The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
A.O. SMITH | ORD | 831865209 | 1,717 | 36,309 | SH | SOLE | 36,309 | 0 | 0 | ||
AECOM TECHNOLOGY | ORD | 00766T100 | 12 | 350 | SH | SOLE | 350 | 0 | 0 | ||
AGRIUM(US) | ORD | 008916108 | 13 | 150 | SH | SOLE | 150 | 0 | 0 | ||
AMERICAN WATER WORKS CO INC | ORD | 030420103 | 14 | 300 | SH | SOLE | 300 | 0 | 0 | ||
AQUA AMERICA INC | ORD | 03836W103 | 5 | 225 | SH | SOLE | 225 | 0 | 0 | ||
AUTODESK | ORD | 052769106 | 5 | 85 | SH | SOLE | 85 | 0 | 0 | ||
BORGWARNER | ORD | 099724106 | 9,410 | 178,864 | SH | SOLE | 178,864 | 0 | 0 | ||
BUNGE | ORD | G16962105 | 8 | 100 | SH | SOLE | 100 | 0 | 0 | ||
CALPINE CORP (UN*) | ORD | 131347304 | 21,089 | 971,856 | SH | SOLE | 971,856 | 0 | 0 | ||
CHENIERE ENERGY INC | ORD | 16411R208 | 8,332 | 104,107 | SH | SOLE | 104,107 | 0 | 0 | ||
CLEAN ENERGY FUELS | ORD | 184499101 | 1 | 125 | SH | SOLE | 125 | 0 | 0 | ||
CLEAN HARBORS | ORD | 184496107 | 12 | 225 | SH | SOLE | 225 | 0 | 0 | ||
CONSTELLIUM NV- CLASS A (UN*) | ORD | N22035104 | 3,140 | 127,586 | SH | SOLE | 127,586 | 0 | 0 | ||
DAQO NEW ENERGY CORP-ADR (US*) | DR | 23703Q203 | 2,816 | 65,770 | SH | SOLE | 65,770 | 0 | 0 | ||
DELPHI AUTOMOTIVE PLC | ORD | G27823106 | 18,931 | 308,631 | SH | SOLE | 308,631 | 0 | 0 | ||
DOMINION RES D SER A UNITS 6.375% 01-JUL-2017 | CONVPRF | 25746U869 | 1,497 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
DOMINION RESOURCES INC/VA | ORD | 25746U109 | 13,297 | 192,454 | SH | SOLE | 192,454 | 0 | 0 | ||
EMERSON ELECTRIC CO | ORD | 291011104 | 13 | 200 | SH | SOLE | 200 | 0 | 0 | ||
EXELON CORP | ORD | 30161N101 | 19,308 | 566,385 | SH | SOLE | 566,385 | 0 | 0 | ||
EXELON CORP 6.5% 01-JUN-2017 | CONVPRF | 30161N127 | 2,032 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
FIRST SOLAR INC | ORD | 336433107 | 3 | 50 | SH | SOLE | 50 | 0 | 0 | ||
FLOWSERVE | ORD | 34354P105 | 15 | 210 | SH | SOLE | 210 | 0 | 0 | ||
FUEL SYSTEMS SOLUTIONS | ORD | 35952W103 | 1 | 150 | SH | SOLE | 150 | 0 | 0 | ||
FUEL TECH INC | ORD | 359523107 | 2 | 400 | SH | SOLE | 400 | 0 | 0 | ||
FUELCELL ENERGY INC (UQ*) | ORD | 35952H106 | 5,280 | 2,526,427 | SH | SOLE | 2,526,427 | 0 | 0 | ||
GENERAL ELECTRIC | ORD | 369604103 | 30,163 | 1,177,332 | SH | SOLE | 1,177,332 | 0 | 0 | ||
INTL BUSINESS MACHINES CORP (US*) | ORD | 459200101 | 6 | 30 | SH | SOLE | 30 | 0 | 0 | ||
ITC HOLDINGS CORP | ORD | 465685105 | 9,542 | 267,808 | SH | SOLE | 267,808 | 0 | 0 | ||
ITRON INC US | ORD | 465741106 | 8 | 200 | SH | SOLE | 200 | 0 | 0 | ||
JA SOLAR HOLDINGS CO LTD-ADR (US*) | DR | 466090206 | 4,725 | 510,862 | SH | SOLE | 510,862 | 0 | 0 | ||
January 16 Calls on NEE US (125) | EQTY_OP | 65339F101 | 72 | 1,114 | SH | SOLE | 1,114 | 0 | 0 | ||
JINKOSOLAR HOLDING CO-ADR (US*) | DR | 47759T100 | 8,308 | 302,232 | SH | SOLE | 302,232 | 0 | 0 | ||
JOHNSON CONTROLS INC | ORD | 478366107 | 7 | 150 | SH | SOLE | 150 | 0 | 0 | ||
LINEAR TECHNOLOGY CORP (UW*) | ORD | 535678106 | 3,544 | 79,829 | SH | SOLE | 79,829 | 0 | 0 | ||
NEXTERA ENERGY INC | ORD | 65339F101 | 72,120 | 768,215 | SH | SOLE | 768,215 | 0 | 0 | ||
NORTHEAST UTILITIES | ORD | 664397106 | 4,268 | 96,354 | SH | SOLE | 96,354 | 0 | 0 | ||
NRG ENERGY INC | ORD | 629377508 | 17,508 | 574,405 | SH | SOLE | 574,405 | 0 | 0 | ||
NRG YIELD INC-CLASS A (UN*) | ORD | 62942X108 | 9,557 | 203,116 | SH | SOLE | 203,116 | 0 | 0 | ||
OGE ENERGY CORP | ORD | 670837103 | 17,783 | 479,190 | SH | SOLE | 479,190 | 0 | 0 | ||
ONEOK INC | ORD | 682680103 | 9,097 | 138,787 | SH | SOLE | 138,787 | 0 | 0 | ||
PATTERN ENERGY GROUP INC (UQ*) | ORD | 70338P100 | 18,148 | 586,950 | SH | SOLE | 586,950 | 0 | 0 | ||
PENTAIR | ORD | G7S007104 | 10 | 150 | SH | SOLE | 150 | 0 | 0 | ||
PNM RESOURCES INC | ORD | 69349H107 | 11,350 | 455,637 | SH | SOLE | 455,637 | 0 | 0 | ||
POTASH CORP SAS (US) | ORD | 73755L107 | 10 | 300 | SH | SOLE | 300 | 0 | 0 | ||
POWER SOLUTIONS INTERNATIONA (UR*) | ORD | 73933G202 | 14,982 | 217,129 | SH | SOLE | 217,129 | 0 | 0 | ||
POWER-ONE INC (UQ*) | ORD | 73930R102 | 3 | 500 | SH | SOLE | 500 | 0 | 0 | ||
PPL CORPORATION | ORD | 69351T106 | 4,170 | 126,988 | SH | SOLE | 126,988 | 0 | 0 | ||
QUANTA SERVICES INC | ORD | 74762E102 | 16,762 | 461,895 | SH | SOLE | 461,895 | 0 | 0 | ||
ROCKWOOD HOLDINGS INC (UN*) | ORD | 774415103 | 16,095 | 210,535 | SH | SOLE | 210,535 | 0 | 0 | ||
RUBICON TECHNOLOGY INC (UQ*) | ORD | 78112T107 | 1,832 | 431,090 | SH | SOLE | 431,090 | 0 | 0 | ||
SEMPRA ENERGY | ORD | 816851109 | 31,636 | 300,206 | SH | SOLE | 300,206 | 0 | 0 | ||
SILVER SPRING NETWORKS INC (UN*) | ORD | 82817Q103 | 6,722 | 696,572 | SH | SOLE | 696,572 | 0 | 0 | ||
SOLARCITY CORP (UQ*) | ORD | 83416T100 | 15,569 | 261,225 | SH | SOLE | 261,225 | 0 | 0 | ||
SPECTRA ENERGY CORP | ORD | 847560109 | 18,087 | 460,689 | SH | SOLE | 460,689 | 0 | 0 | ||
SUNEDISON INC | ORD | 86732Y109 | 19,257 | 1,019,948 | SH | SOLE | 1,019,948 | 0 | 0 | ||
SUNEDISON SEMICONDUCTOR LTD (UW*) | ORD | Y8213L102 | 4,921 | 254,314 | SH | SOLE | 254,314 | 0 | 0 | ||
SUNPOWER CORP | ORD | 867652406 | 7,757 | 228,945 | SH | SOLE | 228,945 | 0 | 0 | ||
TCP INTERNATIONAL HOLDINGS L (UN*) | ORD | 872375100 | 5,589 | 733,451 | SH | SOLE | 733,451 | 0 | 0 | ||
TERRAFORM POWER INC - A (UW*) | ORD | 88104R100 | 8,809 | 305,241 | SH | SOLE | 305,241 | 0 | 0 | ||
TETRA TECH | ORD | 88162G103 | 11 | 450 | SH | SOLE | 450 | 0 | 0 | ||
TRINA SOLAR LTD-SPON ADR | DR | 89628E104 | 3,240 | 268,405 | SH | SOLE | 268,405 | 0 | 0 | ||
UNION PACIFIC CORP (UN*) | ORD | 907818108 | 21,142 | 195,005 | SH | SOLE | 195,005 | 0 | 0 | ||
VEECO INSTRUMENTS INC (UW*) | ORD | 922417100 | 5,126 | 146,664 | SH | SOLE | 146,664 | 0 | 0 | ||
WESTPORT INNOVATIONS (US) | ORD | 960908309 | 3,444 | 327,670 | SH | SOLE | 327,670 | 0 | 0 | ||
WILLIAMS COS INC | ORD | 969457100 | 34,842 | 629,481 | SH | SOLE | 629,481 | 0 | 0 | ||
XYLEM INC | ORD | 98419M100 | 14 | 400 | SH | SOLE | 400 | 0 | 0 | ||
YARA INTERNATIONAL-ADR (US*) | DR | 984851204 | 10 | 200 | SH | SOLE | 200 | 0 | 0 |