0001387467-20-000017.txt : 20200318
0001387467-20-000017.hdr.sgml : 20200318
20200318130852
ACCESSION NUMBER: 0001387467-20-000017
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200316
FILED AS OF DATE: 20200318
DATE AS OF CHANGE: 20200318
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chang Mike F
CENTRAL INDEX KEY: 0001511393
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34717
FILM NUMBER: 20723820
MAIL ADDRESS:
STREET 1: 475 OAKMEAD PARKWAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94085
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALPHA & OMEGA SEMICONDUCTOR Ltd
CENTRAL INDEX KEY: 0001387467
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 000000000
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 475 OAKMEAD PARKWAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94085
BUSINESS PHONE: 408-830-9742
MAIL ADDRESS:
STREET 1: 475 OAKMEAD PARKWAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94085
FORMER COMPANY:
FORMER CONFORMED NAME: ALPHA & OMEGA SEMICONDUCTOR LTD
DATE OF NAME CHANGE: 20070123
4
1
wf-form4_158455131514169.xml
FORM 4
X0306
4
2020-03-16
0
0001387467
ALPHA & OMEGA SEMICONDUCTOR Ltd
AOSL
0001511393
Chang Mike F
475 OAKMEAD PARKWAY
SUNNYVALE
CA
94085
1
1
1
0
Chief Executive Officer
Common Shares
2020-03-16
4
F
0
12705
7.36
D
4340843
D
Common Shares
2020-03-16
4
F
0
18921
7.36
D
4321922
D
Common Shares
2020-03-16
4
A
0
70000
0
A
4391922
D
Shares withheld to satisfy the Issuer's tax withholding obligation upon the vesting of Performance Share Units (PSU) granted on March 15, 2017 and March 15, 2018.
Includes an aggregate of 150,000 shares subject to Restricted Share Unit awards (RSU) granted on March 15, 2017, March 15, 2018, and March 15, 2019, and March 16, 2020, which will be issued as such units vest in accordance with their terms.
Shares withheld to satisfy the Issuer's tax withholding obligation upon the vesting of RSU granted on March 15, 2016, and March 15, 2017, March 15, 2018, and March 15, 2019.
The RSU shall vest in equal annual installments over four (4) years from March 16, 2020, provided that the Reporting Person remains in the Issuer's service through each such vesting date.
Excludes 70,000 unvested common shares subject to the PSU granted on March 16, 2020 ("2020 PSU"), which may become vested upon achievement of certain corporate performance goals in the future.
/s/ Yanbing Hong, attorney-in-fact for Mike F. Chang
2020-03-18