27 400 SH SOLE 400 0 0 Liberty Interactive Corp Ventures Com US LBT VENT COM A 53071M880 128 1500 SH SOLE 1500 0 0 Liberty Media Corp - Interactive INT COM SER A 53071M104 46 2000 SH SOLE 2000 0 0 Liberty Media Corp New Com Ser A CL A 531229102 127 1000 SH SOLE 1000 0 0 Linn Energy LLC UNIT LTD LIAB 536020100 80 2400 SH SOLE 2400 0 0 Madden Steven Ltd COM 556269108 1 25 SH SOLE 25 0 0 MannKind Corp COM 56400P201 4 590 SH SOLE 590 0 0 Marathon Oil Corp COM 565849106 6 160 SH SOLE 160 0 0 Market Vectors Gold Miners ETF GOLD MINER ETF 57060U100 49 2000 SH SOLE 2000 0 0 Matson Inc COM 57686G105 1509 60371 SH SOLE 60371 0 0 McDonald's Corp COM 580135101 321 3241 SH SOLE 3241 0 0 Medivation Inc. 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