0001387467-21-000046.txt : 20210614 0001387467-21-000046.hdr.sgml : 20210614 20210614133025 ACCESSION NUMBER: 0001387467-21-000046 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210610 FILED AS OF DATE: 20210614 DATE AS OF CHANGE: 20210614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Xue Bing CENTRAL INDEX KEY: 0001787488 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34717 FILM NUMBER: 211014069 MAIL ADDRESS: STREET 1: 475 OAKMEAD PARKWAY CITY: SUNNYVALE STATE: CA ZIP: 94085 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALPHA & OMEGA SEMICONDUCTOR Ltd CENTRAL INDEX KEY: 0001387467 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 475 OAKMEAD PARKWAY CITY: SUNNYVALE STATE: CA ZIP: 94085 BUSINESS PHONE: 408-830-9742 MAIL ADDRESS: STREET 1: 475 OAKMEAD PARKWAY CITY: SUNNYVALE STATE: CA ZIP: 94085 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA & OMEGA SEMICONDUCTOR LTD DATE OF NAME CHANGE: 20070123 4 1 wf-form4_162369180993958.xml FORM 4 X0306 4 2021-06-10 0 0001387467 ALPHA & OMEGA SEMICONDUCTOR Ltd AOSL 0001787488 Xue Bing 475 OAKMEAD PKWY SUNNYVALE CA 94085 0 1 0 0 EVP-WW Sales & Bus Development Common Share 2021-06-10 4 S 0 2167 30.29 D 57664 D The sales were effected pursuant to a Rule 10b5-1 trading plan adopted previously by the Reporting Person. The price reported in Column 4 is the exact price at which all shares were sold. Includes an aggregate of 30,750 shares subject to Restricted Share Unit awards (RSU) granted on March 15, 2018, March 15, 2019, March 16, 2020, and March 15, 2021 which will be issued as such units vest in accordance with their terms, and excludes (a) 15,000 unvested common shares subject to the PSU granted on March 15, 2021, which may become vested upon achievement of certain corporate performance goals in the future and (b) 3,750 unvested common shares subject to the 2018 PSU which may be vested upon satisfaction of service-based vesting conditions by the Reporting Person. Includes 9,000 unvested common shares subject to the 2020 PSU granted on March 16, 2020 which may be vested upon satisfaction of service-based vesting conditions by the Reporting Person. Reflects 662 shares acquired under the Issuer's Employee Stock Purchase Plan on May 14, 2021. /s/ Yanbing Hong, attoryney-in-fact for Bing Xue 2021-06-14