The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| PULSE ELECTRONICS CORP | NOTE 7.00%12/1 | 74586WAA4 | 746 | 1,000,000 | SH | DFND | 1 | 0 | 1,000,000 | 0 | |
| Vitesse Semiconductor Corp | DBCV 8.000% 6/1 | 928497AE6 | 941 | 900,000 | SH | DFND | 1 | 0 | 900,000 | 0 | |
| Edwards Group LTD | Sponsored ADR | 281736108 | 75 | 8,836 | SH | DFND | 1 | 0 | 8,836 | 0 | |
| Aaron's Inc | COM PAR $0.50 | 002535300 | 1,217 | 43,436 | SH | DFND | 1 | 0 | 43,436 | 0 | |
| ABM INDS INC | COM | 000957100 | 987 | 40,254 | SH | DFND | 1 | 0 | 40,254 | 0 | |
| Arch Coal Inc | COM | 039380100 | 378 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
| Adtran Inc | COM | 00738A106 | 960 | 39,000 | SH | DFND | 1 | 0 | 39,000 | 0 | |
| Activision Blizzard INC | COM | 00507V109 | 4,017 | 281,718 | SH | DFND | 1 | 0 | 281,718 | 0 | |
| BROADSOFT INC | COM | 11133B409 | 1,353 | 49,009 | SH | DFND | 1 | 0 | 49,009 | 0 | |
| CARBONITE INC | COM | 141337105 | 571 | 46,075 | SH | DFND | 1 | 0 | 46,075 | 0 | |
| CHASE CORP | COM | 16150R104 | 331 | 14,818 | SH | DFND | 1 | 0 | 14,818 | 0 | |
| Check Point Software Tech LT | ORD | M22465104 | 921 | 18,538 | SH | DFND | 1 | 0 | 18,538 | 0 | |
| Cloud Peak Energy Inc | COM | 18911Q102 | 544 | 33,000 | SH | DFND | 1 | 0 | 33,000 | 0 | |
| Canadian Nat Res LTD | COM | 136385101 | 1,340 | 47,545 | SH | DFND | 1 | 0 | 47,545 | 0 | |
| Consol Energy Inc | COM | 20854P109 | 894 | 33,000 | SH | DFND | 1 | 0 | 33,000 | 0 | |
| Spansion Inc | COM CL A NEW | 84649R200 | 846 | 67,537 | SH | DFND | 1 | 0 | 67,537 | 0 | |
| Cisco Systems Inc | COM | 17275R102 | 1,333 | 54,795 | SH | DFND | 1 | 0 | 54,795 | 0 | |
| Citrix Systems Inc | COM | 177376100 | 883 | 14,633 | SH | DFND | 1 | 0 | 14,633 | 0 | |
| Diana Shipping Inc | COM | Y2066G104 | 775 | 77,226 | SH | DFND | 1 | 0 | 77,226 | 0 | |
| DIRECTV | COM | 25490A309 | 2,567 | 41,648 | SH | DFND | 1 | 0 | 41,648 | 0 | |
| E M C CORP MASS | COM | 268648102 | 5,058 | 214,122 | SH | DFND | 1 | 0 | 214,122 | 0 | |
| Enernoc Inc | COM | 292764107 | 344 | 25,949 | SH | DFND | 1 | 0 | 25,949 | 0 | |
| Entegris Inc | COM | 29362U104 | 1,174 | 125,094 | SH | DFND | 1 | 0 | 125,094 | 0 | |
| ENVIVIO INC | COM | 29413T106 | 662 | 327,815 | SH | DFND | 1 | 0 | 327,815 | 0 | |
| Corning Inc | COM | 219350105 | 1,922 | 135,048 | SH | DFND | 1 | 0 | 135,048 | 0 | |
| Google Inc | CL A | 38259P508 | 3,559 | 4,043 | SH | DFND | 1 | 0 | 4,043 | 0 | |
| INGLES MKTS INC | CL A | 457030104 | 142 | 5,641 | SH | DFND | 1 | 0 | 5,641 | 0 | |
| Ipass Inc | COM | 46261V108 | 529 | 279,834 | SH | DFND | 1 | 0 | 279,834 | 0 | |
| INPHI CORP | COM | 45772F107 | 1,372 | 124,704 | SH | DFND | 1 | 0 | 124,704 | 0 | |
| Ituran Location And Control | SHS | M6158M104 | 886 | 52,517 | SH | DFND | 1 | 0 | 52,517 | 0 | |
| Jabil Circuit Inc | COM | 466313103 | 2,921 | 143,343 | SH | DFND | 1 | 0 | 143,343 | 0 | |
| LivePerson Inc | COM | 538146101 | 1,885 | 210,504 | SH | DFND | 1 | 0 | 210,504 | 0 | |
| Lam Research Corp | COM | 512807108 | 932 | 21,024 | SH | DFND | 1 | 0 | 21,024 | 0 | |
| Marcus Corp | COM | 566330106 | 991 | 77,912 | SH | DFND | 1 | 0 | 77,912 | 0 | |
| MoneyGram International Inc | COM NEW | 60935Y208 | 4,187 | 184,878 | SH | DFND | 1 | 0 | 184,878 | 0 | |
| Microsoft Corp | COM | 594918104 | 2,173 | 62,897 | SH | DFND | 1 | 0 | 62,897 | 0 | |
| Newport Corp | COM | 651824104 | 1,120 | 80,394 | SH | DFND | 1 | 0 | 80,394 | 0 | |
| Nv5 Holding Inc | UNIT 99/99/99993 | 62945V208 | 409 | 50,000 | SH | DFND | 1 | 0 | 50,000 | 0 | |
| Performant Finl Corp | COM | 71377E105 | 771 | 66,500 | SH | DFND | 1 | 0 | 66,500 | 0 | |
| Procera Networks Inc | COM NEW | 74269U203 | 687 | 50,000 | SH | DFND | 1 | 0 | 50,000 | 0 | |
| Polycom Inc | COM | 73172K104 | 1,199 | 113,889 | SH | DFND | 1 | 0 | 113,889 | 0 | |
| Progress Software Corp | COM | 743312100 | 552 | 24,000 | SH | DFND | 1 | 0 | 24,000 | 0 | |
| Parkervision Inc | COM | 701354102 | 341 | 75,000 | SH | DFND | 1 | 0 | 75,000 | 0 | |
| QUALCOMM Inc | COM | 747525103 | 1,238 | 20,270 | SH | DFND | 1 | 0 | 20,270 | 0 | |
| Rubicon Technology Inc | COM | 78112T107 | 607 | 76,158 | SH | DFND | 1 | 0 | 76,158 | 0 | |
| Regis Corp MINN | COM | 758932107 | 1,568 | 95,500 | SH | DFND | 1 | 0 | 95,500 | 0 | |
| Super Micro Computer Inc | COM | 86800U104 | 941 | 88,462 | SH | DFND | 1 | 0 | 88,462 | 0 | |
| Skyworks Solutions Inc | COM | 83088M102 | 1,939 | 88,580 | SH | DFND | 1 | 0 | 88,580 | 0 | |
| UBIQUITI NETWORKS INC | COM | 90347A100 | 23 | 133 | SH | DFND | 1 | 0 | 133 | 0 | |
| VeriSign Inc | COM | 92343E102 | 2,256 | 50,507 | SH | DFND | 1 | 0 | 50,507 | 0 | |
| Vishay Intertechnology Inc | COM | 928298108 | 1,144 | 82,334 | SH | DFND | 1 | 0 | 82,334 | 0 | |
| Exfo INC | SUB VTG SHS | 302046107 | 901 | 202,087 | SH | DFND | 1 | 0 | 202,087 | 0 | |
| Orbotech Ltd | ORD | M75253100 | 4,515 | 362,962 | SH | DFND | 1 | 0 | 362,962 | 0 | |