0001140361-16-086451.txt : 20161114 0001140361-16-086451.hdr.sgml : 20161111 20161114163200 ACCESSION NUMBER: 0001140361-16-086451 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 EFFECTIVENESS DATE: 20161114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRAFELET BROKAW CAPITAL MANAGEMENT, L.P. CENTRAL INDEX KEY: 0001387672 IRS NUMBER: 205985013 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12508 FILM NUMBER: 161995242 BUSINESS ADDRESS: STREET 1: 410 PARK AVENUE STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-201-7850 MAIL ADDRESS: STREET 1: 410 PARK AVENUE STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: TRAFELET CAPITAL MANAGEMENT, L.P. DATE OF NAME CHANGE: 20070124 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001387672 XXXXXXXX 09-30-2016 09-30-2016 TRAFELET BROKAW CAPITAL MANAGEMENT, L.P.

410 PARK AVENUE 17TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-12508 N Andrew Loggia 212-201-7850 /s/ Andrew Loggia New York NY 11-14-2016 3 16 132286 false 1 0001280506 028-10829 TRAFELET & CO ADVISORS LLC 2 0001632542 028-16762 TBCM GP, LLC 3 0001297619 028-13171 TRAFELET REMY W INFORMATION TABLE 2 form13fInfoTable.xml AEGEAN MARINE PETROLEUM NETW SHS Y0017S102 24432 2443168 SH DFND 1,2,3 2443168 0 0 ALCOA INC COM 013817101 122 12000 SH DFND 1,2,3 12000 0 0 ALICO INC COM 016230104 9347 347992 SH DFND 1,2,3 347992 0 0 APPLIED OPTOELECTRONICS INC COM 03823U102 22846 1028635 SH DFND 1,2,3 1028635 0 0 CARLYLE GROUP L P COM UTS LTD PTN 14309L102 156 10000 SH DFND 1,2,3 10000 0 0 CARROLS RESTAURANT GROUP INC COM 14574X104 10029 759185 SH DFND 1,2,3 759185 0 0 CEDAR FAIR L P DEPOSITRY UNIT 150185106 13771 240378 SH DFND 1,2,3 240378 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 192 24200 SH DFND 1,2,3 24200 0 0 COMMSCOPE HLDG CO INC COM 20337X109 8443 280400 SH DFND 1,2,3 280400 0 0 DYNEGY INC NEW DEL COM 26817R108 171 13800 SH DFND 1,2,3 13800 0 0 GTT COMMUNICATIONS INC COM 362393100 20346 864674 SH DFND 1,2,3 864674 0 0 PACIFIC ETHANOL INC COM PAR $.001 69423U305 73 10600 SH DFND 1,2,3 10600 0 0 PROSHARES TR II VIX SHORT TERM F 74347W262 241 8500 SH DFND 1,2,3 8500 0 0 SIX FLAGS ENTMT CORP NEW COM 83001A102 3009 56126 SH DFND 1,2,3 56126 0 0 VIDEOCON D2H LTD ADR 92657J101 12025 1229557 SH DFND 1,2,3 1229557 0 0 WORLD PT TERMS LP UNIT REP LTD PT 98159G107 7083 472541 SH DFND 1,2,3 472541 0 0