0001387467-20-000060.txt : 20201006 0001387467-20-000060.hdr.sgml : 20201006 20201006193320 ACCESSION NUMBER: 0001387467-20-000060 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201005 FILED AS OF DATE: 20201006 DATE AS OF CHANGE: 20201006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chang Mike F CENTRAL INDEX KEY: 0001511393 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34717 FILM NUMBER: 201227868 MAIL ADDRESS: STREET 1: 475 OAKMEAD PARKWAY CITY: SUNNYVALE STATE: CA ZIP: 94085 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALPHA & OMEGA SEMICONDUCTOR Ltd CENTRAL INDEX KEY: 0001387467 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 475 OAKMEAD PARKWAY CITY: SUNNYVALE STATE: CA ZIP: 94085 BUSINESS PHONE: 408-830-9742 MAIL ADDRESS: STREET 1: 475 OAKMEAD PARKWAY CITY: SUNNYVALE STATE: CA ZIP: 94085 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA & OMEGA SEMICONDUCTOR LTD DATE OF NAME CHANGE: 20070123 4 1 wf-form4_160202718699816.xml FORM 4 X0306 4 2020-10-05 0 0001387467 ALPHA & OMEGA SEMICONDUCTOR Ltd AOSL 0001511393 Chang Mike F 475 OAKMEAD PARKWAY SUNNYVALE CA 94085 1 1 1 0 Chief Executive Officer Common Shares 2020-10-05 4 M 0 94000 12.68 A 4522597 D Common Shares 2020-10-05 4 S 0 94000 15.50 D 4428597 D Employee Share Option (right to buy) 12.68 2020-10-05 4 M 0 94000 0 D 2021-03-06 Common Shares 94000.0 0 D Includes an aggregate of 150,000 shares subject to Restricted Share Unit awards (RSU) granted on March 15, 2017, March 15, 2018, and March 15, 2019, and March 16, 2020, which will be issued as such units vest in accordance with their terms, and excludes (a) 70,000 unvested common shares subject to the PSU granted on March 16, 2020, which may become vested upon achievement of certain corporate performance goals in the future and (b) 14,175 unvested common shares subject to the 2017 PSU and 45,000 unvested common shares subject to the 2018 PSU which may be vested upon satisfaction of service-based vesting conditions by the Reporting Person. The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 28, 2020. The price reported in Column 4 is the exact price at which all shares were sold. All options are fully vested and exercisable. /s/ Yanbing Hong, attorney-in-fact for Mike F. Chang 2020-10-06