The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
A.O. SMITH | ORD | 831865209 | 12,994 | 282,360 | SH | SOLE | 282,360 | 0 | 0 | ||
ACUITY BRANDS INC (UN*) | ORD | 00508Y102 | 11,380 | 85,845 | SH | SOLE | 85,845 | 0 | 0 | ||
AECOM TECHNOLOGY | ORD | 00766T100 | 11 | 350 | SH | SOLE | 350 | 0 | 0 | ||
AGRIUM(US) | ORD | 008916108 | 15 | 150 | SH | SOLE | 150 | 0 | 0 | ||
AMERICAN WATER WORKS CO INC | ORD | 030420103 | 14 | 300 | SH | SOLE | 300 | 0 | 0 | ||
AQUA AMERICA INC | ORD | 03836W103 | 6 | 225 | SH | SOLE | 225 | 0 | 0 | ||
AUTODESK | ORD | 052769106 | 4 | 85 | SH | SOLE | 85 | 0 | 0 | ||
BORGWARNER | ORD | 099724106 | 4,831 | 78,586 | SH | SOLE | 78,586 | 0 | 0 | ||
BUNGE | ORD | 03836W103 | 8 | 100 | SH | SOLE | 100 | 0 | 0 | ||
CALPINE CORP (UN*) | ORD | 131347304 | 25,104 | 1,200,582 | SH | SOLE | 1,200,582 | 0 | 0 | ||
CENTERPOINT ENERGY INC | ORD | 15189T107 | 6,078 | 256,555 | SH | SOLE | 256,555 | 0 | 0 | ||
CHENIERE ENERGY INC | ORD | 16411R208 | 7,203 | 130,134 | SH | SOLE | 130,134 | 0 | 0 | ||
CLEAN ENERGY FUELS | ORD | 184499101 | 1 | 125 | SH | SOLE | 125 | 0 | 0 | ||
CLEAN HARBORS | ORD | 184496107 | 12 | 225 | SH | SOLE | 225 | 0 | 0 | ||
CONSTELLIUM NV- CLASS A (UN*) | ORD | N22035104 | 7,643 | 260,416 | SH | SOLE | 260,416 | 0 | 0 | ||
CREE INC | ORD | 225447101 | 1,392 | 24,603 | SH | SOLE | 24,603 | 0 | 0 | ||
DELPHI AUTOMOTIVE PLC | ORD | 73930R102 | 19,879 | 292,946 | SH | SOLE | 292,946 | 0 | 0 | ||
EMERSON ELECTRIC CO | ORD | 291011104 | 13 | 200 | SH | SOLE | 200 | 0 | 0 | ||
ENERSYS | ORD | 29275Y102 | 5,195 | 74,975 | SH | SOLE | 74,975 | 0 | 0 | ||
FIRST SOLAR INC | ORD | 336433107 | 6,669 | 95,559 | SH | SOLE | 95,559 | 0 | 0 | ||
FLOWSERVE | ORD | 34354P105 | 16 | 210 | SH | SOLE | 210 | 0 | 0 | ||
FUEL SYSTEMS SOLUTIONS | ORD | 35952W103 | 2 | 150 | SH | SOLE | 150 | 0 | 0 | ||
FUEL TECH INC | ORD | 359523107 | 2 | 400 | SH | SOLE | 400 | 0 | 0 | ||
FUELCELL ENERGY INC (UQ*) | ORD | 35952H106 | 1,705 | 687,523 | SH | SOLE | 687,523 | 0 | 0 | ||
GENERAL ELECTRIC | ORD | 369604103 | 36,673 | 1,416,477 | SH | SOLE | 1,416,477 | 0 | 0 | ||
GENERAL MOTORS | ORD | 37045V100 | 6,890 | 200,184 | SH | SOLE | 200,184 | 0 | 0 | ||
GT ADVANCED TECHNOLOGIES | ORD | 36191U106 | 2,588 | 151,772 | SH | SOLE | 151,772 | 0 | 0 | ||
INTL BUSINESS MACHINES CORP (US*) | ORD | 459200101 | 6 | 30 | SH | SOLE | 30 | 0 | 0 | ||
ITRON INC US | ORD | 465741106 | 7 | 200 | SH | SOLE | 200 | 0 | 0 | ||
JINKOSOLAR HOLDING CO-ADR (US*) | DR | 47759T100 | 8,150 | 291,580 | SH | SOLE | 291,580 | 0 | 0 | ||
JOHNSON CONTROLS INC | ORD | 478366107 | 7 | 150 | SH | SOLE | 150 | 0 | 0 | ||
LINEAR TECHNOLOGY CORP (UW*) | ORD | 535678106 | 8,468 | 173,917 | SH | SOLE | 173,917 | 0 | 0 | ||
NEXTERA ENERGY INC | ORD | 65339F101 | 55,524 | 580,677 | SH | SOLE | 580,677 | 0 | 0 | ||
NORTHEAST UTILITIES | ORD | 664397106 | 5,968 | 131,171 | SH | SOLE | 131,171 | 0 | 0 | ||
NRG ENERGY INC | ORD | 629377508 | 22,059 | 693,664 | SH | SOLE | 693,664 | 0 | 0 | ||
NRG YIELD INC-CLASS A (UN*) | ORD | 62942X108 | 7,603 | 192,339 | SH | SOLE | 192,339 | 0 | 0 | ||
OGE ENERGY CORP | ORD | 670837103 | 17,615 | 479,190 | SH | SOLE | 479,190 | 0 | 0 | ||
ONEOK INC | ORD | 682680103 | 5,849 | 98,717 | SH | SOLE | 98,717 | 0 | 0 | ||
PATTERN ENERGY GROUP INC (UQ*) | ORD | 70338P100 | 14,613 | 538,634 | SH | SOLE | 538,634 | 0 | 0 | ||
PENTAIR | ORD | 099724106 | 12 | 150 | SH | SOLE | 150 | 0 | 0 | ||
PNM RESOURCES INC | ORD | 69349H107 | 7,556 | 279,536 | SH | SOLE | 279,536 | 0 | 0 | ||
POTASH CORP SAS (US) | ORD | 73755L107 | 11 | 300 | SH | SOLE | 300 | 0 | 0 | ||
POWER SOLUTIONS INTERNATIONA (UR*) | ORD | 73933G202 | 5,619 | 74,756 | SH | SOLE | 74,756 | 0 | 0 | ||
POWER-ONE INC (UQ*) | ORD | 73930R102 | 3 | 500 | SH | SOLE | 500 | 0 | 0 | ||
PPL 8.75% 01-MAY-2014 PFD | CONVPRF | 69351T114 | 2,735 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
QUANTA SERVICES INC | ORD | 74762E102 | 17,044 | 461,895 | SH | SOLE | 461,895 | 0 | 0 | ||
ROCKWOOD HOLDINGS INC (UN*) | ORD | 774415103 | 6,991 | 93,967 | SH | SOLE | 93,967 | 0 | 0 | ||
SEMPRA ENERGY | ORD | 816851109 | 20,995 | 216,975 | SH | SOLE | 216,975 | 0 | 0 | ||
SILVER SPRING NETWORKS INC (UN*) | ORD | 82817Q103 | 10,953 | 630,203 | SH | SOLE | 630,203 | 0 | 0 | ||
SPECTRA ENERGY CORP | ORD | 847560109 | 15,471 | 418,817 | SH | SOLE | 418,817 | 0 | 0 | ||
SUNEDISON INC | ORD | 86732Y109 | 7,698 | 408,614 | SH | SOLE | 408,614 | 0 | 0 | ||
TETRA TECH | ORD | 88162G103 | 13 | 450 | SH | SOLE | 450 | 0 | 0 | ||
TRINA SOLAR LTD-SPON ADR | DR | 89628E104 | 8,429 | 626,694 | SH | SOLE | 626,694 | 0 | 0 | ||
UNION PACIFIC CORP (UN*) | ORD | 907818108 | 18,536 | 98,772 | SH | SOLE | 98,772 | 0 | 0 | ||
VEECO INSTRUMENTS INC (UW*) | ORD | 922417100 | 3,944 | 94,070 | SH | SOLE | 94,070 | 0 | 0 | ||
WESTPORT INNOVATIONS (US) | ORD | 960908309 | 1 | 50 | SH | SOLE | 50 | 0 | 0 | ||
WILLIAMS COS INC | ORD | 969457100 | 31,870 | 785,355 | SH | SOLE | 785,355 | 0 | 0 | ||
XYLEM INC | ORD | 98419M100 | 15 | 400 | SH | SOLE | 400 | 0 | 0 | ||
YARA INTERNATIONAL-ADR (US*) | DR | 984851204 | 9 | 200 | SH | SOLE | 200 | 0 | 0 |