0001387467-23-000066.txt : 20231027
0001387467-23-000066.hdr.sgml : 20231027
20231027202850
ACCESSION NUMBER: 0001387467-23-000066
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231026
FILED AS OF DATE: 20231027
DATE AS OF CHANGE: 20231027
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chang Mike F
CENTRAL INDEX KEY: 0001511393
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34717
FILM NUMBER: 231356965
MAIL ADDRESS:
STREET 1: 475 OAKMEAD PARKWAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94085
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALPHA & OMEGA SEMICONDUCTOR Ltd
CENTRAL INDEX KEY: 0001387467
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 000000000
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 475 OAKMEAD PARKWAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94085
BUSINESS PHONE: 408-830-9742
MAIL ADDRESS:
STREET 1: 475 OAKMEAD PARKWAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94085
FORMER COMPANY:
FORMER CONFORMED NAME: ALPHA & OMEGA SEMICONDUCTOR LTD
DATE OF NAME CHANGE: 20070123
4
1
wk-form4_1698452917.xml
FORM 4
X0508
4
2023-10-26
0
0001387467
ALPHA & OMEGA SEMICONDUCTOR Ltd
AOSL
0001511393
Chang Mike F
475 OAKMEAD PARKWAY
SUNNYVALE
CA
94085
1
1
1
0
Executive Chairman
1
Common Shares
2023-10-26
4
M
0
30000
7.44
A
4367591
D
Common Shares
2023-10-26
4
S
0
30000
25.0329
D
4337591
D
Employee Share Option (right to buy)
7.44
2023-10-26
4
M
0
0
0
D
2024-03-16
Common Share
30000
90000
D
Includes 40,635 unvested shares subject to the PSU granted on March 15, 2022 which are subject to vesting upon satisfaction of service-based vesting conditions by the Reporting Person .
Includes an aggregate of 142,500 shares subject to Restricted Share Unit awards (RSU) granted on March 16, 2020, March 15, 2021, March 15, 2022, and March 15, 2023 which will be issued as such units vest in accordance with their terms, and excludes 53,320 unvested common shares subject to the PSU granted on March 15, 2023, which may become vested upon achievement of certain corporate performance goals in the future.
The sales were effected pursuant to a Rule 10b5-1 trading plan adopted previously by the Reporting Person on May 26, 2023.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.17, inclusive. The Reporting Person undertakes to provide to Alpha and Omega Semiconductor Limited, any security holder of Alpha and Omega Semiconductor Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The option is fully vested and immediately exercisable for all option shares.
/s/ Yanbing Hong, attorney-in-fact for Mike F. Chang
2023-10-27