0001387467-24-000012.txt : 20240105
0001387467-24-000012.hdr.sgml : 20240105
20240105201338
ACCESSION NUMBER: 0001387467-24-000012
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240102
FILED AS OF DATE: 20240105
DATE AS OF CHANGE: 20240105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chang Stephen Chunping
CENTRAL INDEX KEY: 0001722000
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34717
FILM NUMBER: 24518033
MAIL ADDRESS:
STREET 1: 475 OAKMEAD PARKWAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94085
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALPHA & OMEGA SEMICONDUCTOR Ltd
CENTRAL INDEX KEY: 0001387467
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 000000000
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 475 OAKMEAD PARKWAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94085
BUSINESS PHONE: 408-830-9742
MAIL ADDRESS:
STREET 1: 475 OAKMEAD PARKWAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94085
FORMER COMPANY:
FORMER CONFORMED NAME: ALPHA & OMEGA SEMICONDUCTOR LTD
DATE OF NAME CHANGE: 20070123
4
1
wk-form4_1704503609.xml
FORM 4
X0508
4
2024-01-02
0
0001387467
ALPHA & OMEGA SEMICONDUCTOR Ltd
AOSL
0001722000
Chang Stephen Chunping
475 OAKMEAD PKWY
SUNNYVALE
CA
94085
0
1
0
0
Chief Executive Officer
0
Common Share
2024-01-02
4
A
0
90000
0
A
467637
D
Common Share
2024-01-02
4
F
0
8208
27.38
D
459429
D
Represents market-based restricted share units (MRSUs) granted on July 1, 2018 upon the achievement of specified performance goals as certified previously by the Compensation Committee on February 22, 2023 and the issuance of shares thereunder is subject to vesting in four equal annual installment commencing in January 2024 provided that the Reporting Person remains in the issuers service through each such vesting date.
Includes 14,512 unvested shares subject to the PSU granted on March 15, 2022 which are subject to vesting upon satisfaction of service-based vesting conditions by the Reporting Person.
Includes an aggregate of 88,000 shares subject to Restricted Share Unit awards (RSU) granted on March 16, 2020, March 15, 2021, March 15, 2022, and March 15, 2023 which will be issued as such units vest in accordance with their terms, and excludes 63,150 unvested common shares subject to the PSU granted on March 15, 2023, which may become vested upon achievement of certain corporate performance goals in the future.
Reflects 662 shares acquired under the Issuer's Employee Stock Purchase Plan on May 12, 2023.
Shares withheld to satisfy the Issuer's tax withholding obligation upon the issuance and annual vesting of shares subject to MRSUs.
/s/ Yanbing Hong, attorney-in-fact for Stephen Chang
2024-01-05