0001387467-20-000071.txt : 20201109 0001387467-20-000071.hdr.sgml : 20201109 20201109130037 ACCESSION NUMBER: 0001387467-20-000071 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201106 FILED AS OF DATE: 20201109 DATE AS OF CHANGE: 20201109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Liang Yifan CENTRAL INDEX KEY: 0001522325 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34717 FILM NUMBER: 201296896 MAIL ADDRESS: STREET 1: 475 OAKMEAD PARKWAY CITY: SUNNYVALE STATE: CA ZIP: 94085 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALPHA & OMEGA SEMICONDUCTOR Ltd CENTRAL INDEX KEY: 0001387467 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 475 OAKMEAD PARKWAY CITY: SUNNYVALE STATE: CA ZIP: 94085 BUSINESS PHONE: 408-830-9742 MAIL ADDRESS: STREET 1: 475 OAKMEAD PARKWAY CITY: SUNNYVALE STATE: CA ZIP: 94085 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA & OMEGA SEMICONDUCTOR LTD DATE OF NAME CHANGE: 20070123 4 1 wf-form4_160494482378176.xml FORM 4 X0306 4 2020-11-06 0 0001387467 ALPHA & OMEGA SEMICONDUCTOR Ltd AOSL 0001522325 Liang Yifan 475 OAKMEAD PARKWAY SUNNYVALE CA 94085 0 1 0 0 CFO and Corp Secretary Common Shares 2020-11-06 4 M 0 5500 12.68 A 124994 D Common Shares 2020-11-06 4 S 0 5500 17.68 D 119494 D Employee Share Option (right to buy) 12.68 2020-11-06 4 M 0 5500 0 D 2021-03-06 Common Shares 5500.0 0 D Includes an aggregate of 40,000 shares subject to Restricted Share Unit awards (RSU) granted on March 15, 2017, March 15, 2018, and March 15, 2019, and March 16, 2020, which will be issued as such units vest in accordance with their terms, and excludes (a) 17,500 unvested common shares subject to the PSU granted on March 16, 2020, which may become vested upon achievement of certain corporate performance goals in the future and (b) 2,250 unvested common shares subject to the 2017 PSU and 11,000 unvested common shares subject to the 2018 PSU which may be vested upon satisfaction of service-based vesting conditions by the Reporting Person. The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 17, 2020. The price reported in Column 4 is the exact price at which all shares were sold. All options are fully vested and exercisable. /s/ Yanbing Hong, attorney-in-fact for Yifan Liang 2020-11-09