The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
A.O. SMITH | ORD | 831865209 | 12,402 | 250,132 | SH | SOLE | 250,132 | 0 | 0 | ||
ACUITY BRANDS INC (UN*) | ORD | 00508Y102 | 4,057 | 29,342 | SH | SOLE | 29,342 | 0 | 0 | ||
AECOM TECHNOLOGY | ORD | 00766T100 | 11 | 350 | SH | SOLE | 350 | 0 | 0 | ||
AGRIUM(US) | ORD | 008916108 | 14 | 150 | SH | SOLE | 150 | 0 | 0 | ||
AMERICAN WATER WORKS CO INC | ORD | 030420103 | 15 | 300 | SH | SOLE | 300 | 0 | 0 | ||
AQUA AMERICA INC | ORD | 03836W103 | 6 | 225 | SH | SOLE | 225 | 0 | 0 | ||
AUTODESK | ORD | 052769106 | 5 | 85 | SH | SOLE | 85 | 0 | 0 | ||
BORGWARNER | ORD | 099724106 | 5,123 | 78,586 | SH | SOLE | 78,586 | 0 | 0 | ||
BUNGE | ORD | G16962105 | 8 | 100 | SH | SOLE | 100 | 0 | 0 | ||
CALPINE CORP (UN*) | ORD | 131347304 | 28,795 | 1,209,364 | SH | SOLE | 1,209,364 | 0 | 0 | ||
CHENIERE ENERGY INC | ORD | 16411R208 | 7,464 | 104,107 | SH | SOLE | 104,107 | 0 | 0 | ||
CLEAN ENERGY FUELS | ORD | 184499101 | 1 | 125 | SH | SOLE | 125 | 0 | 0 | ||
CLEAN HARBORS | ORD | 184496107 | 14 | 225 | SH | SOLE | 225 | 0 | 0 | ||
CONSTELLIUM NV- CLASS A (UN*) | ORD | N22035104 | 12,456 | 388,529 | SH | SOLE | 388,529 | 0 | 0 | ||
DELPHI AUTOMOTIVE PLC | ORD | G27823106 | 22,621 | 329,086 | SH | SOLE | 329,086 | 0 | 0 | ||
DOMINION RES D SER A UNITS 6.375% 01-JUL-2017 | CONVPRF | 25746U869 | 1,579 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
EMERSON ELECTRIC CO | ORD | 291011104 | 13 | 200 | SH | SOLE | 200 | 0 | 0 | ||
ENERSYS | ORD | 29275Y102 | 4,427 | 64,357 | SH | SOLE | 64,357 | 0 | 0 | ||
EXELON CORP | ORD | 30161N101 | 16,776 | 459,860 | SH | SOLE | 459,860 | 0 | 0 | ||
EXELON CORP 6.5% 01-JUN-2017 | CONVPRF | 30161N127 | 2,158 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
FIRST SOLAR INC | ORD | 336433107 | 2,243 | 31,559 | SH | SOLE | 31,559 | 0 | 0 | ||
FLOWSERVE | ORD | 34354P105 | 16 | 210 | SH | SOLE | 210 | 0 | 0 | ||
FUEL SYSTEMS SOLUTIONS | ORD | 35952W103 | 2 | 150 | SH | SOLE | 150 | 0 | 0 | ||
FUEL TECH INC | ORD | 359523107 | 2 | 400 | SH | SOLE | 400 | 0 | 0 | ||
FUELCELL ENERGY INC (UQ*) | ORD | 35952H106 | 3,132 | 1,304,974 | SH | SOLE | 1,304,974 | 0 | 0 | ||
GENERAL ELECTRIC | ORD | 369604103 | 35,703 | 1,358,559 | SH | SOLE | 1,358,559 | 0 | 0 | ||
GENERAL MOTORS | ORD | 37045V100 | 5,427 | 149,502 | SH | SOLE | 149,502 | 0 | 0 | ||
GT ADVANCED TECHNOLOGIES | ORD | 36191U106 | 907 | 48,754 | SH | SOLE | 48,754 | 0 | 0 | ||
INTL BUSINESS MACHINES CORP (US*) | ORD | 459200101 | 5 | 30 | SH | SOLE | 30 | 0 | 0 | ||
ITC HOLDINGS CORP | ORD | 465685105 | 15,881 | 435,324 | SH | SOLE | 435,324 | 0 | 0 | ||
ITRON INC US | ORD | 465741106 | 8 | 200 | SH | SOLE | 200 | 0 | 0 | ||
JINKOSOLAR HOLDING CO-ADR (US*) | DR | 47759T100 | 9,014 | 298,779 | SH | SOLE | 298,779 | 0 | 0 | ||
JOHNSON CONTROLS INC | ORD | 478366107 | 7 | 150 | SH | SOLE | 150 | 0 | 0 | ||
LINEAR TECHNOLOGY CORP (UW*) | ORD | 535678106 | 9,156 | 194,511 | SH | SOLE | 194,511 | 0 | 0 | ||
NEXTERA ENERGY INC | ORD | 65339F101 | 63,440 | 619,047 | SH | SOLE | 619,047 | 0 | 0 | ||
NEXTERA ENERGY PARTNERS LP (UN*) | ORD | 65341B106 | 416 | 12,410 | SH | SOLE | 12,410 | 0 | 0 | ||
NORTHEAST UTILITIES | ORD | 664397106 | 6,200 | 131,171 | SH | SOLE | 131,171 | 0 | 0 | ||
NRG ENERGY INC | ORD | 629377508 | 21,174 | 569,198 | SH | SOLE | 569,198 | 0 | 0 | ||
NRG YIELD INC-CLASS A (UN*) | ORD | 62942X108 | 5,456 | 104,818 | SH | SOLE | 104,818 | 0 | 0 | ||
OGE ENERGY CORP | ORD | 670837103 | 18,727 | 479,190 | SH | SOLE | 479,190 | 0 | 0 | ||
ONEOK INC | ORD | 682680103 | 9,449 | 138,787 | SH | SOLE | 138,787 | 0 | 0 | ||
PATTERN ENERGY GROUP INC (UQ*) | ORD | 70338P100 | 20,672 | 624,340 | SH | SOLE | 624,340 | 0 | 0 | ||
PENTAIR | ORD | G7S00T104 | 11 | 150 | SH | SOLE | 150 | 0 | 0 | ||
PNM RESOURCES INC | ORD | 69349H107 | 9,413 | 320,918 | SH | SOLE | 320,918 | 0 | 0 | ||
POTASH CORP SAS (US) | ORD | 73755L107 | 11 | 300 | SH | SOLE | 300 | 0 | 0 | ||
POWER SOLUTIONS INTERNATIONA (UR*) | ORD | 73933G202 | 7,694 | 106,901 | SH | SOLE | 106,901 | 0 | 0 | ||
POWER-ONE INC (UQ*) | ORD | 73930R102 | 3 | 500 | SH | SOLE | 500 | 0 | 0 | ||
PPL CORPORATION | ORD | 69351T106 | 8,203 | 230,888 | SH | SOLE | 230,888 | 0 | 0 | ||
QUANTA SERVICES INC | ORD | 74762E102 | 15,972 | 461,895 | SH | SOLE | 461,895 | 0 | 0 | ||
ROCKWOOD HOLDINGS INC (UN*) | ORD | 774415103 | 11,518 | 151,569 | SH | SOLE | 151,569 | 0 | 0 | ||
RUBICON TECHNOLOGY INC (UQ*) | ORD | 78112T107 | 9,425 | 1,077,171 | SH | SOLE | 1,077,171 | 0 | 0 | ||
SEMPRA ENERGY | ORD | 816851109 | 26,127 | 249,521 | SH | SOLE | 249,521 | 0 | 0 | ||
SILVER SPRING NETWORKS INC (UN*) | ORD | 82817Q103 | 10,289 | 771,835 | SH | SOLE | 771,835 | 0 | 0 | ||
SOLARCITY CORP (UQ*) | ORD | 83416T100 | 22,464 | 318,188 | SH | SOLE | 318,188 | 0 | 0 | ||
SPECTRA ENERGY CORP | ORD | 847560109 | 17,791 | 418,817 | SH | SOLE | 418,817 | 0 | 0 | ||
SUNEDISON INC | ORD | 86732Y109 | 16,278 | 720,259 | SH | SOLE | 720,259 | 0 | 0 | ||
SUNPOWER CORP | ORD | 867652406 | 2,439 | 59,505 | SH | SOLE | 59,505 | 0 | 0 | ||
TCP INTERNATIONAL HOLDINGS L (UN*) | ORD | 872375100 | 8,123 | 791,725 | SH | SOLE | 791,725 | 0 | 0 | ||
TETRA TECH | ORD | 88162G103 | 12 | 450 | SH | SOLE | 450 | 0 | 0 | ||
TRINA SOLAR LTD-SPON ADR | DR | 89628E104 | 2,183 | 170,181 | SH | SOLE | 170,181 | 0 | 0 | ||
UNION PACIFIC CORP (UN*) | ORD | 907818108 | 21,780 | 218,347 | SH | SOLE | 218,347 | 0 | 0 | ||
VEECO INSTRUMENTS INC (UW*) | ORD | 922417100 | 14,821 | 397,772 | SH | SOLE | 397,772 | 0 | 0 | ||
WESTPORT INNOVATIONS (US) | ORD | 960908309 | 1 | 50 | SH | SOLE | 50 | 0 | 0 | ||
WILLIAMS COS INC | ORD | 969457100 | 39,895 | 685,355 | SH | SOLE | 685,355 | 0 | 0 | ||
XYLEM INC | ORD | 98419M100 | 16 | 400 | SH | SOLE | 400 | 0 | 0 | ||
YARA INTERNATIONAL-ADR (US*) | DR | 984851204 | 10 | 200 | SH | SOLE | 200 | 0 | 0 |